Cowen Financial Products LLC
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Other (15)
SBSE/A
Friday, 10/13/2023
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
SBSE/A
Wednesday, 9/20/2023
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
SBSE/A
Wednesday, 3/8/2023
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
X-17A-5
Friday, 2/24/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 8/23/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
SBSE/A
Friday, 5/27/2022
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
X-17A-5
Thursday, 3/31/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
SBSE/A
Wednesday, 2/16/2022
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
SBSE
Wednesday, 10/27/2021
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
SBSE-C
Wednesday, 10/27/2021
Certifications for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
13F-NT
Tuesday, 11/3/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/18/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/11/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/11/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/12/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
Ownership (142)
SC 13G/A
Friday, 2/2/2024
Avidity Biosciences, Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Adicet Bio, Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Global Partner Acquisition Corp II: Major Shareholders
SC 13G/A
Friday, 2/2/2024
EXAGEN INC.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
VEXT SCIENCE, INC.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Trulieve Cannabis Corp.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Breeze Holdings Acquisition Corp.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
African Gold Acquisition Corp: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Cresco Labs Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
LL Flooring Holdings, Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Project Energy Reimagined Acquisition Corp.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
scPharmaceuticals Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
C21 Investments Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Jounce Therapeutics, Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Green Thumb Industries Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Tarsus Pharmaceuticals, Inc.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Sylvamo Corp: Major Shareholders
SC 13G/A
Friday, 2/2/2024
DTRT Health Acquisition Corp.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Apyx Medical Corp: Major Shareholders
SC 13G/A
Friday, 2/2/2024
Verano Holdings Corp.: Major Shareholders
SC 13G/A
Friday, 2/2/2024
SOL Global Investments Corp.: Major Shareholders
4
Tuesday, 12/19/2023
Canna-Global Acquisition Corp: Statement of changes in beneficial ownership of securities
3
Thursday, 12/14/2023
Canna-Global Acquisition Corp: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 12/14/2023
Canna-Global Acquisition Corp: Major Shareholders
4
Wednesday, 9/6/2023
Fusion Acquisition Corp. II: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 8/11/2023
Project Energy Reimagined Acquisition Corp.: Major Shareholders
SC 13G
Friday, 5/5/2023
Tarsus Pharmaceuticals, Inc.: Major Shareholders
4
Tuesday, 4/25/2023
Fusion Acquisition Corp. II: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/25/2023
Fusion Acquisition Corp. II: Initial statement of beneficial ownership of securities
4
Tuesday, 4/25/2023
Fusion Acquisition Corp. II: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 4/19/2023
African Gold Acquisition Corp: Major Shareholders
SC 13G
Tuesday, 4/11/2023
Canna-Global Acquisition Corp: Major Shareholders
SC 13G
Tuesday, 4/11/2023
Global Partner Acquisition Corp II: Major Shareholders
SC 13G
Thursday, 3/2/2023
Verano Holdings Corp.: Major Shareholders
SC 13G
Monday, 2/27/2023
scPharmaceuticals Inc.: Major Shareholders
SC 13G
Thursday, 2/16/2023
Sylvamo Corp: Major Shareholders
SC 13G/A
Wednesday, 1/25/2023
Trulieve Cannabis Corp.: Major Shareholders
SC 13G/A
Wednesday, 1/25/2023
Stoke Therapeutics, Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/25/2023
Topco Holding, LLC: Major Shareholders
SC 13G/A
Wednesday, 1/25/2023
TerrAscend Corp.: Major Shareholders
SC 13G/A
Wednesday, 1/25/2023
VEXT SCIENCE, INC.: Major Shareholders
SC 13G/A
Wednesday, 1/25/2023
Goodness Growth Holdings, Inc.: Major Shareholders
SC 13G/A
Tuesday, 1/24/2023
Project Energy Reimagined Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 1/24/2023
Medicus Sciences Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 1/24/2023
PMV Pharmaceuticals, Inc.: Major Shareholders
SC 13G/A
Tuesday, 1/24/2023
SOL Global Investments Corp.: Major Shareholders
SC 13G/A
Tuesday, 1/24/2023
DTRT Health Acquisition Corp.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
Breeze Holdings Acquisition Corp.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
Green Thumb Industries Inc.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
Lowell Farms Inc.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
Jounce Therapeutics, Inc.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
Goodness Growth Holdings, Inc.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
C21 Investments Inc.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
LL Flooring Holdings, Inc.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
Cresco Labs Inc.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
EXAGEN INC.: Major Shareholders
SC 13G/A
Monday, 1/23/2023
Fulcrum Therapeutics, Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/18/2023
Brainsway Ltd.: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
Adicet Bio, Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
Better World Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
Bluma Wellness Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
Ayr Wellness Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
FaZe Holdings Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
Apyx Medical Corp: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
Avidity Biosciences, Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/11/2023
FaZe Holdings Inc.: Major Shareholders
SC 13G
Wednesday, 12/28/2022
LL Flooring Holdings, Inc.: Major Shareholders
SC 13G
Monday, 12/19/2022
DTRT Health Acquisition Corp.: Major Shareholders
SC 13G
Wednesday, 10/19/2022
Lowell Farms Inc.: Major Shareholders
SC 13G
Friday, 10/7/2022
Breeze Holdings Acquisition Corp.: Major Shareholders
SC 13G
Thursday, 8/18/2022
Avidity Biosciences, Inc.: Major Shareholders
SC 13G
Wednesday, 5/25/2022
Better World Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 5/11/2022
Jushi Inc: Major Shareholders
SC 13G
Friday, 4/22/2022
Jounce Therapeutics, Inc.: Major Shareholders
SC 13G
Friday, 4/22/2022
Adicet Bio, Inc.: Major Shareholders
SC 13G/A
Wednesday, 3/30/2022
Brainsway Ltd.: Major Shareholders
SC 13G
Friday, 3/11/2022
Medicus Sciences Acquisition Corp.: Major Shareholders
SC 13G
Wednesday, 3/9/2022
Fulcrum Therapeutics, Inc.: Major Shareholders
SC 13G
Tuesday, 2/1/2022
Jushi Inc: Major Shareholders
SC 13G
Monday, 1/24/2022
Stoke Therapeutics, Inc.: Major Shareholders
SC 13G/A
Monday, 1/24/2022
Goodness Growth Holdings, Inc.: Major Shareholders
SC 13G
Monday, 1/24/2022
Goodness Growth Holdings, Inc.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Apyx Medical Corp: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Cresco Labs Inc.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Trulieve Cannabis Corp.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Brainsway Ltd.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
VEXT SCIENCE, INC.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
EXAGEN INC.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
C21 Investments Inc.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
TerrAscend Corp.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
SOL Global Investments Corp.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Green Thumb Industries Inc.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Topco Holding, LLC: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Ayr Wellness Inc.: Major Shareholders
SC 13G/A
Thursday, 1/20/2022
Project Energy Reimagined Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 1/19/2022
Brainsway Ltd.: Major Shareholders
SC 13G/A
Wednesday, 1/19/2022
Ayr Wellness Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/19/2022
EXAGEN INC.: Major Shareholders
SC 13G
Wednesday, 1/19/2022
PMV Pharmaceuticals, Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/19/2022
TerrAscend Corp.: Major Shareholders