FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND
Related Filers (33)
- Sternberg David A (16)
- Golden Randal L (11)
- VFT Holdings LP (10)
- CHAD EISENBERG (9)
- PECK MICHAEL D (9)
- First Trust Capital Management L.P. (7)
- INFINITY CORE ALTERNATIVE FUND (4)
- First Trust Private Credit Fund (3)
- FT Alternative Platform I LLC (3)
- FT Real Estate Platform I LLC (3)
- First Trust Real Assets Fund (3)
- Destiny Alternative Fund II LLC (3)
- FT Private Investment Platform I LLC (3)
- Highland Capital Management Institutional Fund II, LLC (3)
- Vivaldi Capital Management LP (3)
- FT OFFSHORE I LP (3)
- First Trust Private Assets Fund (3)
- Destiny Alternative Fund LLC (3)
- Cornerstone Diversified Portfolio, LP (3)
- VCM Core Opportunities Fund LLC (3)
- HIGHLAND CAPITAL MANAGEMENT, L.P. (2)
- GALLAGHER TERRANCE P (1)
- Seyferth Robert (1)
- ANTHONY FISCHER J (1)
- Lee David (1)
- Seidenberg Perpetua (1)
- SHUGRUE GARY (1)
- FT Investments I LLC (1)
- Park Shore Multi Asset Strategy Fund LLC (1)
- First Trust Hedged Strategies Fund (1)
- CP Special Assets Fund LLC (1)
- FT Vest Hedged Equity Enhanced Income Fund LLC (1)
- Destiny Target Outcome Fund 2024-1 LLC (1)
- Show More ...
Other (121)
40-APP/A
Wednesday, 2/7/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Monday, 2/5/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 12/8/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Wednesday, 11/29/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Monday, 11/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Thursday, 9/7/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-23C3A
Wednesday, 8/30/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Tuesday, 8/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Monday, 8/28/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
486BPOS
Friday, 7/28/2023
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
24F-2NT
Tuesday, 6/27/2023
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Wednesday, 6/14/2023
Annual Report for Registered Investment Companies
N-CSR
Friday, 6/9/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Wednesday, 5/31/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Thursday, 5/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Wednesday, 3/1/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Tuesday, 2/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Wednesday, 2/15/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 2/3/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Thursday, 1/19/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Wednesday, 12/7/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
CORRESP
Thursday, 12/1/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-23C3A
Wednesday, 11/30/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Monday, 11/21/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Wednesday, 8/31/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Friday, 8/26/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Tuesday, 8/23/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP
Tuesday, 8/23/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
486BPOS
Friday, 7/29/2022
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Wednesday, 7/27/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/25/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
24F-2NT
Tuesday, 6/28/2022
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Tuesday, 6/14/2022
Annual Report for Registered Investment Companies
N-CSR
Thursday, 6/9/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
486APOS
Thursday, 6/2/2022
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Tuesday, 5/31/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Wednesday, 5/25/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 4/27/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C3A
Tuesday, 3/1/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Friday, 2/25/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 12/9/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Wednesday, 12/1/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Wednesday, 11/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Tuesday, 8/31/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Wednesday, 8/25/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Friday, 8/20/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Friday, 8/13/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
486BPOS
Thursday, 7/29/2021
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Monday, 6/14/2021
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 6/9/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Friday, 5/28/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Monday, 5/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 3/18/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C3A
Monday, 3/1/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Wednesday, 2/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Friday, 12/11/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Wednesday, 12/9/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Tuesday, 12/1/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Monday, 11/23/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 8/25/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Monday, 8/17/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Wednesday, 8/12/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
486BPOS
Monday, 7/20/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
NT N-CEN
Friday, 7/10/2020
None
N-CSR
Monday, 7/6/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 5/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 5/15/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 3/30/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-P
Friday, 2/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 2/24/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C3A
Friday, 2/14/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Wednesday, 12/4/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 11/27/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 11/15/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-EX
Thursday, 8/29/2019
Portfolio Holdings Exhibit to Form N-PORT
N-PX
Thursday, 8/29/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-23C3A
Friday, 8/16/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
486BPOS
Wednesday, 7/31/2019
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Friday, 6/14/2019
Annual Report for Registered Investment Companies
N-CSR
Friday, 6/7/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Wednesday, 5/15/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Wednesday, 4/10/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Thursday, 3/14/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 3/14/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Friday, 3/1/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Wednesday, 2/13/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
