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Other (173)
N-CSR/A
Friday, 12/8/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN/A
Friday, 12/8/2023
Annual Report for Registered Investment Companies
N-CEN/A
Friday, 12/8/2023
Annual Report for Registered Investment Companies
N-CSRS
Friday, 12/8/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 11/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 10/11/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Tuesday, 8/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Tuesday, 7/11/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
486BPOS
Friday, 6/16/2023
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 6/15/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN
Tuesday, 6/13/2023
Annual Report for Registered Investment Companies
N-CSR
Thursday, 6/8/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 5/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
486APOS
Friday, 4/21/2023
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
NPORT-P
Wednesday, 3/1/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 12/8/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 11/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 10/21/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Monday, 9/19/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 8/26/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Tuesday, 8/2/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
EFFECT
Thursday, 7/7/2022
Notice of Effectiveness
N-CEN
Friday, 6/10/2022
Annual Report for Registered Investment Companies
CORRESP
Wednesday, 6/8/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 6/8/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CSR
Wednesday, 6/8/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 5/31/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-2
Wednesday, 3/2/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
NPORT-P
Tuesday, 3/1/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Friday, 2/11/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 12/6/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 11/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
APP NTC
Tuesday, 9/7/2021
None
APP ORDR
Tuesday, 9/7/2021
None
497
Wednesday, 9/1/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NT NPORT-P
Tuesday, 8/31/2021
None
N-PX
Monday, 8/30/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
486BPOS
Monday, 8/2/2021
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
NPORT-P/A
Thursday, 7/8/2021
None
NPORT-P/A
Thursday, 7/8/2021
None
NPORT-P/A
Thursday, 7/8/2021
None
NPORT-P/A
Thursday, 7/8/2021
None
40-17G
Friday, 6/25/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 6/11/2021
Annual Report for Registered Investment Companies
N-CSR
Thursday, 6/10/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 5/28/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-APP/A
Thursday, 5/13/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSR/A
Monday, 4/26/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 3/1/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-APP
Wednesday, 2/17/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 2/16/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN/A
Monday, 2/8/2021
Annual Report for Registered Investment Companies
40-17G/A
Friday, 1/29/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Wednesday, 1/27/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Friday, 1/22/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Tuesday, 12/8/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN/A
Thursday, 12/3/2020
Annual Report for Registered Investment Companies
NPORT-P
Wednesday, 11/25/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Monday, 11/23/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NPORT-P
Monday, 8/31/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Thursday, 8/13/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Monday, 8/10/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
486BPOS
Monday, 8/3/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
497
Friday, 7/10/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CEN
Monday, 6/15/2020
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 6/9/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 6/1/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-Q
Monday, 3/2/2020
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Thursday, 1/23/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Friday, 12/6/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Thursday, 10/31/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Tuesday, 10/15/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 9/5/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Wednesday, 8/28/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS 8C
Wednesday, 8/28/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Wednesday, 8/28/2019
Notice of Effectiveness
CORRESP
Tuesday, 8/27/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-PX
Wednesday, 8/21/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR/A
Wednesday, 7/10/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR/A
Tuesday, 7/9/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
POS 8C
Tuesday, 7/2/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Thursday, 6/13/2019
Annual Report for Registered Investment Companies
N-CSR
Monday, 6/10/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Friday, 3/1/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 12/7/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Wednesday, 8/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Monday, 8/13/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Wednesday, 8/8/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Friday, 8/3/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 8/1/2018
Notice of Effectiveness
CORRESP
Tuesday, 7/31/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 7/31/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NSAR-B/A
Tuesday, 7/31/2018
Annual report for management companies filed on Form N-SAR
POS 8C
Tuesday, 7/31/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Monday, 7/30/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 7/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Tuesday, 6/5/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
POS 8C
Friday, 6/1/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
NSAR-B
Wednesday, 5/30/2018
Annual report for management companies filed on Form N-SAR
Ownership (41)
4
Wednesday, 7/5/2023
VERONIS NICHOLAS: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/7/2023
Minerva Jeffrey: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Shyu David: Initial statement of beneficial ownership of securities
3
Tuesday, 3/21/2023
Tan Hom Whe: Initial statement of beneficial ownership of securities
3
