Sierra Total Return Fund

Related Filers (40)

Other (72)

N-8F ORDR
Wednesday, 3/25/2020
None
N-8F NTC
Friday, 2/28/2020
None
N-8F/A
Monday, 2/24/2020
Application for deregistration made on Form N-8F
N-8F
Thursday, 12/26/2019
Application for deregistration made on Form N-8F
N-23C3A
Wednesday, 11/27/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Tuesday, 11/26/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/30/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CEN
Friday, 8/30/2019
Annual Report for Registered Investment Companies
N-CSR
Thursday, 8/29/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Thursday, 8/29/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Thursday, 5/30/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 5/29/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Wednesday, 5/29/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
CORRESP
Monday, 4/8/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Tuesday, 2/26/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Monday, 2/25/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-23C3A
Wednesday, 11/21/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Wednesday, 11/21/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP
Monday, 11/19/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CEN
Tuesday, 9/11/2018
Annual Report for Registered Investment Companies
N-PX
Thursday, 8/30/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Wednesday, 8/29/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Friday, 8/24/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Friday, 5/25/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Wednesday, 5/23/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 4/16/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Thursday, 3/1/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 2/27/2018
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Monday, 2/26/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Tuesday, 1/9/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
486BPOS
Monday, 12/11/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Wednesday, 11/29/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Friday, 11/17/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 8/30/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 8/29/2017
Annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/25/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
POS EX
Monday, 8/14/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 8/4/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Wednesday, 7/26/2017
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Tuesday, 7/25/2017
Notice of Effectiveness
486APOS
Thursday, 7/20/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
APP ORDR
Friday, 7/7/2017
None
APP NTC
Friday, 7/7/2017
None
486APOS
Wednesday, 6/7/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
POS AM
Wednesday, 5/31/2017
Post-effective amendment to a registration statement that is not immediately effective upon filing
40-APP
Wednesday, 5/24/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Tuesday, 5/16/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Friday, 5/12/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Tuesday, 4/18/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 3/20/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Wednesday, 3/15/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Wednesday, 3/8/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Tuesday, 3/7/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Wednesday, 3/1/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 3/1/2017
Semi-annual report for management companies filed on Form N-SAR
40-APP/A
Friday, 12/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Thursday, 12/15/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Wednesday, 11/9/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Wednesday, 11/9/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Wednesday, 11/9/2016
Notice of Effectiveness
CORRESP
Wednesday, 11/9/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 11/9/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 11/9/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 11/7/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 11/7/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 11/4/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP
Monday, 10/31/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 7/26/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 6/28/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 5/27/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Friday, 2/12/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Thursday, 2/11/2016
Initial notification of registration under Section 8(a) filed on Form N-8A
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Ownership (12)

SC 13D
Tuesday, 6/13/2017
Major Shareholders
4
Monday, 6/5/2017
Taube Seth: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2017
Taube Brook: Statement of changes in beneficial ownership of securities
3
Monday, 11/14/2016
Gellert Anthony E.: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Mathieu Christopher M.: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Dyett John: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Taube Brook: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Tonkel Jeffrey B.: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
STRF Advisors LLC: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Coules Jonathan Gregory: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Fredericks John D.: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Taube Seth: Initial statement of beneficial ownership of securities
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