Tortoise Direct Opportunities Fund, LP
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- PRINCIPAL GLOBAL INVESTORS (1)
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Other (9)
40-APP/A
Friday, 5/22/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Friday, 5/15/2020
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Tuesday, 5/5/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 8/2/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/22/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/1/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 3/29/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 11/7/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D
Tuesday, 6/21/2016
Exempt (Private) Offering