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Other (32)
N-23C3A
Monday, 1/8/2024
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
486APOS
Friday, 12/22/2023
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
NPORT-P
Tuesday, 11/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Tuesday, 10/10/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Thursday, 10/5/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 9/1/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/29/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 8/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Monday, 7/10/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Friday, 5/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
486BPOS
Friday, 4/28/2023
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Monday, 4/10/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
24F-2NT
Monday, 3/27/2023
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Wednesday, 3/15/2023
Annual Report for Registered Investment Companies
N-CSR
Thursday, 3/9/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 3/1/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
D
Wednesday, 1/4/2023
Exempt (Private) Offering
40-APP/A
Tuesday, 11/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Monday, 11/14/2022
Notice of Effectiveness
CORRESP
Wednesday, 11/9/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 11/9/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 10/19/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 10/19/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Monday, 10/17/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2/A
Tuesday, 9/20/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 9/19/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Monday, 8/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Friday, 8/5/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 8/4/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Thursday, 3/3/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2
Tuesday, 2/8/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Monday, 2/7/2022
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (83)
3
Monday, 2/5/2024
Yang Jing: Initial statement of beneficial ownership of securities
3
Monday, 2/5/2024
MURATA ALFRED T: Initial statement of beneficial ownership of securities
3
Monday, 2/5/2024
SHARENOW GREG ELLIOT: Initial statement of beneficial ownership of securities
3
Monday, 2/5/2024
Kersman Alejandro Eduardo: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 1/22/2024
IVASCYN DANIEL J: Major Shareholders
3
Wednesday, 1/17/2024
Vu Quynh-Chi Hoang: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Chan Carol Kar-lon: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Goodman Matthew Louis: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Stern Jason Ross: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Wildermuth Paul Thomas: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Pacetti Laine Elizabeth: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Creighton Alyssa Michele: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Ratner Joshua: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
McLaughlin Colleen Patrice: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Narain Shivanand: Initial statement of beneficial ownership of securities
3
Thursday, 1/4/2024
Suh Sung-Hee: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 12/28/2023
IVASCYN DANIEL J: Major Shareholders
SC 13D/A
Tuesday, 12/12/2023
IVASCYN DANIEL J: Major Shareholders
4
Monday, 12/11/2023
IVASCYN DANIEL J: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 11/7/2023
IVASCYN DANIEL J: Major Shareholders
SC 13D/A
Thursday, 10/5/2023
IVASCYN DANIEL J: Major Shareholders
SC 13D/A
Wednesday, 9/20/2023
IVASCYN DANIEL J: Major Shareholders
4
Thursday, 9/14/2023
LeBrun Richard R Jr: Statement of changes in beneficial ownership of securities
4
Thursday, 8/31/2023
Steiner Jason Robert: Statement of changes in beneficial ownership of securities
4
Friday, 8/18/2023
GANNAWAY RUSSELL D: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Lee John Joon: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 6/6/2023
IVASCYN DANIEL J: Major Shareholders
4
Thursday, 5/4/2023
Chen Devin: Statement of changes in beneficial ownership of securities
4
Thursday, 4/27/2023
Donner Christoph: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/26/2023
LeBrun Richard R Jr: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 3/27/2023
IVASCYN DANIEL J: Major Shareholders
3
Friday, 3/24/2023
Mason Gregory John: Initial statement of beneficial ownership of securities
3
Friday, 3/24/2023
Golota Maria Marchenko: Initial statement of beneficial ownership of securities
3
Friday, 2/3/2023
Steiner Jason Robert: Initial statement of beneficial ownership of securities
3
Friday, 2/3/2023
WANG QI: Initial statement of beneficial ownership of securities
3
Friday, 2/3/2023
Ananthanarayanan Vishalakshi Mangala: Initial statement of beneficial ownership of securities
3
Friday, 2/3/2023
Pier Sonali Shah: Initial statement of beneficial ownership of securities
4
Tuesday, 1/24/2023
IVASCYN DANIEL J: Statement of changes in beneficial ownership of securities
4
Friday, 1/6/2023
GANNAWAY RUSSELL D: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/20/2022
Allianz Fund Investments, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/22/2022
Allianz Fund Investments, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 11/18/2022
GANNAWAY RUSSELL D: Statement of changes in beneficial ownership of securities
3
Monday, 11/14/2022
KRATKY ANNE KENNELLY: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Byer Jeffrey Alan: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Hall Gregory Weston: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Loch Ryan John: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Pittluck Brian Joel: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
KORINKE KIMBERLEY G: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Jelic Mark Allen: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
KIT WU KWAN: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
LESHAW RYAN G: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Khairi Saba Abul: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Chen Devin: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Lee John Joon: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Aitkenhead Benedict: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Cantrill Elizabeth Davis: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
GANNAWAY RUSSELL D: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Schneider Jerome M: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
STRACKE THIBAULT CHRISTIAN: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Donner Christoph: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
AUDAIN-PRESSLEY KEISHA L: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
SEIDNER MARC P: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Roman Emmanuel: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Werber Keith Adam: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
PARIKH BIJAL Y: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
DaSilva Peggy Levere: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Zakir Nadia: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
IVASCYN DANIEL J: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Burrill Douglas Benjamin: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
FLATTUM DAVID C: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Duggan Elizabeth A: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
JOHNSON ERIC DAVID: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Meggers Julie Ann: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Lee Kenneth W.: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
EVANS BRANDON THOMAS: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
LeBrun Richard R Jr: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Whitten Candice Stack: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Lane John William: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
PACIFIC INVESTMENT MANAGEMENT CO LLC: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
BROWN ERIK C: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
Huddleston Debra Weiss: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2022
DAWSON CRAIG A: Initial statement of beneficial ownership of securities
3
Tuesday, 7/19/2022
Allianz Fund Investments, Inc.: Initial statement of beneficial ownership of securities