Aridis Pharmaceuticals, Inc.
Related Filers (19)
- Truong Vu (11)
- KURLAND FRED (9)
- Jafri Hasan (9)
- HAMILTON JOHN F (8)
- Patzer Eric (7)
- Windham-Bannister Susan Richards (7)
- Gibbs Craig S (5)
- RUFFOLO ROBERT R (5)
- Dummer Wolfgang (3)
- Nazak Michael Adrian (3)
- Francis Capital Management, LLC (2)
- Cystic Fibrosis Foundation (2)
- ASTRAZENECA PLC (2)
- ARMISTICE CAPITAL, LLC (2)
- Lind Global Fund II LP (2)
- BLECH ISAAC (1)
- Lu Shawn (1)
- Coughlin Robert K. (1)
- Nasdaq Stock Market LLC (1)
- Show More ...
Financials (33)
10-Q
Monday, 11/6/2023
Quarterly Report for period ending 2023-09-30
10-Q
Thursday, 9/14/2023
Quarterly Report for period ending 2023-06-30
10-Q
Thursday, 6/8/2023
Quarterly Report for period ending 2023-03-31
10-K
Monday, 5/22/2023
Annual Report for period ending 2022-12-31
NT 10-Q
Tuesday, 5/16/2023
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2023-03-31
NT 10-K
Friday, 3/31/2023
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2022-12-31
10-Q
Monday, 11/21/2022
Quarterly Report for period ending 2022-09-30
NT 10-Q
Tuesday, 11/15/2022
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2022-09-30
10-Q
Tuesday, 8/16/2022
Quarterly Report for period ending 2022-06-30
NT 10-Q
Tuesday, 8/16/2022
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2022-06-30
10-Q
Monday, 5/16/2022
Quarterly Report for period ending 2022-03-31
10-K
Wednesday, 4/13/2022
Annual Report for period ending 2021-12-31
NT 10-K
Wednesday, 3/30/2022
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2021-12-31
10-Q
Wednesday, 11/10/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 8/12/2021
Quarterly Report for period ending 2021-06-30
10-Q
Tuesday, 5/11/2021
Quarterly Report for period ending 2021-03-31
10-Q/A
Friday, 4/30/2021
Quarterly Report for period ending 2020-03-31
10-K/A
Friday, 4/30/2021
Annual Report for period ending 2019-12-31
10-K
Tuesday, 3/30/2021
Annual Report for period ending 2020-12-31
10-Q
Monday, 11/23/2020
Quarterly Report for period ending 2020-09-30
NT 10-Q
Monday, 11/16/2020
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2020-09-30
10-Q
Tuesday, 8/11/2020
Quarterly Report for period ending 2020-06-30
10-Q
Tuesday, 5/12/2020
Quarterly Report for period ending 2020-03-31
10-K
Wednesday, 4/8/2020
Annual Report for period ending 2019-12-31
NT 10-K
Monday, 3/30/2020
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2019-12-31
10-Q
Wednesday, 11/13/2019
Quarterly Report for period ending 2019-09-30
10-Q
Monday, 8/12/2019
Quarterly Report for period ending 2019-06-30
10-K/A
Wednesday, 6/12/2019
Annual Report for period ending 2018-12-31
10-Q
Tuesday, 5/14/2019
Quarterly Report for period ending 2019-03-31
10-K/A
Friday, 4/19/2019
Annual Report for period ending 2018-12-31
10-K
Thursday, 3/28/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 11/14/2018
Quarterly Report for period ending 2018-09-30
10-Q
Wednesday, 9/26/2018
Quarterly Report for period ending 2018-06-30
News (90)
8-K
Tuesday, 1/16/2024
Current report filing
8-K
Monday, 12/18/2023
Current report filing
8-K
Friday, 11/3/2023
Current report filing
8-K
Thursday, 9/7/2023
Current report filing
8-K
Friday, 8/25/2023
Current report filing
8-K
Wednesday, 8/9/2023
Current report filing
8-K
Thursday, 7/20/2023
Current report filing
8-K
Tuesday, 7/18/2023
Current report filing
8-K
Friday, 6/23/2023
Current report filing
8-K
Friday, 6/9/2023
Current report filing
8-K
Thursday, 5/25/2023
Current report filing
8-K
Tuesday, 5/9/2023
Current report filing
8-K
Monday, 5/1/2023
Current report filing
8-K
Friday, 4/21/2023
Current report filing
8-K
Friday, 3/31/2023
Current report filing
8-K
Wednesday, 3/29/2023
Current report filing
8-K
Wednesday, 3/22/2023
Current report filing
8-K
Wednesday, 3/15/2023
Current report filing
8-K
Monday, 3/13/2023
Current report filing
8-K
Monday, 12/12/2022
Current report filing
8-K
Tuesday, 11/22/2022
Current report filing
8-K
Wednesday, 10/5/2022
Current report filing
8-K
Wednesday, 10/5/2022
Current report filing
8-K
Tuesday, 8/16/2022
Current report filing
8-K
Monday, 8/15/2022
Current report filing
8-K
Monday, 6/27/2022
Current report filing
8-K
Monday, 6/6/2022
Current report filing
8-K
Monday, 5/16/2022
Current report filing
8-K
Friday, 4/15/2022
Current report filing
8-K
Friday, 4/1/2022
Current report filing
8-K
Wednesday, 1/19/2022
Current report filing
8-K
Wednesday, 1/5/2022
Current report filing
8-K
Tuesday, 12/21/2021
Current report filing
8-K
Tuesday, 11/30/2021
Current report filing
8-K
Wednesday, 11/10/2021
Current report filing
8-K/A
Thursday, 8/12/2021
Current report filing
8-K
Thursday, 8/12/2021
Current report filing
8-K
Wednesday, 8/4/2021
Current report filing
8-K
Monday, 7/26/2021
Current report filing
8-K
Monday, 7/19/2021
