COMMONWEALTH EQUITY SERVICES, LLC
Related Filers (3)
- TORTOISE PIPELINE & ENERGY FUND, INC. (5)
- FS Investment CORP (1)
- FS Credit Opportunities Corp. (1)
- Show More ...
Other (57)
13F-HR
Tuesday, 2/6/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 10/23/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/10/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 5/11/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Monday, 2/27/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Tuesday, 2/7/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 7/19/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/4/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Monday, 2/28/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Monday, 1/31/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 10/29/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/11/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/4/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Monday, 3/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Thursday, 2/11/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/5/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/12/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/11/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
FOCUSN
Monday, 3/2/2020
None
X-17A-5
Monday, 3/2/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Wednesday, 2/5/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 10/30/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 7/19/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Monday, 2/25/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/25/2019
None
13F-HR
Monday, 2/11/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/6/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 7/31/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Monday, 2/26/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/26/2018
None
13F-HR
Monday, 2/12/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
FOCUSN
Monday, 2/27/2017
None
X-17A-5
Monday, 2/27/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/29/2016
None
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5/A
Friday, 6/26/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN/A
Friday, 6/26/2015
None
X-17A-5
Friday, 2/27/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/27/2015
None
X-17A-5
Thursday, 2/27/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 2/27/2014
None
X-17A-5
Thursday, 2/27/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/26/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/21/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 2/24/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/15/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/5/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 2/27/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 2/28/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/2/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 3/2/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/1/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/3/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/5/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Ownership (7)
SC 13G/A
Friday, 2/9/2024
TORTOISE PIPELINE & ENERGY FUND, INC.: Major Shareholders
SC 13G/A
Wednesday, 12/6/2023
TORTOISE PIPELINE & ENERGY FUND, INC.: Major Shareholders
SC 13G/A
Friday, 11/3/2023
TORTOISE PIPELINE & ENERGY FUND, INC.: Major Shareholders
SC 13G
Wednesday, 2/22/2023
FS Credit Opportunities Corp.: Major Shareholders
SC 13G/A
Friday, 1/27/2023
TORTOISE PIPELINE & ENERGY FUND, INC.: Major Shareholders
SC 13G
Wednesday, 12/7/2022
TORTOISE PIPELINE & ENERGY FUND, INC.: Major Shareholders
SC 13G
Friday, 2/9/2018
FS Investment CORP: Major Shareholders