Alcentra Capital Corp

Related Filers (35)

Financials (26)

10-Q
Wednesday, 11/6/2019
Quarterly Report for period ending 2019-09-30
10-Q
Wednesday, 8/7/2019
Quarterly Report for period ending 2019-06-30
10-Q
Monday, 5/6/2019
Quarterly Report for period ending 2019-03-31
10-K/A
Tuesday, 4/30/2019
Annual Report for period ending 2018-12-31
10-K
Tuesday, 3/12/2019
Annual Report for period ending 2018-12-31
10-Q
Tuesday, 11/6/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 8/7/2018
Quarterly Report for period ending 2018-06-30
10-Q
Monday, 5/7/2018
Quarterly Report for period ending 2018-03-31
10-K/A
Monday, 4/30/2018
Annual Report for period ending 2017-12-31
10-K
Wednesday, 3/14/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 11/7/2017
Quarterly Report for period ending 2017-09-30
10-Q
Friday, 8/4/2017
Quarterly Report for period ending 2017-06-30
10-Q
Friday, 5/5/2017
Quarterly Report for period ending 2017-03-31
10-K
Friday, 3/10/2017
Annual Report for period ending 2016-12-31
10-Q
Friday, 11/4/2016
Quarterly Report for period ending 2016-09-30
10-Q
Friday, 8/5/2016
Quarterly Report for period ending 2016-06-30
10-Q
Friday, 5/6/2016
Quarterly Report for period ending 2016-03-31
10-K
Wednesday, 3/9/2016
Annual Report for period ending 2015-12-31
10-Q
Tuesday, 11/10/2015
Quarterly Report for period ending 2015-09-30
10-Q
Tuesday, 8/11/2015
Quarterly Report for period ending 2015-06-30
10-Q
Tuesday, 5/12/2015
Quarterly Report for period ending 2015-03-31
10-K/A
Thursday, 3/19/2015
Annual Report for period ending 2014-12-31
10-K
Wednesday, 3/18/2015
Annual Report for period ending 2014-12-31
10-Q
Monday, 11/10/2014
Quarterly Report for period ending 2014-09-30
10-Q
Wednesday, 8/13/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 6/19/2014
Quarterly Report for period ending 2014-03-31
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News (26)

8-K
Tuesday, 2/4/2020
Current report filing
8-K
Thursday, 1/30/2020
Current report filing
8-K
Friday, 1/10/2020
Current report filing
8-K
Monday, 12/2/2019
Current report filing
8-K
Wednesday, 11/6/2019
Current report filing
8-K
Tuesday, 10/15/2019
Current report filing
8-K
Tuesday, 8/13/2019
Current report filing
8-K
Friday, 4/5/2019
Current report filing
8-K
Tuesday, 3/12/2019
Current report filing
8-K
Monday, 1/14/2019
Current report filing
8-K
Tuesday, 12/11/2018
Current report filing
8-K
Monday, 9/24/2018
Current report filing
8-K
Thursday, 9/20/2018
Current report filing
8-K/A
Thursday, 7/5/2018
Current report filing
8-K
Friday, 6/29/2018
Current report filing
8-K
Monday, 6/25/2018
Current report filing
8-K
Monday, 5/7/2018
Current report filing
8-K
Wednesday, 1/10/2018
Current report filing
8-K
Wednesday, 6/21/2017
Current report filing
8-K
Thursday, 4/27/2017
Current report filing
8-K
Wednesday, 5/18/2016
Current report filing
8-K
Thursday, 12/31/2015
Current report filing
8-K
Wednesday, 8/12/2015
Current report filing
8-K
Wednesday, 6/17/2015
Current report filing
8-K
Friday, 4/17/2015
Current report filing
8-K
Monday, 12/29/2014
Current report filing
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Other (144)