Current report filing
8-K
Tuesday, 7/13/2021
Current report filing
8-K
Thursday, 6/3/2021
Current report filing
8-K
Wednesday, 6/2/2021
Current report filing
8-K
Monday, 5/24/2021
Current report filing
8-K
Tuesday, 5/11/2021
Current report filing
8-K
Wednesday, 3/31/2021
Current report filing
8-K/A
Tuesday, 3/16/2021
Current report filing
8-K
Monday, 3/15/2021
Current report filing
8-K
Monday, 3/8/2021
Current report filing
8-K
Tuesday, 2/23/2021
Current report filing
8-K
Friday, 11/20/2020
Current report filing
8-K
Tuesday, 10/20/2020
Current report filing
8-K
Monday, 10/19/2020
Current report filing
8-K
Wednesday, 10/14/2020
Current report filing
8-K
Tuesday, 8/11/2020
Current report filing
8-K
Friday, 6/26/2020
Current report filing
8-K
Monday, 6/22/2020
Current report filing
8-K
Monday, 6/15/2020
Current report filing
8-K
Thursday, 6/4/2020
Current report filing
8-K
Tuesday, 5/12/2020
Current report filing
8-K
Tuesday, 5/5/2020
Current report filing
8-K
Wednesday, 4/8/2020
Current report filing
8-K
Friday, 3/6/2020
Current report filing
8-K
Thursday, 3/5/2020
Current report filing
8-K
Wednesday, 3/4/2020
Current report filing
8-K
Tuesday, 1/28/2020
Current report filing
8-K
Thursday, 1/2/2020
Current report filing
8-K
Monday, 12/30/2019
Current report filing
8-K
Wednesday, 11/13/2019
Current report filing
8-K
Friday, 10/11/2019
Current report filing
8-K
Thursday, 10/3/2019
Current report filing
8-K
Friday, 9/27/2019
Current report filing
8-K
Monday, 9/9/2019
Current report filing
8-K
Tuesday, 9/3/2019
Current report filing
8-K
Wednesday, 8/14/2019
Current report filing
8-K
Monday, 8/12/2019
Current report filing
8-K/A
Monday, 8/12/2019
Current report filing
8-K
Tuesday, 7/30/2019
Current report filing
8-K
Thursday, 6/27/2019
Current report filing
8-K
Monday, 6/10/2019
Current report filing
8-K
Tuesday, 5/14/2019
Current report filing
8-K
Thursday, 3/28/2019
Current report filing
8-K
Wednesday, 2/27/2019
Current report filing
8-K
Friday, 12/14/2018
Current report filing
8-K
Tuesday, 12/4/2018
Current report filing
8-K
Tuesday, 11/13/2018
Current report filing
8-K
Wednesday, 11/7/2018
Current report filing
8-K
Wednesday, 9/26/2018
Current report filing
8-K
Tuesday, 9/25/2018
Current report filing
8-K
Thursday, 8/30/2018
Current report filing
Other (36)
ARS
Friday, 11/3/2023
Annual report to security holders
25-NSE
Friday, 9/8/2023
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
EFFECT
Tuesday, 8/1/2023
Notice of Effectiveness
CORRESP
Monday, 7/31/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 7/20/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/17/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 6/27/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Tuesday, 12/20/2022
Exempt (Private) Offering
EFFECT
Wednesday, 12/14/2022
Notice of Effectiveness
CORRESP
Monday, 12/12/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Wednesday, 10/12/2022
Exempt (Private) Offering
EFFECT
Monday, 9/12/2022
Notice of Effectiveness
CORRESP
Thursday, 9/8/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 8/26/2021
Notice of Effectiveness
CORRESP
Tuesday, 8/24/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 2/12/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 12/4/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Monday, 10/26/2020
Exempt (Private) Offering
CORRESP
Tuesday, 9/1/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 8/18/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 9/5/2019
Notice of Effectiveness
CORRESP
Tuesday, 9/3/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Tuesday, 8/14/2018
Order Granting Confidential Treatment
8-A12B
Monday, 8/13/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Monday, 8/13/2018
Certification by an exchange approving securities for listing
EFFECT
Monday, 8/13/2018
Notice of Effectiveness
CORRESP
Thursday, 8/9/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 8/9/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 8/9/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 8/6/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 7/31/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 7/18/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Thursday, 12/15/2016
Exempt (Private) Offering
D
Friday, 8/19/2016
Exempt (Private) Offering
D
Tuesday, 11/24/2015
Exempt (Private) Offering
D
Thursday, 7/17/2014
Exempt (Private) Offering
Ownership (80)
SC 13G/A
Wednesday, 2/14/2024
ARMISTICE CAPITAL, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/13/2024
Lind Global Fund II LP: Major Shareholders
4
Tuesday, 9/19/2023
Truong Vu: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Jafri Hasan: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Windham-Bannister Susan Richards: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
