Esoterica Thematic Trust
Related Filers (5)
- Esoterica Capital LLC (5)
- Foreside Fund Services LLC (1)
- Kim Michael Hyuk (1)
- DeMarco Laura S (1)
- Cboe BZX Exchange, Inc. (1)
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Other (74)
24F-2NT
Friday, 3/10/2023
Rule 24F-2 notice filed on Form 24F-2
24F-2NT
Thursday, 1/12/2023
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Tuesday, 1/3/2023
Annual Report for Registered Investment Companies
N-CEN
Tuesday, 1/3/2023
Annual Report for Registered Investment Companies
NPORT-P
Wednesday, 12/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
25-NSE
Tuesday, 12/27/2022
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-CSR
Friday, 12/23/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 9/23/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/18/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 6/30/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 6/24/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 5/2/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 3/25/2022
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-P
Thursday, 3/10/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
497J
Friday, 3/4/2022
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
485BPOS
Monday, 2/28/2022
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN/A
Thursday, 2/24/2022
Annual Report for Registered Investment Companies
24F-2NT
Tuesday, 1/18/2022
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Tuesday, 1/11/2022
Annual Report for Registered Investment Companies
N-CSR
Monday, 1/3/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN/A
Thursday, 12/23/2021
Annual Report for Registered Investment Companies
NPORT-P
Thursday, 12/23/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Monday, 11/15/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 10/1/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-P
Monday, 9/20/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/26/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 6/25/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 6/23/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 4/5/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 4/1/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-P
Thursday, 3/25/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
485BPOS
Wednesday, 3/10/2021
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
485BXT
Monday, 3/8/2021
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
497J
Wednesday, 3/3/2021
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
485BPOS
Friday, 2/26/2021
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
485BXT
Monday, 2/8/2021
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
24F-2NT
Wednesday, 1/13/2021
Rule 24F-2 notice filed on Form 24F-2
485BXT
Tuesday, 1/12/2021
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Tuesday, 1/12/2021
Annual Report for Registered Investment Companies
N-CSR
Thursday, 12/31/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 12/23/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
485BXT
Wednesday, 12/16/2020
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
40-APP/A
Friday, 12/11/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Friday, 12/11/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 12/8/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
485BPOS
Tuesday, 12/8/2020
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
485APOS
Wednesday, 10/7/2020
Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
NPORT-P
Wednesday, 9/2/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Tuesday, 9/1/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Monday, 8/31/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Wednesday, 8/19/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Thursday, 7/9/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 7/1/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Tuesday, 6/30/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NT NPORT-P
Tuesday, 6/23/2020
None
NPORT-P
Tuesday, 6/23/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
CERT
Monday, 3/30/2020
Certification by an exchange approving securities for listing
497
Monday, 3/23/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 3/19/2020
Notice of Effectiveness
CORRESP
Wednesday, 3/18/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 3/13/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-1A/A
Friday, 3/13/2020
Initial registration statement filed on Form N1A for open-end management investment companies
CORRESP
Friday, 3/13/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 3/11/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Wednesday, 3/11/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
8-A12B
Friday, 3/6/2020
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Thursday, 3/5/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 3/5/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 2/20/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-1A/A
Thursday, 2/20/2020
Initial registration statement filed on Form N1A for open-end management investment companies
APP WD
Thursday, 10/3/2019
Withdrawal of an application for exemptive or other relief from the federal securities laws
N-1A
Thursday, 9/5/2019
Initial registration statement filed on Form N1A for open-end management investment companies
N-8A
Thursday, 9/5/2019
Initial notification of registration under Section 8(a) filed on Form N-8A
40-APP
Thursday, 8/1/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products