O'Connor EQUUS
Related Filers (11)
- Yanker Randall S. (1)
- Hunt Jon C. (1)
- Emery Russell (1)
- JONES TERRENCE O (1)
- DORAN WILLIAM (1)
- Lemke Thomas P (1)
- Vagra Nicholas J (1)
- Kerns Robert (1)
- UBS OCONNOR LLC (1)
- Gill Barry J. (1)
- Fitzpatrick Dawn N. (1)
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Other (46)
N-PX
Monday, 8/1/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-8F ORDR
Friday, 6/24/2016
None
N-8F NTC
Thursday, 6/9/2016
None
N-8F NTC
Tuesday, 5/31/2016
None
NSAR-A
Tuesday, 5/10/2016
Semi-annual report for management companies filed on Form N-SAR
N-8F
Monday, 4/25/2016
Application for deregistration made on Form N-8F
CORRESP
Tuesday, 3/1/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Monday, 2/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Wednesday, 2/24/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497J
Tuesday, 2/2/2016
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Thursday, 1/28/2016
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Monday, 12/28/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Tuesday, 12/8/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
IRANNOTICE
Tuesday, 12/8/2015
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
NSAR-B
Monday, 11/30/2015
Annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 11/20/2015
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Monday, 8/31/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Wednesday, 8/26/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 8/21/2015
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Friday, 6/5/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 6/1/2015
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 5/22/2015
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Thursday, 2/26/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 2/20/2015
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 2/2/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Wednesday, 1/28/2015
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Friday, 12/12/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
IRANNOTICE
Tuesday, 12/9/2014
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
N-CSR
Tuesday, 12/9/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 12/1/2014
Annual report for management companies filed on Form N-SAR
497
Friday, 11/14/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Friday, 11/14/2014
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Friday, 6/20/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 6/18/2014
Notice of Effectiveness
CORRESP
Tuesday, 6/17/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 6/16/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 6/16/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 6/11/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 6/10/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 6/10/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/23/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 4/29/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 4/25/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 4/25/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 2/13/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Thursday, 2/13/2014
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (11)
3
Friday, 6/27/2014
UBS OCONNOR LLC: Initial statement of beneficial ownership of securities
3
Friday, 6/27/2014
Fitzpatrick Dawn N.: Initial statement of beneficial ownership of securities
3
Friday, 6/27/2014
Gill Barry J.: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
Hunt Jon C.: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
Kerns Robert: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
JONES TERRENCE O: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
Lemke Thomas P: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
Vagra Nicholas J: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
Yanker Randall S.: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
DORAN WILLIAM: Initial statement of beneficial ownership of securities
3
Thursday, 6/26/2014
Emery Russell: Initial statement of beneficial ownership of securities