Nomura Alternative Income Fund
Related Filers (11)
- Nomura Private Capital LLC (5)
- Falcon Michael I. (2)
- Arment Madeline (1)
- Woodcock Alexander (1)
- Brigstocke David HC (1)
- Szalyga Laura (1)
- Pena Katherine M. (1)
- Stark Robert (1)
- Burdick Timothy James (1)
- Rosa Katherine Quick (1)
- NCOF, LLC (1)
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Other (34)
N-23C3A
Friday, 1/26/2024
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Tuesday, 12/19/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 12/6/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
APP ORDR
Wednesday, 11/29/2023
None
NPORT-P
Tuesday, 11/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
APP NTC
Monday, 11/6/2023
None
N-23C3A
Monday, 10/23/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-APP/A
Thursday, 9/28/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NPORT-P
Monday, 8/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
486BPOS
Thursday, 7/27/2023
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Tuesday, 7/25/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Thursday, 7/20/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Monday, 6/26/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
24F-2NT
Wednesday, 6/21/2023
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Wednesday, 6/14/2023
Annual Report for Registered Investment Companies
N-CSR
Thursday, 6/8/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 5/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
APP ORDR
Wednesday, 4/19/2023
None
CORRESP
Friday, 3/24/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 3/24/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
APP NTC
Friday, 3/24/2023
None
EFFECT
Friday, 3/24/2023
Notice of Effectiveness
CORRESP
Monday, 3/20/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 3/10/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 3/10/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Thursday, 2/16/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 2/16/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Friday, 2/10/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 2/10/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 2/1/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP WD
Tuesday, 12/20/2022
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Friday, 12/2/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2
Tuesday, 9/13/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Tuesday, 9/13/2022
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (10)
4
Tuesday, 2/13/2024
Falcon Michael I.: Statement of changes in beneficial ownership of securities
3
Thursday, 2/16/2023
Woodcock Alexander: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Pena Katherine M.: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Szalyga Laura: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Brigstocke David HC: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Arment Madeline: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Falcon Michael I.: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Burdick Timothy James: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Stark Robert: Initial statement of beneficial ownership of securities
3
Thursday, 2/16/2023
Rosa Katherine Quick: Initial statement of beneficial ownership of securities