SEA OTTER SECURITIES GROUP LLC
Related Filers (23)
- Worldwide Webb Acquisition Corp. (4)
- Karpus Management, Inc. (3)
- WESTERN ASSET CORPORATE LOAN FUND INC. (2)
- Bull Horn Holdings Corp. (2)
- GOOD WORKS ACQUISITION CORP. (2)
- Global SPAC Partners Co, (2)
- Global Consumer Acquisition Corp (2)
- CENAQ Energy Corp. (2)
- Good Works II Acquisition Corp. (2)
- Inflection Point Acquisition Corp. (2)
- Jupiter Acquisition Corp (2)
- Marblegate Acquisition Corp. (2)
- IX Acquisition Corp. (2)
- Crixus BH3 Acquisition Co (2)
- Home Plate Acquisition Corp (2)
- Berenson Acquisition Corp. I (2)
- Enphys Acquisition Corp. (2)
- Compass Digital Acquisition Corp. (2)
- Gesher I Acquisition Corp. (2)
- East Stone Acquisition Corp (2)
- Generation Asia I Acquisition Ltd (2)
- Edoc Acquisition Corp. (2)
- Trajectory Alpha Acquisition Corp. (2)
- Show More ...
Other (13)
X-17A-5
Monday, 4/3/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 5/2/2022
None
X-17A-5
Monday, 5/2/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 6/1/2021
None
X-17A-5
Tuesday, 6/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 6/24/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 6/24/2020
None
X-17A-5
Thursday, 5/30/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 5/30/2019
None
X-17A-5
Thursday, 5/17/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/2/2017
None
X-17A-5
Tuesday, 2/28/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/14/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Ownership (48)
SC 13G/A
Tuesday, 12/13/2022
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Tuesday, 8/23/2022
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Tuesday, 8/23/2022
Edoc Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 4/12/2022
Trajectory Alpha Acquisition Corp.: Major Shareholders
SC 13G
Thursday, 2/3/2022
Edoc Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 1/25/2022
Generation Asia I Acquisition Ltd: Major Shareholders
SC 13G
Monday, 1/24/2022
Trajectory Alpha Acquisition Corp.: Major Shareholders
SC 13G
Monday, 1/24/2022
Generation Asia I Acquisition Ltd: Major Shareholders
SC 13G/A
Wednesday, 12/15/2021
East Stone Acquisition Corp: Major Shareholders
SC 13G
Friday, 11/19/2021
East Stone Acquisition Corp: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Gesher I Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 11/3/2021
Compass Digital Acquisition Corp.: Major Shareholders
SC 13G/A
Monday, 10/25/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G
Friday, 10/22/2021
Worldwide Webb Acquisition Corp.: Major Shareholders
SC 13G
Monday, 10/18/2021
Compass Digital Acquisition Corp.: Major Shareholders
SC 13G
Monday, 10/18/2021
Gesher I Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Home Plate Acquisition Corp: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Enphys Acquisition Corp.: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Crixus BH3 Acquisition Co: Major Shareholders
SC 13G/A
Wednesday, 10/13/2021
Berenson Acquisition Corp. I: Major Shareholders
SC 13G
Tuesday, 10/12/2021
Enphys Acquisition Corp.: Major Shareholders
SC 13G
Tuesday, 10/12/2021
Crixus BH3 Acquisition Co: Major Shareholders
SC 13G/A
Tuesday, 10/12/2021
Marblegate Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 10/12/2021
IX Acquisition Corp.: Major Shareholders
SC 13G
Tuesday, 10/12/2021
IX Acquisition Corp.: Major Shareholders
SC 13G
Tuesday, 10/5/2021
Marblegate Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 10/5/2021
Jupiter Acquisition Corp: Major Shareholders
SC 13G
Tuesday, 10/5/2021
Home Plate Acquisition Corp: Major Shareholders
SC 13G/A
Tuesday, 10/5/2021
Inflection Point Acquisition Corp.: Major Shareholders
SC 13G
Thursday, 9/30/2021
Berenson Acquisition Corp. I: Major Shareholders
SC 13G
Thursday, 9/30/2021
Inflection Point Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 9/9/2021
Good Works II Acquisition Corp.: Major Shareholders
SC 13G/A
Thursday, 9/9/2021
CENAQ Energy Corp.: Major Shareholders
SC 13G
Friday, 8/20/2021
Jupiter Acquisition Corp: Major Shareholders
SC 13G
Friday, 8/20/2021
CENAQ Energy Corp.: Major Shareholders
SC 13G
Monday, 7/19/2021
Good Works II Acquisition Corp.: Major Shareholders
SC 13G/A
Tuesday, 7/6/2021
Global Consumer Acquisition Corp: Major Shareholders
SC 13G
Monday, 6/14/2021
Global Consumer Acquisition Corp: Major Shareholders
SC 13G/A
Friday, 4/23/2021
Global SPAC Partners Co,: Major Shareholders
SC 13G
Monday, 4/19/2021
Global SPAC Partners Co,: Major Shareholders
SC 13G/A
Thursday, 12/10/2020
GOOD WORKS ACQUISITION CORP.: Major Shareholders
SC 13G/A
Friday, 11/20/2020
Bull Horn Holdings Corp.: Major Shareholders
SC 13G
Thursday, 11/5/2020
Bull Horn Holdings Corp.: Major Shareholders
SC 13G
Wednesday, 10/28/2020
GOOD WORKS ACQUISITION CORP.: Major Shareholders
SC 13G/A
Monday, 7/13/2020
WESTERN ASSET CORPORATE LOAN FUND INC.: Major Shareholders
SC 13G
Monday, 6/15/2020
WESTERN ASSET CORPORATE LOAN FUND INC.: Major Shareholders