15-12B
Monday, 2/10/2020
Notice of termination of registration of a class of securities under Section 12(b)
EFFECT
Friday, 2/7/2020
Notice of Effectiveness
N-54C
Friday, 1/31/2020
Notification of withdrawal by business development companies filed on Form N-54C
POS 8C
Friday, 1/31/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
25-NSE
Friday, 1/31/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-33
Thursday, 1/2/2020
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
N-23C-2
Tuesday, 12/10/2019
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
CORRESP
Thursday, 10/3/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Thursday, 6/6/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 6/1/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 5/25/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/11/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Wednesday, 2/14/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 1/26/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/27/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 8/21/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 8/21/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Thursday, 5/18/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 5/18/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 5/17/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 5/17/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Wednesday, 5/17/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Tuesday, 5/16/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Monday, 5/15/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Monday, 4/10/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Wednesday, 3/8/2017
Notice of Effectiveness
CORRESP
Wednesday, 3/8/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 3/8/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 3/7/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 3/7/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 3/6/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 2/23/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 2/23/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 11/3/2016
Notice of Effectiveness
CORRESP
Thursday, 11/3/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 11/2/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 11/2/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 11/2/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 11/2/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 11/2/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 11/2/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 8/18/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 8/18/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS EX
Thursday, 7/14/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 7/11/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 7/8/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Tuesday, 7/5/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 7/5/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 6/30/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 6/27/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 6/27/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 6/27/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 6/24/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 6/20/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 6/20/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 6/16/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 6/13/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 6/13/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 6/9/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 6/6/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 6/6/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 5/31/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 5/31/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Wednesday, 5/11/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Friday, 5/6/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 5/6/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Thursday, 4/14/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS EX
Friday, 2/19/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 2/17/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 2/11/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Tuesday, 2/9/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 2/9/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 2/4/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Tuesday, 2/2/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 2/1/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 2/1/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 1/25/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 1/25/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 1/25/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
APP ORDR
Wednesday, 12/30/2015
None
N-2/A
Monday, 12/21/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Monday, 12/21/2015
Notice of Effectiveness
CORRESP
Monday, 12/21/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 12/18/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
APP NTC
Friday, 12/4/2015
None
40-APP/A
Thursday, 8/6/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Thursday, 6/25/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Tuesday, 6/23/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 5/1/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS EX
Wednesday, 4/15/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 4/10/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Thursday, 4/2/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS EX
Thursday, 4/2/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 3/30/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 3/23/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 3/20/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 3/20/2015
Post-effective amendment filed solely to add exhibits to a registration statement
POS EX
Thursday, 3/5/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Tuesday, 3/3/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 2/26/2015
Post-effective amendment filed solely to add exhibits to a registration statement
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Ownership (119)

SC 13G/A
Friday, 2/14/2020
CAXTON CORP: Major Shareholders
SC 13D/A
Tuesday, 2/4/2020
Bank of New York Mellon Corp: Major Shareholders
4
Friday, 1/31/2020
Shaikh Suhail A.: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2020
Glaser Peter M: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2020
GREENLAW DOUGLAS J /MA: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2020
GREBOW EDWARD: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2020
McMillan Ellida: Statement of changes in beneficial ownership of securities
4
Monday, 12/23/2019
Shaikh Suhail A.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/19/2019
GREBOW EDWARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/17/2019
GREBOW EDWARD: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 5/21/2019
STILWELL JOSEPH: Major Shareholders
SC 13D/A
Tuesday, 4/16/2019
STILWELL JOSEPH: Major Shareholders
SC 13D/A
Thursday, 4/4/2019
STILWELL JOSEPH: Major Shareholders
SC 13D/A
Thursday, 3/7/2019
STILWELL JOSEPH: Major Shareholders
SC 13G
Monday, 2/4/2019
CAXTON CORP: Major Shareholders
SC 13D/A
Friday, 1/25/2019
STILWELL JOSEPH: Major Shareholders
4
Friday, 12/14/2018
Glaser Peter M: Statement of changes in beneficial ownership of securities
4
Friday, 12/14/2018
Shaikh Suhail A.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 11/27/2018
STILWELL JOSEPH: Major Shareholders
3
Monday, 9/24/2018
Van Zijl Frederick: Initial statement of beneficial ownership of securities
3
Monday, 9/24/2018
Wright William H II: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 7/27/2018
STILWELL JOSEPH: Major Shareholders
SC 13D
Monday, 7/16/2018
Bank of New York Mellon Corp: Major Shareholders
3
Tuesday, 7/3/2018
Shaikh Suhail A.: Initial statement of beneficial ownership of securities
3
Tuesday, 7/3/2018
Glaser Peter M: Initial statement of beneficial ownership of securities
4
Thursday, 5/10/2018
GREBOW EDWARD: Statement of changes in beneficial ownership of securities
3
Tuesday, 5/8/2018
Rajguru Vijay: Initial statement of beneficial ownership of securities
4
Thursday, 5/3/2018
Hatfield Paul: Statement of changes in beneficial ownership of securities
4
Friday, 3/23/2018
GREENLAW DOUGLAS J /MA: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/20/2018
McMillan Ellida: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/20/2018
Krmpotic Branko: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/20/2018
Scopelliti David: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 3/2/2018
STILWELL JOSEPH: Major Shareholders
SC 13G/A
Monday, 2/12/2018
Bank of New York Mellon Corp: Major Shareholders
SC 13D
Thursday, 12/28/2017
STILWELL JOSEPH: Major Shareholders
SC 13G/A
Friday, 12/8/2017
Bank of New York Mellon Corp: Major Shareholders
4
Wednesday, 11/15/2017
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/15/2017
Scopelliti David: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/15/2017
BRECHBUHL T ULRICH: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/15/2017
McMillan Ellida: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/15/2017
Reiff Steven H: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/14/2017
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/9/2017
McMillan Ellida: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/8/2017
Reiff Steven H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2017
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2017
Alcentra NY, LLC: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 5/22/2017
Bank of New York Mellon Corp: Major Shareholders
SC 13G/A
Tuesday, 5/9/2017
Advisors Asset Management, Inc.: Major Shareholders
3
Monday, 5/1/2017
Krmpotic Branko: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 4/21/2017
Bank of New York Mellon Corp: Major Shareholders
3
Wednesday, 2/22/2017
Reiff Steven H: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/16/2017
KEMPER Corp: Major Shareholders
SC 13G
Monday, 2/13/2017
Advisors Asset Management, Inc.: Major Shareholders
4
Tuesday, 12/6/2016
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Friday, 9/9/2016
Scopelliti David: Statement of changes in beneficial ownership of securities
4
Monday, 6/27/2016
McMillan Ellida: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/25/2016
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Monday, 3/28/2016
Scopelliti David: Statement of changes in beneficial ownership of securities
4
Monday, 3/28/2016
McMillan Ellida: Statement of changes in beneficial ownership of securities
4
Monday, 3/28/2016
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Thursday, 3/24/2016
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Monday, 3/21/2016
Scopelliti David: Statement of changes in beneficial ownership of securities
4
Monday, 3/21/2016
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Friday, 3/18/2016
Scopelliti David: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2016
Echausse Paul J: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/16/2016
GREBOW EDWARD: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 1/19/2016
KEMPER Corp: Major Shareholders
4
Thursday, 11/19/2015
Hertlein Rudolph L: Statement of changes in beneficial ownership of securities
3
Monday, 9/28/2015
Alcentra NY, LLC: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 9/28/2015
Bank of New York Mellon Corp: Major Shareholders
4
Monday, 9/28/2015
Alcentra Investments Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 8/17/2015
Hertlein Rudolph L: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/24/2015
Scopelliti David: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/26/2015
Scopelliti David: Statement of changes in beneficial ownership of securities
4
Thursday, 5/21/2015
McMillan Ellida: Statement of changes in beneficial ownership of securities
4
Monday, 5/11/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 5/11/2015
Hatfield Paul: Statement of changes in beneficial ownership of securities
4
Monday, 5/11/2015
Echausse Paul J: Statement of changes in beneficial ownership of securities
4
Friday, 5/8/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 5/7/2015
Bank of New York Mellon Corp: Major Shareholders
4
Wednesday, 5/6/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 5/4/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/30/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 4/30/2015
Bank of New York Mellon Corp: Major Shareholders
4
Tuesday, 4/28/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 4/24/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/22/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 4/20/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/16/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4/A
Thursday, 4/16/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/14/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 4/10/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/8/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 4/6/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/2/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/31/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 3/27/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2015
BNY Alcentra Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/24/2015
Echausse Paul J: Statement of changes in beneficial ownership of securities
3
Monday, 3/16/2015
Scopelliti David: Initial statement of beneficial ownership of securities
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Prospectus (13)

425
Tuesday, 1/28/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 1/21/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 1/10/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 1/8/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 12/20/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 12/20/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 11/8/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 8/14/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 8/14/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 8/13/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
DRS/A
Tuesday, 12/17/2013
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
DRS/A
Monday, 8/26/2013
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
DRS
Tuesday, 6/18/2013
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
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Proxies (19)

DEFM14A
Wednesday, 12/11/2019
Definitive proxy statement relating to a merger, acquisition, or disposition
PRER14A
Monday, 12/9/2019
Preliminary revised proxy soliciting materials
PRER14A
Friday, 11/29/2019
Preliminary revised proxy soliciting materials
DEFA14A
Wednesday, 11/6/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREM14A
Thursday, 10/3/2019
Preliminary proxy statement relating to a merger, acquisition, or disposition
DEFA14A
Wednesday, 8/14/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/13/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/13/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 4/16/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 4/16/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 1/25/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Friday, 5/25/2018
Definitive proxy statements
PRE 14A
Friday, 5/11/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/27/2017
Definitive proxy statements
DEF 14A
Thursday, 4/14/2016
Definitive proxy statements
PRE 14A
Tuesday, 3/22/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 6/10/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/10/2015
Definitive proxy statements
PRE 14A
Tuesday, 3/24/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
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