SEA OTTER SECURITIES GROUP LLC

Related Filers (23)

Other (13)

X-17A-5
Monday, 4/3/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 5/2/2022
None
X-17A-5
Monday, 5/2/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 6/1/2021
None
X-17A-5
Tuesday, 6/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 6/24/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 6/24/2020
None
X-17A-5
Thursday, 5/30/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 5/30/2019
None
X-17A-5
Thursday, 5/17/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/2/2017
None
X-17A-5
Tuesday, 2/28/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/14/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
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Ownership (48)

SC 13G/A
Tuesday, 12/13/2022
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Tuesday, 8/23/2022
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Tuesday, 8/23/2022
Edoc Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 4/12/2022
Trajectory Alpha Acquisition Corp.: Major Shareholders
SC 13G
Thursday, 2/3/2022
Edoc Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 1/25/2022
Generation Asia I Acquisition Ltd: Major Shareholders
SC 13G
Monday, 1/24/2022
Trajectory Alpha Acquisition Corp.: Major Shareholders
SC 13G
Monday, 1/24/2022
Generation Asia I Acquisition Ltd: Major Shareholders
SC 13G/A
Wednesday, 12/15/2021
East Stone Acquisition Corp: Major Shareholders
SC 13G
Friday, 11/19/2021
East Stone Acquisition Corp: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Gesher I Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Compass Digital Acquisition Corp.: Major Shareholders
SC 13G/A
Monday, 10/25/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G
Friday, 10/22/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G
Monday, 10/18/2021
Compass Digital Acquisition Corp.: Major Shareholders
SC 13G
Monday, 10/18/2021
Gesher I Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Home Plate Acquisition Corp: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Enphys Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Crixus BH3 Acquisition Co: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Berenson Acquisition Corp. I: Major Shareholders
SC 13G
Tuesday, 10/12/2021
Enphys Acquisition Corp.: Major Shareholders
SC 13G
Tuesday, 10/12/2021
Crixus BH3 Acquisition Co: Major Shareholders
SC 13G/A
Tuesday, 10/12/2021
Marblegate Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 10/12/2021
IX Acquisition Corp.: Major Shareholders
SC 13G
Tuesday, 10/12/2021
IX Acquisition Corp.: Major Shareholders
SC 13G
Tuesday, 10/5/2021
Marblegate Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 10/5/2021
Jupiter Acquisition Corp: Major Shareholders
SC 13G
Tuesday, 10/5/2021
Home Plate Acquisition Corp: Major Shareholders
SC 13G/A
Tuesday, 10/5/2021
Inflection Point Acquisition Corp.: Major Shareholders
SC 13G
Thursday, 9/30/2021
Berenson Acquisition Corp. I: Major Shareholders
SC 13G
Thursday, 9/30/2021
Inflection Point Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 9/9/2021
Good Works II Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 9/9/2021
CENAQ Energy Corp.: Major Shareholders
SC 13G
Friday, 8/20/2021
Jupiter Acquisition Corp: Major Shareholders
SC 13G
Friday, 8/20/2021
CENAQ Energy Corp.: Major Shareholders
SC 13G
Monday, 7/19/2021
Good Works II Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 7/6/2021
Global Consumer Acquisition Corp: Major Shareholders
SC 13G
Monday, 6/14/2021
Global Consumer Acquisition Corp: Major Shareholders
SC 13G/A
Friday, 4/23/2021
Global SPAC Partners Co,: Major Shareholders
SC 13G
Monday, 4/19/2021
Global SPAC Partners Co,: Major Shareholders
SC 13G/A
Thursday, 12/10/2020
GOOD WORKS ACQUISITION CORP.: Major Shareholders
SC 13G/A
Friday, 11/20/2020
Bull Horn Holdings Corp.: Major Shareholders
SC 13G
Thursday, 11/5/2020
Bull Horn Holdings Corp.: Major Shareholders
SC 13G
Wednesday, 10/28/2020
GOOD WORKS ACQUISITION CORP.: Major Shareholders
SC 13G/A
Monday, 7/13/2020
WESTERN ASSET CORPORATE LOAN FUND INC.: Major Shareholders
SC 13G
Monday, 6/15/2020
WESTERN ASSET CORPORATE LOAN FUND INC.: Major Shareholders
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