HAMILTON JOHN F: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Patzer Eric: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Jafri Hasan: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Windham-Bannister Susan Richards: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
HAMILTON JOHN F: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
KURLAND FRED: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Patzer Eric: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Truong Vu: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 3/20/2023
Lind Global Fund II LP: Major Shareholders
SC 13G
Tuesday, 2/14/2023
ARMISTICE CAPITAL, LLC: Major Shareholders
SC 13G/A
Friday, 2/10/2023
ASTRAZENECA PLC: Major Shareholders
SC 13G
Monday, 12/19/2022
Cystic Fibrosis Foundation: Major Shareholders
3
Monday, 12/19/2022
Cystic Fibrosis Foundation: Initial statement of beneficial ownership of securities
4
Wednesday, 12/7/2022
Patzer Eric: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
KURLAND FRED: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
Gibbs Craig S: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
Truong Vu: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
Windham-Bannister Susan Richards: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
RUFFOLO ROBERT R: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
HAMILTON JOHN F: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
Jafri Hasan: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/8/2022
Truong Vu: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
Francis Capital Management, LLC: Major Shareholders
4
Tuesday, 10/5/2021
Gibbs Craig S: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/5/2021
RUFFOLO ROBERT R: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/5/2021
HAMILTON JOHN F: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/5/2021
Windham-Bannister Susan Richards: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/5/2021
Jafri Hasan: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/5/2021
KURLAND FRED: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/8/2021
Jafri Hasan: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/27/2021
Patzer Eric: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/27/2021
Truong Vu: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 7/27/2021
ASTRAZENECA PLC: Major Shareholders
4
Tuesday, 7/27/2021
HAMILTON JOHN F: Statement of changes in beneficial ownership of securities
4
Thursday, 5/13/2021
Truong Vu: Statement of changes in beneficial ownership of securities
4
Friday, 4/2/2021
Jafri Hasan: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 4/1/2021
Francis Capital Management, LLC: Major Shareholders
4
Monday, 2/22/2021
Nazak Michael Adrian: Statement of changes in beneficial ownership of securities
4
Thursday, 2/18/2021
Patzer Eric: Statement of changes in beneficial ownership of securities
4/A
Thursday, 6/25/2020
Jafri Hasan: Statement of changes in beneficial ownership of securities
4
Thursday, 6/25/2020
Jafri Hasan: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/17/2020
Jafri Hasan: Initial statement of beneficial ownership of securities
4
Monday, 4/6/2020
Truong Vu: Statement of changes in beneficial ownership of securities
4
Monday, 1/13/2020
Nazak Michael Adrian: Statement of changes in beneficial ownership of securities
3
Monday, 1/13/2020
Nazak Michael Adrian: Initial statement of beneficial ownership of securities
3/A
Thursday, 8/29/2019
Truong Vu: Initial statement of beneficial ownership of securities
3/A
Thursday, 8/29/2019
RUFFOLO ROBERT R: Initial statement of beneficial ownership of securities
4/A
Thursday, 8/29/2019
Dummer Wolfgang: Statement of changes in beneficial ownership of securities
3/A
Thursday, 8/29/2019
Gibbs Craig S: Initial statement of beneficial ownership of securities
3/A
Thursday, 8/29/2019
HAMILTON JOHN F: Initial statement of beneficial ownership of securities
4/A
Thursday, 8/29/2019
Truong Vu: Statement of changes in beneficial ownership of securities
4/A
Thursday, 8/29/2019
Windham-Bannister Susan Richards: Statement of changes in beneficial ownership of securities
4/A
Thursday, 8/29/2019
KURLAND FRED: Statement of changes in beneficial ownership of securities
3/A
Thursday, 8/29/2019
Patzer Eric: Initial statement of beneficial ownership of securities
3/A
Thursday, 8/29/2019
KURLAND FRED: Initial statement of beneficial ownership of securities
4
Wednesday, 8/14/2019
RUFFOLO ROBERT R: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/14/2019
HAMILTON JOHN F: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/14/2019
Gibbs Craig S: Statement of changes in beneficial ownership of securities
4
Thursday, 8/1/2019
KURLAND FRED: Statement of changes in beneficial ownership of securities
4
Monday, 7/15/2019
Windham-Bannister Susan Richards: Statement of changes in beneficial ownership of securities
3
Monday, 6/17/2019
Windham-Bannister Susan Richards: Initial statement of beneficial ownership of securities
4
Wednesday, 3/13/2019
Truong Vu: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 12/12/2018
KURLAND FRED: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/11/2018
KURLAND FRED: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/11/2018
Dummer Wolfgang: Statement of changes in beneficial ownership of securities
3
Monday, 8/13/2018
Gibbs Craig S: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
Patzer Eric: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
Lu Shawn: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
Dummer Wolfgang: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
RUFFOLO ROBERT R: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
KURLAND FRED: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
BLECH ISAAC: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
HAMILTON JOHN F: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
Coughlin Robert K.: Initial statement of beneficial ownership of securities
3
Monday, 8/13/2018
Truong Vu: Initial statement of beneficial ownership of securities
Prospectus (39)
424B5
Friday, 8/4/2023
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 8/4/2023
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 8/3/2023
Prospectus filed pursuant to Rule 424(b)(5)
S-1/A
Monday, 7/31/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 7/26/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 7/21/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 7/17/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 7/17/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 6/27/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 6/9/2023
General form of registration statement for all companies including face-amount certificate companies
S-1
Monday, 5/22/2023
General form of registration statement for all companies including face-amount certificate companies
424B5
Thursday, 3/16/2023
Prospectus filed pursuant to Rule 424(b)(5)
424B3
Thursday, 12/15/2022
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Wednesday, 12/7/2022
General form of registration statement for all companies including face-amount certificate companies
S-8
Tuesday, 12/6/2022
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Thursday, 10/6/2022
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 9/26/2022
Prospectus filed pursuant to Rule 424(b)(5)
S-3
Friday, 9/2/2022
Registration statement for specified transactions by certain issuers
424B5
Wednesday, 1/19/2022
Prospectus filed pursuant to Rule 424(b)(5)
424B3
Friday, 8/27/2021
Prospectus filed pursuant to Rule 424(b)(3)
S-3/A
Monday, 8/23/2021
Registration statement for specified transactions by certain issuers
S-3
Friday, 8/13/2021
Registration statement for specified transactions by certain issuers
424B5
Wednesday, 8/4/2021
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 3/17/2021
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 10/15/2020
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Tuesday, 7/28/2020
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Thursday, 5/14/2020
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Wednesday, 4/8/2020
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3
Tuesday, 9/3/2019
Registration statement for specified transactions by certain issuers
S-8
Tuesday, 9/3/2019
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
DRS
Tuesday, 8/13/2019
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
424B4
Wednesday, 8/15/2018
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Thursday, 8/9/2018
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 8/8/2018
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 8/6/2018
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 7/18/2018
General form of registration statement for all companies including face-amount certificate companies
DRS/A
Friday, 4/20/2018
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
DRSLTR
Thursday, 4/19/2018
Correspondence Related to Draft Registration Statement
DRS
Monday, 2/5/2018
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
Proxies (9)
DEFA14A
Monday, 12/18/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/15/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 11/3/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 11/3/2023
Definitive proxy statements
DEF 14A
Tuesday, 4/19/2022
Definitive proxy statements
DEFA14A
Tuesday, 4/19/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/16/2021
Definitive proxy statements
DEF 14A
Friday, 4/17/2020
Definitive proxy statements
DEF 14A
Tuesday, 7/2/2019
Definitive proxy statements