Tortoise Direct Social Infrastructure Fund II, LP
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- Tortoise Direct Opportunities Fund II, LP (5)
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- TORTOISE PIPELINE & ENERGY FUND, INC. (5)
- TORTOISE ENERGY INFRASTRUCTURE CORP (5)
- Tortoise Direct Opportunities Fund, LP (5)
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- TORTOISE CAPITAL ADVISORS, L.L.C. (5)
- Tortoise Tax-Advantaged Social Infrastructure Fund, Inc. (5)
- Tortoise Credit Strategies, LLC (2)
- PRINCIPAL GLOBAL INVESTORS (1)
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Other (6)
40-APP/A
Friday, 5/22/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Friday, 5/15/2020
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Tuesday, 5/5/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 8/2/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/22/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D
Wednesday, 1/30/2019
Exempt (Private) Offering