Vivaldi Opportunities Fund
Related Filers (15)
- ASHER DANIEL (32)
- Vivaldi Asset Management, LLC (3)
- PECK MICHAEL P (2)
- GALLAGHER TERRANCE P (1)
- Seyferth Robert (1)
- ANTHONY FISCHER J (1)
- CHAD EISENBERG (1)
- SHUGRUE GARY (1)
- Lee David (1)
- Seidenberg Perpetua (1)
- Vivaldi Holdings LLC (1)
- Golden Randal L (1)
- Sternberg David A (1)
- Angel Oak Financial Strategies Income Term Trust (1)
- NEW YORK STOCK EXCHANGE LLC (1)
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News (3)
8-K
Monday, 5/18/2020
Current report filing
8-K
Wednesday, 9/12/2018
Current report filing
8-K
Friday, 6/22/2018
Current report filing
Other (58)
N-8F ORDR
Monday, 11/1/2021
None
N-8F NTC
Tuesday, 10/12/2021
None
N-8F/A
Monday, 9/13/2021
Application for deregistration made on Form N-8F
N-8F
Monday, 7/12/2021
Application for deregistration made on Form N-8F
N-PX
Wednesday, 8/12/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CEN/A
Monday, 7/13/2020
Annual Report for Registered Investment Companies
NT N-CEN
Friday, 7/10/2020
None
N-CSR
Monday, 7/6/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
25-NSE
Monday, 6/8/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
NPORT-P
Thursday, 5/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 3/2/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 2/24/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
AW
Friday, 1/10/2020
Withdrawal of amendment to a registration statement filed under the Securities Act
POS 8C
Wednesday, 12/4/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CSRS
Wednesday, 12/4/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 11/27/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/29/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-EX
Thursday, 8/29/2019
Portfolio Holdings Exhibit to Form N-PORT
N-CEN
Friday, 6/14/2019
Annual Report for Registered Investment Companies
N-CSR
Friday, 6/7/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Thursday, 3/14/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 2/27/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 12/14/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 12/13/2018
Notice of Effectiveness
CORRESP
Monday, 12/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Friday, 12/7/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-2/A
Friday, 12/7/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 11/13/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 11/13/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 9/27/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-Q
Wednesday, 8/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/27/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Thursday, 6/21/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSR
Friday, 6/8/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 5/30/2018
Annual report for management companies filed on Form N-SAR
8-A12B
Tuesday, 5/8/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Tuesday, 5/8/2018
Certification by an exchange approving securities for listing
40-APP
Tuesday, 4/17/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Wednesday, 4/4/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Tuesday, 4/3/2018
Notice of Effectiveness
N-2/A
Thursday, 3/29/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 3/29/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 3/28/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 3/22/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 3/16/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497
Tuesday, 3/13/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Wednesday, 2/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 2/13/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 12/21/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 9/18/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 9/14/2017
Notice of Effectiveness
N-2/A
Tuesday, 9/12/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 9/7/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 8/10/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/17/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Monday, 7/3/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Monday, 5/22/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Monday, 5/22/2017
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (45)
SC 13G/A
Thursday, 6/18/2020
ASHER DANIEL: Major Shareholders
4/A
Wednesday, 6/17/2020
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 6/17/2020
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 6/17/2020
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 6/17/2020
ASHER DANIEL: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2020
ASHER DANIEL: Major Shareholders
4
Tuesday, 6/25/2019
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Thursday, 6/20/2019
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/19/2019
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Monday, 6/17/2019
ASHER DANIEL: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 4/4/2019
ASHER DANIEL: Major Shareholders
3
Thursday, 3/28/2019
Golden Randal L: Initial statement of beneficial ownership of securities
3
Thursday, 3/28/2019
Sternberg David A: Initial statement of beneficial ownership of securities
3
Thursday, 3/28/2019
Vivaldi Holdings LLC: Initial statement of beneficial ownership of securities
4
Thursday, 3/28/2019
PECK MICHAEL P: Statement of changes in beneficial ownership of securities
3
Thursday, 3/28/2019
Vivaldi Asset Management, LLC: Initial statement of beneficial ownership of securities
4
Tuesday, 1/8/2019
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Friday, 1/4/2019
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Thursday, 1/3/2019
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/26/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/19/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Friday, 12/14/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
3
Wednesday, 12/12/2018
Seidenberg Perpetua: Initial statement of beneficial ownership of securities
4
Tuesday, 12/4/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/28/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/21/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/23/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Thursday, 10/18/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/16/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Thursday, 10/11/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/19/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Friday, 9/14/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/15/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/14/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Thursday, 7/12/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Thursday, 7/5/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
4
Monday, 7/2/2018
ASHER DANIEL: Statement of changes in beneficial ownership of securities
3
Monday, 7/2/2018
ASHER DANIEL: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2018
ANTHONY FISCHER J: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2018
Lee David: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2018
Seyferth Robert: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2018
GALLAGHER TERRANCE P: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2018
PECK MICHAEL P: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2018
CHAD EISENBERG: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2018
SHUGRUE GARY: Initial statement of beneficial ownership of securities
Prospectus (2)
425
Friday, 2/7/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 2/7/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions