NOMURA SECURITIES INTERNATIONAL, INC.
Related Filers (20)
- TETRALOGIC PHARMACEUTICALS CORP (4)
- NOMURA HOLDINGS INC (2)
- AMERICAN CENTURY COMPANIES INC (1)
- AMERICAN CENTURY WORLD MUTUAL FUNDS INC (1)
- AMERICAN CENTURY GROWTH FUNDS, INC. (1)
- AMERICAN CENTURY GOVERNMENT INCOME TRUST (1)
- AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. (1)
- AMERICAN CENTURY CAPITAL PORTFOLIOS INC (1)
- AMERICAN CENTURY MUNICIPAL TRUST (1)
- AMERICAN CENTURY MUTUAL FUNDS, INC. (1)
- AMERICAN CENTURY INVESTMENT MANAGEMENT INC (1)
- AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC (1)
- AMERICAN CENTURY VARIABLE PORTFOLIOS INC (1)
- AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS (1)
- NOMURA INTERNATIONAL PLC (1)
- AMERICAN CENTURY INTERNATIONAL BOND FUNDS (1)
- AMERICAN CENTURY INVESTMENT TRUST (1)
- AMERICAN CENTURY VARIABLE PORTFOLIOS II INC (1)
- AMERICAN CENTURY TARGET MATURITIES TRUST (1)
- AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. (1)
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Other (38)
X-17A-5
Tuesday, 5/30/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 5/31/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 6/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 6/1/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 5/28/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 5/25/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 5/30/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP
Friday, 4/28/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Tuesday, 5/31/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN/A
Friday, 6/26/2015
None
X-17A-5
Monday, 6/1/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 6/1/2015
None
X-17A-5
Friday, 5/30/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/30/2014
None
X-17A-5
Thursday, 5/30/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 5/30/2013
None
X-17A-5
Thursday, 5/30/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 5/30/2013
None
X-17A-5
Wednesday, 5/30/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 5/30/2012
None
X-17A-5
Thursday, 3/15/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 6/2/2011
None
X-17A-5
Tuesday, 6/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 6/1/2010
None
FOCUSN
Wednesday, 6/3/2009
None
X-17A-5
Wednesday, 6/3/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 5/30/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/30/2008
None
X-17A-5
Tuesday, 5/29/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 5/29/2007
None
FOCUSN
Monday, 6/26/2006
None
X-17A-5
Tuesday, 5/30/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 5/31/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 5/31/2005
None
FOCUSN
Friday, 5/28/2004
None
X-17A-5
Friday, 5/28/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/30/2003
None
X-17A-5
Friday, 5/30/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Ownership (4)
4
Monday, 11/14/2016
TETRALOGIC PHARMACEUTICALS CORP: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 11/14/2016
TETRALOGIC PHARMACEUTICALS CORP: Major Shareholders
SC 13D
Monday, 11/14/2016
TETRALOGIC PHARMACEUTICALS CORP: Major Shareholders
3
Monday, 11/14/2016
TETRALOGIC PHARMACEUTICALS CORP: Initial statement of beneficial ownership of securities