RiverPark Floating Rate CMBS Fund
Related Filers (12)
- CMBS Credit Opportunities Manager, LLC (1)
- ES Capital Management, LLC (1)
- Shugrue Family 2012 Trust (1)
- Connors Stephen (1)
- Sachs David (1)
- Rubin Mitchell J. (1)
- Kelly Matthew H (1)
- Browne Richard (1)
- Balsam Ira Steven (1)
- Schaja Mordecai (1)
- Genova Paul Colin (1)
- RIVERPARK FUNDS TRUST (1)
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Other (36)
N-8F
Thursday, 5/16/2019
Application for deregistration made on Form N-8F
N-CEN
Friday, 12/14/2018
Annual Report for Registered Investment Companies
N-CSR
Friday, 12/7/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Wednesday, 9/5/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Thursday, 8/30/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Monday, 8/27/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Thursday, 8/23/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Wednesday, 6/6/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 5/29/2018
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Thursday, 5/24/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Wednesday, 2/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Tuesday, 2/20/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497J
Friday, 2/16/2018
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
N-2/A
Tuesday, 12/12/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CSR
Friday, 12/8/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 11/29/2017
Annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 11/17/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Monday, 9/18/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/30/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Monday, 8/28/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Tuesday, 8/22/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Friday, 6/9/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 5/30/2017
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Wednesday, 5/24/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Wednesday, 3/1/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Wednesday, 3/1/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Thursday, 2/23/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-23C3A
Friday, 11/18/2016
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Friday, 9/30/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 9/14/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 9/9/2016
Notice of Effectiveness
N-2/A
Thursday, 9/1/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 9/1/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 9/1/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Monday, 7/11/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Monday, 7/11/2016
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (11)
4
Friday, 10/6/2017
Genova Paul Colin: Statement of changes in beneficial ownership of securities
4
Thursday, 8/24/2017
Schaja Mordecai: Statement of changes in beneficial ownership of securities
4
Friday, 4/28/2017
Schaja Mordecai: Statement of changes in beneficial ownership of securities
3
Friday, 4/21/2017
Balsam Ira Steven: Initial statement of beneficial ownership of securities
3
Friday, 4/21/2017
Browne Richard: Initial statement of beneficial ownership of securities
3
Thursday, 4/20/2017
Kelly Matthew H: Initial statement of beneficial ownership of securities
3
Thursday, 4/20/2017
Genova Paul Colin: Initial statement of beneficial ownership of securities
4
Thursday, 4/20/2017
Rubin Mitchell J.: Statement of changes in beneficial ownership of securities
3
Wednesday, 4/19/2017
Sachs David: Initial statement of beneficial ownership of securities
3
Monday, 4/17/2017
Connors Stephen: Initial statement of beneficial ownership of securities
3
Monday, 4/17/2017
Shugrue Family 2012 Trust: Initial statement of beneficial ownership of securities