APEX CLEARING CORPORATION

Related Filers (1)

Other (72)

13F-NT
Tuesday, 2/13/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Friday, 9/1/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/12/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Wednesday, 5/10/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Friday, 2/24/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Monday, 2/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/12/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/13/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Friday, 2/25/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Friday, 2/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Monday, 3/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/2/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Thursday, 2/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/8/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
FOCUSN
Monday, 3/4/2019
None
X-17A-5
Friday, 3/1/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Wednesday, 2/13/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/13/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/15/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/15/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Thursday, 3/8/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Wednesday, 2/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Friday, 2/24/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Monday, 2/13/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/10/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/13/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Tuesday, 2/16/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
FOCUSN
Monday, 3/2/2015
None
X-17A-5
Monday, 3/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/4/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/4/2014
None
X-17A-5/A
Tuesday, 5/7/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 4/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 8/29/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 8/29/2012
None
FOCUSN
Friday, 8/26/2011
None
X-17A-5
Friday, 8/26/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 8/23/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 8/23/2010
None
X-17A-5/A
Wednesday, 11/18/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 8/24/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 8/24/2009
None
X-17A-5
Monday, 8/25/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 8/25/2008
None
FOCUSN
Monday, 8/27/2007
None
X-17A-5
Monday, 8/27/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN/A
Monday, 4/23/2007
None
X-17A-5/A
Monday, 4/2/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 4/2/2007
None
X-17A-5
Tuesday, 8/29/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 8/29/2006
None
X-17A-5
Thursday, 9/29/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 8/29/2005
None
FOCUSN
Thursday, 12/30/2004
None
X-17A-5
Thursday, 12/30/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/2/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/2/2004
None
FOCUSN
Tuesday, 3/4/2003
None
X-17A-5
Tuesday, 3/4/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 4/29/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Show More

Ownership (5)

SC 13G/A
Friday, 11/12/1999
BUILDERS TRANSPORT INC: Major Shareholders
SC 13G/A
Wednesday, 6/9/1999
BUILDERS TRANSPORT INC: Major Shareholders
SC 13G
Monday, 3/22/1999
BUILDERS TRANSPORT INC: Major Shareholders
SC 13G/A
Monday, 3/22/1999
BUILDERS TRANSPORT INC: Major Shareholders
SC 13G/A
Monday, 3/22/1999
BUILDERS TRANSPORT INC: Major Shareholders
Show More