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Other (52)
N-PX
Monday, 8/19/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CEN/A
Tuesday, 6/4/2019
Annual Report for Registered Investment Companies
N-8F ORDR
Thursday, 3/21/2019
None
N-CEN
Wednesday, 3/13/2019
Annual Report for Registered Investment Companies
N-8F NTC
Friday, 2/22/2019
None
N-8F
Thursday, 2/7/2019
Application for deregistration made on Form N-8F
N-Q
Thursday, 11/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
25-NSE
Tuesday, 11/27/2018
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-CSRS
Thursday, 9/6/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Wednesday, 9/5/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/20/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Thursday, 7/5/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Wednesday, 5/30/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/8/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 3/1/2018
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 11/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 9/8/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 9/7/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/29/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Tuesday, 8/29/2017
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 5/30/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
N-CSR
Thursday, 3/9/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 3/1/2017
Annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 11/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Friday, 9/30/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Wednesday, 9/7/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Wednesday, 8/31/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-A
Tuesday, 8/30/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/29/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Friday, 7/1/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Friday, 5/27/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 3/9/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/29/2016
Annual report for management companies filed on Form N-SAR
40-APP
Tuesday, 2/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS EX
Monday, 11/16/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 11/13/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 11/12/2015
Notice of Effectiveness
N-2MEF
Thursday, 11/12/2015
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
N-2/A
Tuesday, 11/10/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 11/9/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 11/9/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 10/26/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
8-A12B
Monday, 10/26/2015
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2/A
Friday, 10/23/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Thursday, 10/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Monday, 10/5/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 10/5/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/5/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/17/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 7/16/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Thursday, 7/16/2015
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (41)
3
Thursday, 4/18/2019
Wickerham E. Scott: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/13/2019
MORGAN STANLEY: Major Shareholders
3
Wednesday, 8/15/2018
Huffman William T. Jr.: Initial statement of beneficial ownership of securities
4
Thursday, 6/7/2018
LAMB DAVID J: Statement of changes in beneficial ownership of securities
3
Wednesday, 2/28/2018
Winget Demark L: Initial statement of beneficial ownership of securities
3
Wednesday, 2/28/2018
Meyers William T.: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/13/2018
MORGAN STANLEY: Major Shareholders
4
Thursday, 2/8/2018
ZIMMERMAN GIFFORD R: Statement of changes in beneficial ownership of securities
3
Friday, 12/29/2017
McCarthy Kevin J: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Prudhomme Kathleen L: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
FOY STEPHEN D: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Kelly Walter M: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Rohrbacher Christopher M.: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Jones Nathaniel T.: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Fruit John T.: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
HUNTER WILLIAM CURT: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
MOSCHNER ALBIN F: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Stone Carole E: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
FERGUSON LORNA C: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
STOCKDALE JUDITH M: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
SCHREIER THOMAS S JR: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
KUNDERT DAVID J: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Cook Margo L.: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
SCHMITZ JEFFREY T: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Antosiewicz Cedric H: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
ZIMMERMAN GIFFORD R: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
TOTH TERENCE J: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
EVANS JACK: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Slager Joel T.: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Hlavacek Sherri A: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
LAMB DAVID J: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
WOLFF MARGARET L.: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
ADAMS WILLIAM IV: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
Nelson John Kevin: Initial statement of beneficial ownership of securities
3
Friday, 12/29/2017
SCHNEIDER WILLIAM J: Initial statement of beneficial ownership of securities
3
Thursday, 8/10/2017
Siffermann William A: Initial statement of beneficial ownership of securities
3
Thursday, 8/10/2017
PERRY MICHAEL A: Initial statement of beneficial ownership of securities
3
Monday, 7/10/2017
Robert Young L: Initial statement of beneficial ownership of securities
3
Thursday, 5/18/2017
Nuveen Fund Advisors, LLC: Initial statement of beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen Fund Advisors, LLC: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 2/13/2017
MORGAN STANLEY: Major Shareholders