TD SECURITIES (USA) LLC
Related Filers (8)
- TORONTO DOMINION BANK (8)
- TORONTO DOMINION HOLDINGS USA INC (8)
- TD GROUP US HOLDINGS LLC (8)
- BLACKROCK MUNIYIELD INVESTMENT FUND (3)
- BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND (2)
- BLACKROCK MUNIYIELD QUALITY FUND III, INC. (2)
- BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. (2)
- CHEMI TROL CHEMICAL CO (1)
- Show More ...
Other (43)
X-17A-5
Wednesday, 12/27/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 12/22/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 12/22/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 12/22/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 12/20/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 12/19/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/22/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 12/22/2016
None
X-17A-5
Thursday, 12/22/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 12/22/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 12/22/2015
None
FOCUSN
Tuesday, 12/30/2014
None
X-17A-5
Tuesday, 12/30/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 12/30/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 12/26/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 12/26/2013
None
X-17A-5
Monday, 6/17/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 12/26/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 12/26/2012
None
X-17A-5/A
Monday, 1/30/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN/A
Tuesday, 1/3/2012
None
X-17A-5/A
Tuesday, 1/3/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 12/21/2011
None
X-17A-5
Wednesday, 12/21/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 12/27/2010
None
X-17A-5
Monday, 12/27/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 12/29/2009
None
X-17A-5
Tuesday, 12/29/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 1/6/2009
None
FOCUSN
Tuesday, 12/30/2008
None
X-17A-5
Tuesday, 12/30/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 12/28/2007
None
X-17A-5/A
Friday, 12/28/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 1/29/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 12/29/2006
None
FOCUSN
Tuesday, 1/3/2006
None
X-17A-5
Tuesday, 1/3/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 1/3/2005
None
X-17A-5
Monday, 1/3/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 12/31/2003
None
X-17A-5
Wednesday, 12/31/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 12/31/2002
None
X-17A-5
Tuesday, 12/3/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Ownership (10)
4
Friday, 6/24/2022
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 6/24/2022
BLACKROCK MUNIYIELD QUALITY FUND III, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 6/24/2022
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND: Statement of changes in beneficial ownership of securities
3
Tuesday, 6/21/2022
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.: Initial statement of beneficial ownership of securities
3
Tuesday, 6/21/2022
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 6/21/2022
BLACKROCK MUNIYIELD QUALITY FUND III, INC.: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 4/22/2021
BLACKROCK MUNIYIELD INVESTMENT FUND: Major Shareholders
4
Wednesday, 4/21/2021
BLACKROCK MUNIYIELD INVESTMENT FUND: Statement of changes in beneficial ownership of securities
3
Wednesday, 4/21/2021
BLACKROCK MUNIYIELD INVESTMENT FUND: Initial statement of beneficial ownership of securities
SC 13D
Monday, 6/22/1998
CHEMI TROL CHEMICAL CO: Major Shareholders