Diversified Real Asset Income Fund
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Other (51)
N-8F ORDR
Thursday, 9/27/2018
None
N-8F NTC
Friday, 8/31/2018
None
N-8F/A
Tuesday, 8/21/2018
Application for deregistration made on Form N-8F
N-PX
Monday, 8/20/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-8F
Wednesday, 7/25/2018
Application for deregistration made on Form N-8F
NSAR-A
Monday, 1/29/2018
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 10/30/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
25-NSE
Monday, 9/11/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Friday, 9/8/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Tuesday, 8/29/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Monday, 8/7/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 7/28/2017
Annual report for management companies filed on Form N-SAR
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
N-Q
Friday, 4/28/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 2/3/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 1/30/2017
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 10/28/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Friday, 9/30/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Wednesday, 8/31/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/29/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Monday, 8/8/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 8/1/2016
Annual report for management companies filed on Form N-SAR
40-APP/A
Friday, 7/1/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Friday, 4/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP
Tuesday, 2/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Friday, 2/5/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 1/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 10/30/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Thursday, 10/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Friday, 8/28/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Thursday, 8/13/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Friday, 8/7/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 7/30/2015
Annual report for management companies filed on Form N-SAR
CORRESP
Tuesday, 7/21/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Friday, 5/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Wednesday, 4/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 2/5/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 1/29/2015
Semi-annual report for management companies filed on Form N-SAR
40-APP/A
Monday, 12/8/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS EX
Tuesday, 10/14/2014
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Friday, 8/29/2014
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
40-APP/A
Tuesday, 7/1/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Tuesday, 7/1/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 6/27/2014
Notice of Effectiveness
CORRESP
Thursday, 6/26/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C/A
Thursday, 6/26/2014
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
CORRESP
Thursday, 6/26/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/23/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C
Monday, 5/19/2014
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-8A/A
Thursday, 5/15/2014
Initial notification of registration under Section 8(a) filed on Form N-8A
N-8A
Friday, 2/7/2014
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (49)
4
Thursday, 5/18/2017
Nuveen Asset Management, LLC: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/10/2017
Relative Value Partners Group, LLC: Major Shareholders
SC 13G
Tuesday, 1/24/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Friday, 12/9/2016
Jones Nathaniel T.: Initial statement of beneficial ownership of securities
4
Wednesday, 11/2/2016
ZIMMERMAN GIFFORD R: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/11/2016
Rohrbacher Christopher M.: Initial statement of beneficial ownership of securities
4
Wednesday, 8/17/2016
ZIMMERMAN GIFFORD R: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 2/16/2016
Relative Value Partners Group, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/10/2016
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Wednesday, 12/30/2015
Yale David A: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 11/12/2015
Bulldog Investors, LLC: Major Shareholders
3
Friday, 8/14/2015
Hlavacek Sherri A: Initial statement of beneficial ownership of securities
3
Thursday, 7/9/2015
LAMB DAVID J: Initial statement of beneficial ownership of securities
3
Wednesday, 7/8/2015
ADAMS WILLIAM IV: Initial statement of beneficial ownership of securities
3
Friday, 5/8/2015
Sarsland Tryg: Initial statement of beneficial ownership of securities
3
Friday, 5/8/2015
Langenfeld Brenda A.: Initial statement of beneficial ownership of securities
4
Tuesday, 2/24/2015
Yale David A: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/13/2015
Bulldog Investors, LLC: Major Shareholders
SC 13G
Friday, 2/13/2015
Relative Value Partners, LLC: Major Shareholders
SC 13G/A
Thursday, 2/12/2015
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G
Tuesday, 10/14/2014
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
3/A
Friday, 9/12/2014
Kayser John P: Initial statement of beneficial ownership of securities
3/A
Friday, 9/12/2014
KEDROWSKI LEONARD: Initial statement of beneficial ownership of securities
3/A
Friday, 9/12/2014
WADE JAMES: Initial statement of beneficial ownership of securities
3/A
Friday, 9/12/2014
WENKER JOHN G: Initial statement of beneficial ownership of securities
3/A
Friday, 9/12/2014
GIBSON ROGER: Initial statement of beneficial ownership of securities
3/A
Friday, 9/12/2014
RIEDERER RICHARD K: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
O'Brien Jason: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
KEDROWSKI LEONARD: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Kayser John P: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Grace Scott S: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Slager Joel T.: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Cook Margo L.: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
WADE JAMES: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Nuveen Fund Advisors, LLC: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
SCHMITZ JEFFREY T: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Nuveen Asset Management, LLC: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
FOY STEPHEN D: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
FERJUSON LORNA C: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Prudhomme Kathleen L: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
RIEDERER RICHARD K: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
GIBSON ROGER: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
ZIMMERMAN GIFFORD R: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
WENKER JOHN G: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
McCarthy Kevin J: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Rosenberg Jay L.: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Antosiewicz Cedric H: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Yale David A: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Kelly Walter M: Initial statement of beneficial ownership of securities
Prospectus (16)
425
Wednesday, 5/31/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 5/15/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 3/14/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
SC TO-I/A
Tuesday, 12/8/2015
Issuer tender offer statement
SC TO-I/A
Wednesday, 12/2/2015
Issuer tender offer statement
SC TO-I
Monday, 11/2/2015
Issuer tender offer statement
SC TO-C
Thursday, 10/22/2015
Written communication relating to an issuer or third party tender offer
SC TO-C
Friday, 10/9/2015
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Friday, 5/15/2015
Issuer tender offer statement
SC TO-I/A
Monday, 5/11/2015
Issuer tender offer statement
SC TO-I
Monday, 4/6/2015
Issuer tender offer statement
SC TO-C
Tuesday, 3/24/2015
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Friday, 11/14/2014
Issuer tender offer statement
SC TO-I/A
Monday, 11/10/2014
Issuer tender offer statement
SC TO-I
Friday, 10/3/2014
Issuer tender offer statement
SC TO-C
Tuesday, 9/23/2014
Written communication relating to an issuer or third party tender offer