RBC Capital Markets, LLC

Related Filers (16)

Other (427)

13F-NT
Tuesday, 2/13/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-A
Friday, 1/26/2024
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Thursday, 1/4/2024
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 11/30/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 11/15/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 11/14/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Monday, 11/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I
Monday, 11/6/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 11/1/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 10/26/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Monday, 10/23/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 10/12/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Thursday, 8/10/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA/A
Wednesday, 8/2/2023
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA/A
Wednesday, 8/2/2023
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA/A
Thursday, 7/27/2023
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Monday, 7/10/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 6/29/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 6/6/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 6/2/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 5/31/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 5/31/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 5/30/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 5/25/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Friday, 5/12/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Monday, 4/3/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 3/31/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Monday, 3/20/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 3/15/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Monday, 3/6/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Monday, 2/27/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Thursday, 2/9/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I
Wednesday, 2/8/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 2/3/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Thursday, 1/26/2023
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Friday, 1/20/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Thursday, 1/19/2023
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA/A
Thursday, 1/19/2023
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I
Monday, 1/9/2023
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 12/20/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 12/8/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 11/25/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Thursday, 11/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I
Friday, 11/4/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 11/2/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Tuesday, 10/25/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 10/21/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 10/21/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 9/7/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Wednesday, 8/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Wednesday, 7/27/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Tuesday, 7/26/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 7/22/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 7/5/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Thursday, 5/12/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Wednesday, 5/4/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Tuesday, 4/12/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Monday, 4/11/2022
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I
Monday, 3/21/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Monday, 3/14/2022
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I
Tuesday, 3/1/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 2/25/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Thursday, 2/24/2022
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Friday, 2/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I
Wednesday, 2/9/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Wednesday, 1/26/2022
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Monday, 1/24/2022
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 12/15/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 12/15/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Monday, 12/13/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Monday, 11/15/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Tuesday, 11/9/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I
Tuesday, 11/2/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Thursday, 10/14/2021
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I
Monday, 9/27/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Monday, 8/16/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Wednesday, 8/11/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Thursday, 6/17/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 5/19/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Thursday, 5/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I
Tuesday, 5/11/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Tuesday, 4/27/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 4/16/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 4/15/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 3/9/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 3/9/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 3/9/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 3/9/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 3/9/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 2/19/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 2/19/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 2/19/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 2/19/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 2/18/2021
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Tuesday, 2/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-A
Thursday, 1/28/2021
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Thursday, 11/5/2020
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 11/5/2020
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 11/5/2020
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
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Ownership (27)

SC 13G/A
Wednesday, 2/14/2024
Aramark: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
Aramark: Major Shareholders
SC 13G/A
Monday, 2/14/2022
Aramark: Major Shareholders
SC 13G
Tuesday, 2/16/2021
Aramark: Major Shareholders
SC 13G
Tuesday, 2/16/2021
Liberty Broadband Corp: Major Shareholders
SC 13G/A
Monday, 8/10/2020
Cushing Energy Income Fund: Major Shareholders
SC 13G/A
Friday, 1/10/2020
Cushing Energy Income Fund: Major Shareholders
4
Monday, 6/3/2019
Invesco Pennsylvania Value Municipal Income Trust: Statement of changes in beneficial ownership of securities
4
Monday, 6/3/2019
Invesco Trust for Investment Grade New York Municipals: Statement of changes in beneficial ownership of securities
4
Friday, 5/3/2019
Invesco Pennsylvania Value Municipal Income Trust: Statement of changes in beneficial ownership of securities
4
Friday, 5/3/2019
Invesco Trust for Investment Grade New York Municipals: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 2/14/2019
Cushing Energy Income Fund: Major Shareholders
SC 13G/A
Monday, 8/28/2017
Invesco Pennsylvania Value Municipal Income Trust: Major Shareholders
4/A
Monday, 8/28/2017
Invesco Pennsylvania Value Municipal Income Trust: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 6/5/2017
Invesco Pennsylvania Value Municipal Income Trust: Major Shareholders
4
Monday, 6/5/2017
Invesco Pennsylvania Value Municipal Income Trust: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2016
Naugatuck Valley Financial Corp: Major Shareholders
SC 13G
Thursday, 2/12/2015
Naugatuck Valley Financial Corp: Major Shareholders
SC 13G
Thursday, 2/1/2001
WESTCHESTER CAPITAL MANAGEMENT INC /NY/: Major Shareholders
SC 13G/A
Tuesday, 9/5/2000
ROCKFORD CORP: Major Shareholders
SC 13G/A
Thursday, 8/10/2000
ROCKFORD CORP: Major Shareholders
SC 13G
Monday, 7/10/2000
ROCKFORD CORP: Major Shareholders
SC 13G/A
Wednesday, 2/10/1999
WELLINGTON MANAGEMENT CO LLP: Major Shareholders
SC 13G
Tuesday, 2/10/1998
WELLINGTON MANAGEMENT CO LLP: Major Shareholders
SC 13G/A
Tuesday, 2/11/1997
FMR CORP: Major Shareholders
SC 13G
Wednesday, 2/14/1996
FMR CORP: Major Shareholders
SC 13G/A
Friday, 2/2/1996
VANGUARD EXPLORER FUND INC: Major Shareholders
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Proxies (18)

DEFA14A
Tuesday, 12/12/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFM14A
Friday, 12/8/2000
Definitive proxy statement relating to a merger, acquisition, or disposition
PRER14A
Wednesday, 11/22/2000
Preliminary revised proxy soliciting materials
DEFA14A
Wednesday, 11/15/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/31/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/31/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 10/23/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREM14A
Wednesday, 10/18/2000
Preliminary proxy statement relating to a merger, acquisition, or disposition
DEFA14A
Monday, 10/16/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/10/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/28/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/24/2000
Definitive proxy statements
DEF 14A
Wednesday, 3/24/1999
Definitive proxy statements
DEF 14A
Monday, 3/30/1998
Definitive proxy statements
PRE 14A
Thursday, 3/12/1998
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 3/26/1997
Definitive proxy statements
DEF 14A
Thursday, 3/28/1996
Definitive proxy statements
PRE 14A
Monday, 3/18/1996
Preliminary proxy statement not related to a contested matter or merger/acquisition
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