486APOS
Tuesday, 1/8/2019
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
N-CSRS
Friday, 12/7/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Friday, 11/16/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Wednesday, 9/12/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Wednesday, 8/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/27/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497J
Monday, 8/20/2018
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
N-23C3A
Wednesday, 8/15/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
486BPOS
Monday, 7/30/2018
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Friday, 6/8/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 5/30/2018
Annual report for management companies filed on Form N-SAR
N-23C3A
Tuesday, 5/15/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Friday, 4/13/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Wednesday, 2/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
Ownership (62)
5
Monday, 5/15/2023
PECK MICHAEL D: Annual statement of changes in beneficial ownership of securities
5
Monday, 5/15/2023
CHAD EISENBERG: Annual statement of changes in beneficial ownership of securities
5
Monday, 5/16/2022
Sternberg David A: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/13/2022
Golden Randal L: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/13/2022
CHAD EISENBERG: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/13/2022
VFT Holdings LP: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/13/2022
PECK MICHAEL D: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Sternberg David A: Statement of changes in beneficial ownership of securities
4
Friday, 11/12/2021
Sternberg David A: Statement of changes in beneficial ownership of securities
3
Friday, 10/1/2021
SHUGRUE GARY: Initial statement of beneficial ownership of securities
4
Wednesday, 8/4/2021
Vivaldi Holdings LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/4/2021
Golden Randal L: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 8/4/2021
Sternberg David A: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/4/2021
CHAD EISENBERG: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/4/2021
PECK MICHAEL D: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/4/2021
Sternberg David A: Statement of changes in beneficial ownership of securities
4
Monday, 5/24/2021
Sternberg David A: Statement of changes in beneficial ownership of securities
5
Friday, 5/14/2021
Sternberg David A: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/14/2021
PECK MICHAEL D: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/14/2021
CHAD EISENBERG: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/14/2021
Vivaldi Holdings LLC: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/14/2021
Golden Randal L: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
PECK MICHAEL D: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
Vivaldi Holdings LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
Golden Randal L: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
Sternberg David A: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
CHAD EISENBERG: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 10/28/2020
Sternberg David A: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 10/28/2020
CHAD EISENBERG: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 10/28/2020
PECK MICHAEL D: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/28/2020
Sternberg David A: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 10/28/2020
Vivaldi Holdings LLC: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 10/28/2020
Golden Randal L: Statement of changes in beneficial ownership of securities
4
Friday, 7/10/2020
Golden Randal L: Statement of changes in beneficial ownership of securities
4
Thursday, 7/9/2020
PECK MICHAEL D: Statement of changes in beneficial ownership of securities
4
Thursday, 7/9/2020
CHAD EISENBERG: Statement of changes in beneficial ownership of securities
4
Thursday, 7/9/2020
Vivaldi Holdings LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 7/9/2020
Sternberg David A: Statement of changes in beneficial ownership of securities
5
Friday, 5/8/2020
Golden Randal L: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/8/2020
CHAD EISENBERG: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/8/2020
Vivaldi Holdings LLC: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/8/2020
Sternberg David A: Annual statement of changes in beneficial ownership of securities
5
Friday, 5/8/2020
PECK MICHAEL D: Annual statement of changes in beneficial ownership of securities
3/A
Thursday, 4/4/2019
Vivaldi Holdings LLC: Initial statement of beneficial ownership of securities
3/A
Thursday, 4/4/2019
Golden Randal L: Initial statement of beneficial ownership of securities
5
Thursday, 4/4/2019
Sternberg David A: Annual statement of changes in beneficial ownership of securities
5
Thursday, 4/4/2019
Vivaldi Holdings LLC: Annual statement of changes in beneficial ownership of securities
5
Thursday, 4/4/2019
Golden Randal L: Annual statement of changes in beneficial ownership of securities
3/A
Thursday, 4/4/2019
Sternberg David A: Initial statement of beneficial ownership of securities
5
Thursday, 3/28/2019
Sternberg David A: Annual statement of changes in beneficial ownership of securities
3
Thursday, 3/28/2019
Vivaldi Holdings LLC: Initial statement of beneficial ownership of securities
3
Thursday, 3/28/2019
Sternberg David A: Initial statement of beneficial ownership of securities
3
Thursday, 3/28/2019
Golden Randal L: Initial statement of beneficial ownership of securities
3
Thursday, 3/28/2019
Vivaldi Asset Management, LLC: Initial statement of beneficial ownership of securities
5
Thursday, 3/28/2019
Golden Randal L: Annual statement of changes in beneficial ownership of securities
3
Wednesday, 12/12/2018
Seidenberg Perpetua: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
PECK MICHAEL P: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
GALLAGHER TERRANCE P: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Lee David: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
ANTHONY FISCHER J: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Seyferth Robert: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
CHAD EISENBERG: Initial statement of beneficial ownership of securities
Prospectus (3)
424B3
Friday, 2/24/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 2/15/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 11/8/2021
Prospectus filed pursuant to Rule 424(b)(3)
Proxies (7)
DEFA14A
Wednesday, 2/15/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 2/9/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 1/27/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 12/2/2022
Definitive proxy statements
PRE 14A
Tuesday, 11/15/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 8/17/2021
Definitive proxy statements
PRE 14A
Monday, 8/2/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition