COWEN AND COMPANY, LLC
Related Filers (49)
- COWEN INC. (10)
- Cowen Holdings, Inc. (10)
- RCG LV Pearl LLC (10)
- Fusion Acquisition Corp. II (6)
- Cowen Investments II LLC (4)
- SOLOMON JEFFREY M (4)
- Cowen Financial Products LLC (4)
- Twin Ridge Capital Acquisition Corp. (3)
- Progress Acquisition Corp. (3)
- DermTech, Inc. (2)
- Tempus Applied Solutions Holdings, Inc. (2)
- Lifesci Acquisition II Corp. (2)
- Churchill Capital Corp VI (2)
- AVADEL PHARMACEUTICALS PLC (2)
- Lazard Growth Acquisition Corp. I (2)
- SciPlay Corp (2)
- L Catterton Asia Acquisition Corp (2)
- Churchill Capital Corp V (2)
- Arrowroot Acquisition Corp. (2)
- Direct Selling Acquisition Corp. (2)
- Flame Acquisition Corp. (2)
- Slam Corp. (2)
- Prime Impact Acquisition I (2)
- StoneBridge Acquisition Corp. (2)
- Iconic Sports Acquisition Corp. (2)
- YogaWorks, Inc. (1)
- Hennessy Capital Investment Corp. VI (1)
- Workhorse Group Inc. (1)
- Innoviz Technologies Ltd. (1)
- Ares Management Corp (1)
- Pyrophyte Acquisition Corp. (1)
- InFinT Acquisition Corp (1)
- Jaws Mustang Acquisition Corp (1)
- Generation Asia I Acquisition Ltd (1)
- FutureTech II Acquisition Corp. (1)
- Aimei Health Technology Co., Ltd. (1)
- Arogo Capital Acquisition Corp. (1)
- Kernel Group Holdings, Inc. (1)
- Agriculture & Natural Solutions Acquisition Corp (1)
- Concord Acquisition Corp (1)
- Global Star Acquisition Inc. (1)
- Kensington Capital Acquisition Corp. V (1)
- Power & Digital Infrastructure Acquisition II Corp. (1)
- Andretti Acquisition Corp. (1)
- Tristar Acquisition I Corp. (1)
- Churchill Capital Corp VII (1)
- Zalatoris II Acquisition Corp (1)
- Everest Consolidator Acquisition Corp (1)
- Zalatoris Acquisition Corp. (1)
- Show More ...
Other (58)
13F-HR/A
Monday, 2/12/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/8/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/9/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/7/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/9/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Friday, 2/24/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Thursday, 2/9/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/5/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/16/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Friday, 2/25/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Monday, 2/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/12/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/13/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/4/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Friday, 2/26/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Monday, 2/8/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/3/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/13/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/11/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Friday, 2/28/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Tuesday, 2/11/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/12/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Friday, 3/1/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5/A
Tuesday, 3/6/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/1/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/28/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/29/2016
None
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/27/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/27/2015
None
X-17A-5
Tuesday, 3/4/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/4/2014
None
X-17A-5
Monday, 3/4/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/4/2013
None
FOCUSN/A
Friday, 3/2/2012
None
FOCUSN
Thursday, 3/1/2012
None
X-17A-5
Thursday, 3/1/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/1/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2011
None
X-17A-5/A
Tuesday, 3/2/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/1/2010
None
X-17A-5
Monday, 3/2/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2009
None
FOCUSN
Friday, 2/29/2008
None
X-17A-5
Friday, 2/29/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/1/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/1/2007
None
FOCUSN
Thursday, 3/2/2006
None
X-17A-5
Thursday, 3/2/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/8/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/8/2005
None
X-17A-5
Monday, 3/1/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/1/2004
None
FOCUSN
Monday, 3/3/2003
None
X-17A-5
Monday, 3/3/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/4/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Ownership (67)
SC 13G
Friday, 2/9/2024
Zalatoris Acquisition Corp.: Major Shareholders
SC 13G
Monday, 2/5/2024
Tristar Acquisition I Corp.: Major Shareholders
SC 13G
Monday, 2/5/2024
Zalatoris II Acquisition Corp: Major Shareholders
SC 13G
Monday, 2/5/2024
Churchill Capital Corp VII: Major Shareholders
SC 13G
Monday, 2/5/2024
Everest Consolidator Acquisition Corp: Major Shareholders
SC 13G
Monday, 2/5/2024
Andretti Acquisition Corp.: Major Shareholders
SC 13G
Monday, 2/5/2024
Power & Digital Infrastructure Acquisition II Corp.: Major Shareholders
SC 13G
Friday, 2/2/2024
FutureTech II Acquisition Corp.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
L Catterton Asia Acquisition Corp: Major Shareholders
SC 13G
Friday, 2/2/2024
Kernel Group Holdings, Inc.: Major Shareholders
SC 13G
Friday, 2/2/2024
Aimei Health Technology Co., Ltd.: Major Shareholders
SC 13G
Friday, 2/2/2024
Jaws Mustang Acquisition Corp: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Lazard Growth Acquisition Corp. I: Major Shareholders
SC 13G
Friday, 2/2/2024
Generation Asia I Acquisition Ltd: Major Shareholders
SC 13G
Friday, 2/2/2024
Concord Acquisition Corp: Major Shareholders
SC 13G
Friday, 2/2/2024
InFinT Acquisition Corp: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Twin Ridge Capital Acquisition Corp.: Major Shareholders
SC 13G
Friday, 2/2/2024
Global Star Acquisition Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
StoneBridge Acquisition Corp.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Prime Impact Acquisition I: Major Shareholders
SC 13G
Friday, 2/2/2024
Arogo Capital Acquisition Corp.: Major Shareholders
SC 13G
Friday, 2/2/2024
Kensington Capital Acquisition Corp. V: Major Shareholders
SC 13G
Friday, 2/2/2024
Agriculture & Natural Solutions Acquisition Corp: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Slam Corp.: Major Shareholders
SC 13G/A
Thursday, 2/1/2024
Churchill Capital Corp V: Major Shareholders
SC 13G/A
Thursday, 2/1/2024
Iconic Sports Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 2/1/2024
Direct Selling Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 2/1/2024
Fusion Acquisition Corp. II: Major Shareholders
SC 13G
Thursday, 2/1/2024
Pyrophyte Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 2/1/2024
Flame Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 2/1/2024
Arrowroot Acquisition Corp.: Major Shareholders
SC 13G
Wednesday, 9/27/2023
StoneBridge Acquisition Corp.: Major Shareholders
SC 13G
Wednesday, 9/27/2023
Iconic Sports Acquisition Corp.: Major Shareholders
4
Wednesday, 9/6/2023
Fusion Acquisition Corp. II: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 9/5/2023
Prime Impact Acquisition I: Major Shareholders
SC 13G
Monday, 7/31/2023
Ares Management Corp: Major Shareholders
SC 13G
Tuesday, 7/11/2023
Slam Corp.: Major Shareholders
SC 13G
Tuesday, 5/30/2023
Flame Acquisition Corp.: Major Shareholders
SC 13G
Tuesday, 5/16/2023
Progress Acquisition Corp.: Major Shareholders
4
Monday, 5/15/2023
Progress Acquisition Corp.: Statement of changes in beneficial ownership of securities
3
Monday, 5/15/2023
Progress Acquisition Corp.: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 5/4/2023
Direct Selling Acquisition Corp.: Major Shareholders
SC 13G
Thursday, 4/27/2023
Twin Ridge Capital Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 4/27/2023
Twin Ridge Capital Acquisition Corp.: Major Shareholders
SC 13G
Thursday, 4/27/2023
Fusion Acquisition Corp. II: Major Shareholders
4
Tuesday, 4/25/2023
Fusion Acquisition Corp. II: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/25/2023
Fusion Acquisition Corp. II: Initial statement of beneficial ownership of securities
4
Tuesday, 4/25/2023
Fusion Acquisition Corp. II: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 4/19/2023
Arrowroot Acquisition Corp.: Major Shareholders
SC 13G
Friday, 3/31/2023
Churchill Capital Corp V: Major Shareholders
SC 13G
Thursday, 3/23/2023
L Catterton Asia Acquisition Corp: Major Shareholders
SC 13G/A
Tuesday, 2/28/2023
SciPlay Corp: Major Shareholders
SC 13G
Wednesday, 2/1/2023
Lazard Growth Acquisition Corp. I: Major Shareholders
SC 13G
Wednesday, 11/2/2022
Innoviz Technologies Ltd.: Major Shareholders
SC 13G
Friday, 4/1/2022
SciPlay Corp: Major Shareholders
SC 13G/A
Friday, 1/21/2022
Churchill Capital Corp VI: Major Shareholders
SC 13G/A
Friday, 1/21/2022
AVADEL PHARMACEUTICALS PLC: Major Shareholders
SC 13G
Monday, 1/3/2022
Churchill Capital Corp VI: Major Shareholders
SC 13G
Friday, 11/12/2021
Workhorse Group Inc.: Major Shareholders
SC 13G
Friday, 11/12/2021
AVADEL PHARMACEUTICALS PLC: Major Shareholders
SC 13G
Monday, 10/4/2021
Hennessy Capital Investment Corp. VI: Major Shareholders
SC 13G/A
Thursday, 9/16/2021
Lifesci Acquisition II Corp.: Major Shareholders
SC 13G
Wednesday, 5/19/2021
Lifesci Acquisition II Corp.: Major Shareholders
4
Thursday, 10/17/2019
DermTech, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/16/2019
Tempus Applied Solutions Holdings, Inc.: Statement of changes in beneficial ownership of securities
3
Friday, 3/29/2019
Constellation Alpha Capital Corp.: Initial statement of beneficial ownership of securities
SC 13G
Wednesday, 2/14/2018
YogaWorks, Inc.: Major Shareholders