Tuesday, 3/21/2023
Chang Swan: Initial statement of beneficial ownership of securities
3
Friday, 5/13/2022
KAUFMAN NEIL M: Initial statement of beneficial ownership of securities
5
Friday, 5/13/2022
KAUFMAN NEIL M: Annual statement of changes in beneficial ownership of securities
3
Friday, 8/13/2021
Thome Christopher Wesley: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
Hartley Kyle: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
VERONIS NICHOLAS: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
Fortin Thomas Marcel: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
Kushner Michael David: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
iCapital RFA Holding LLC: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
iCapital Registered Fund Adviser LLC: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
Dehadrai Anushree Jayant: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
Jacobs Stephen Craig: Initial statement of beneficial ownership of securities
4
Friday, 8/13/2021
VERONIS NICHOLAS: Statement of changes in beneficial ownership of securities
3
Friday, 8/13/2021
Powers Alexander: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
Calcano Lawrence: Initial statement of beneficial ownership of securities
3
Friday, 8/13/2021
Scholnick Brett: Initial statement of beneficial ownership of securities
4
Friday, 1/26/2018
Strong Hal: Statement of changes in beneficial ownership of securities
3
Friday, 6/2/2017
Osborne Matthew Charles: Initial statement of beneficial ownership of securities
3
Friday, 6/2/2017
Aragon Cynthia: Initial statement of beneficial ownership of securities
4
Tuesday, 5/30/2017
McGuire Kenneth Ives: Statement of changes in beneficial ownership of securities
4
Friday, 5/26/2017
Mathews David P.: Statement of changes in beneficial ownership of securities
3
Thursday, 12/1/2016
Zou Jing: Initial statement of beneficial ownership of securities
3
Tuesday, 11/29/2016
Hancuff Elizabeth: Initial statement of beneficial ownership of securities
4/A
Wednesday, 11/23/2016
Gersten Mark D.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/27/2016
Gersten Mark D.: Statement of changes in beneficial ownership of securities
3
Friday, 10/21/2016
Strong Hal: Initial statement of beneficial ownership of securities
4
Friday, 3/11/2016
Sundt Jon Christian: Statement of changes in beneficial ownership of securities
3
Thursday, 3/10/2016
RIVKIN JACK L: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
McGuire Kenneth Ives: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
Gersten Mark D.: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
Sundt Jon Christian: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
Mathews David P.: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
SPIEGEL STEVEN: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
Krug Anita K.: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
Garbin Mark: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
ALTEGRIS ADVISORS, L.L.C.: Initial statement of beneficial ownership of securities
3
Friday, 8/7/2015
Bowley Newell Lynn: Initial statement of beneficial ownership of securities
Prospectus (57)
SC TO-I
Thursday, 2/15/2024
Issuer tender offer statement
SC TO-I
Wednesday, 11/15/2023
Issuer tender offer statement
SC TO-I/A
Friday, 8/25/2023
Issuer tender offer statement
SC TO-I
Wednesday, 8/16/2023
Issuer tender offer statement
SC TO-I/A
Friday, 6/2/2023
Issuer tender offer statement
SC TO-I
Wednesday, 5/17/2023
Issuer tender offer statement
424B3
Thursday, 4/13/2023
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Friday, 3/17/2023
Issuer tender offer statement
424B3
Thursday, 2/16/2023
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I
Wednesday, 2/15/2023
Issuer tender offer statement
SC TO-I/A
Thursday, 12/8/2022
Issuer tender offer statement
SC TO-I
Tuesday, 11/15/2022
Issuer tender offer statement
SC TO-I/A
Friday, 9/9/2022
Issuer tender offer statement
SC TO-I
Tuesday, 8/16/2022
Issuer tender offer statement
SC TO-I/A
Thursday, 6/2/2022
Issuer tender offer statement
SC TO-I
Tuesday, 5/17/2022
Issuer tender offer statement
SC TO-I/A
Tuesday, 3/29/2022
Issuer tender offer statement
SC TO-I
Tuesday, 2/15/2022
Issuer tender offer statement
SC TO-I/A
Wednesday, 12/15/2021
Issuer tender offer statement
424B3
Tuesday, 12/14/2021
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Tuesday, 11/30/2021
Issuer tender offer statement
SC TO-I
Monday, 11/15/2021
Issuer tender offer statement
SC TO-I/A
Wednesday, 9/1/2021
Issuer tender offer statement
SC TO-I
Monday, 8/16/2021
Issuer tender offer statement
SC TO-I/A
Thursday, 5/27/2021
Issuer tender offer statement
SC TO-I
Monday, 5/17/2021
Issuer tender offer statement
SC TO-I/A
Wednesday, 3/31/2021
Issuer tender offer statement
SC TO-I
Tuesday, 2/16/2021
Issuer tender offer statement
424B3
Tuesday, 2/16/2021
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Friday, 11/20/2020
Issuer tender offer statement
SC TO-I
Monday, 11/16/2020
Issuer tender offer statement
424B3
Friday, 11/13/2020
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Thursday, 8/20/2020
Issuer tender offer statement
SC TO-I
Monday, 8/17/2020
Issuer tender offer statement
SC TO-I/A
Wednesday, 5/27/2020
Issuer tender offer statement
SC TO-I
Friday, 5/15/2020
Issuer tender offer statement
SC TO-I/A
Friday, 2/21/2020
Issuer tender offer statement
SC TO-I
Friday, 2/14/2020
Issuer tender offer statement
SC TO-I/A
Monday, 11/25/2019
Issuer tender offer statement
SC TO-I
Friday, 11/15/2019
Issuer tender offer statement
SC TO-I/A
Thursday, 9/5/2019
Issuer tender offer statement
SC TO-I
Thursday, 8/15/2019
Issuer tender offer statement
SC TO-I/A
Tuesday, 5/28/2019
Issuer tender offer statement
SC TO-I
Wednesday, 5/15/2019
Issuer tender offer statement
SC TO-I/A
Monday, 2/25/2019
Issuer tender offer statement
SC TO-I
Friday, 2/15/2019
Issuer tender offer statement
SC TO-I/A
Monday, 11/19/2018
Issuer tender offer statement
SC TO-I
Thursday, 11/15/2018
Issuer tender offer statement
SC TO-I/A
Monday, 8/20/2018
Issuer tender offer statement
SC TO-I
Wednesday, 8/15/2018
Issuer tender offer statement
SC TO-I/A
Thursday, 5/31/2018
Issuer tender offer statement
SC TO-I
Tuesday, 5/15/2018
Issuer tender offer statement
SC TO-I/A
Thursday, 3/1/2018
Issuer tender offer statement
SC TO-I
Thursday, 2/15/2018
Issuer tender offer statement
SC TO-I/A
Friday, 11/24/2017
Issuer tender offer statement
SC TO-I
Wednesday, 11/15/2017
Issuer tender offer statement
SC TO-I
Tuesday, 8/15/2017
Issuer tender offer statement
Proxies (5)
DEFA14A
Friday, 1/8/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 1/6/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 11/24/2020
Definitive proxy statements
DEFA14A
Tuesday, 11/24/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Thursday, 10/15/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition