Liquid Holdings Group, Inc.
Related Filers (44)
- Ferdinand Brian (5)
- MSD Partners, L.P. (4)
- SCHAEFFER RICHARD (3)
- Simone Victor R Jr (3)
- STORMS BRIAN M (3)
- Keller Robert (3)
- Ibietatorremendia Jose (3)
- Shifrin Kenneth David (2)
- Raquet Walter F (2)
- Lee Tsai-Pyng (Jim) (2)
- LT World Ltd LLC (2)
- Ferdinand Holdings, LLC (2)
- Ferdinand Trading II, LLC (2)
- O'Boyle Robert (2)
- VON ALLMEN DOUGLAS J (2)
- Francescani David (2)
- Zavarro Allan (2)
- VIRTU AMERICAS LLC (2)
- SHAF Holdings LLC (1)
- Schaeffer Holdings, LLC (1)
- Schaeffer Group, LLC (1)
- CMK Keller Holdings, LLC (1)
- Ferris Ventures, LLC (1)
- GAER SAMUEL H (1)
- LT WORLD PARTNERS, LLC (1)
- Ross Thomas Rogerson (1)
- VA Family, LLC (1)
- NGNG, Inc (1)
- Von Allmen Partners, L.P. (1)
- FEDERATED INVESTORS INC /PA/ (1)
- Guarino Alan C. (1)
- Middlesex Corp (1)
- D & L Management Corp (1)
- D & L Partners, L.P. (1)
- Von Allmen Linda (1)
- Von Allmen Dynasty Trust (1)
- Davy Darren (1)
- Bernstein Jay Howard (1)
- Hunter Creek, LLC (1)
- MSD Credit Opportunity Master Fund, L.P. (1)
- NASDAQ Stock Market LLC (1)
- SUSKIND DENNIS A (1)
- Cooper Bruce P (1)
- KENT PETER R (1)
- Show More ...
Financials (10)
NT 10-Q
Monday, 11/16/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-09-30
NT 10-Q
Monday, 8/17/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-06-30
NT 10-Q
Monday, 5/18/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-03-31
NT 10-K
Tuesday, 3/31/2015
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2014-12-31
10-Q
Friday, 11/14/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 8/14/2014
Quarterly Report for period ending 2014-06-30
10-Q
Tuesday, 5/13/2014
Quarterly Report for period ending 2014-03-31
10-K
Monday, 3/31/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 11/14/2013
Quarterly Report for period ending 2013-09-30
10-Q
Monday, 9/9/2013
Quarterly Report for period ending 2013-06-30
News (37)
8-K
Friday, 2/19/2016
Current report filing
8-K
Thursday, 2/11/2016
Current report filing
8-K
Tuesday, 2/2/2016
Current report filing
8-K
Tuesday, 12/1/2015
Current report filing
8-K
Tuesday, 10/27/2015
Current report filing
8-K
Thursday, 10/8/2015
Current report filing
8-K/A
Tuesday, 9/29/2015
Current report filing
8-K
Thursday, 9/24/2015
Current report filing
8-K
Wednesday, 9/16/2015
Current report filing
8-K
Wednesday, 9/9/2015
Current report filing
8-K
Monday, 8/24/2015
Current report filing
8-K
Thursday, 7/23/2015
Current report filing
8-K
Friday, 7/10/2015
Current report filing
8-K
Thursday, 5/14/2015
Current report filing
8-K
Wednesday, 4/22/2015
Current report filing
8-K
Tuesday, 3/17/2015
Current report filing
8-K
Tuesday, 3/3/2015
Current report filing
8-K
Wednesday, 2/25/2015
Current report filing
8-K
Monday, 1/26/2015
Current report filing
8-K
Thursday, 1/8/2015
Current report filing
8-K
Tuesday, 12/23/2014
Current report filing
8-K
Friday, 12/12/2014
Current report filing
8-K
Thursday, 10/30/2014
Current report filing
8-K
Tuesday, 10/21/2014
Current report filing
8-K
Friday, 9/26/2014
Current report filing
8-K
Tuesday, 9/23/2014
Current report filing
8-K
Thursday, 7/31/2014
Current report filing
8-K
Tuesday, 5/27/2014
Current report filing
8-K
Tuesday, 5/13/2014
Current report filing
8-K
Wednesday, 4/30/2014
Current report filing
8-K
Tuesday, 4/22/2014
Current report filing
8-K
Thursday, 2/27/2014
Current report filing
8-K
Friday, 1/31/2014
Current report filing
8-K
Friday, 12/27/2013
Current report filing
8-K
Tuesday, 12/17/2013
Current report filing
8-K
Thursday, 10/31/2013
Current report filing
8-K
Wednesday, 8/14/2013
Current report filing
Other (17)
25-NSE
Wednesday, 2/17/2016
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
CORRESP
Tuesday, 10/27/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
8-A12B
Friday, 12/12/2014
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
EFFECT
Wednesday, 5/14/2014
Notice of Effectiveness
EFFECT
Thursday, 7/25/2013
Notice of Effectiveness
8-A12B
Wednesday, 7/24/2013
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNAS
Wednesday, 7/24/2013
None
CORRESP
Friday, 7/19/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/8/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/5/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/5/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/1/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/1/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 6/21/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/31/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/10/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/17/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
Ownership (120)
SC 13G/A
Monday, 7/9/2018
VIRTU AMERICAS LLC: Major Shareholders
SC 13G/A
Wednesday, 2/7/2018
VIRTU AMERICAS LLC: Major Shareholders
4
Tuesday, 6/21/2016
KENT PETER R: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/25/2016
Simone Victor R Jr: Statement of changes in beneficial ownership of securities
4
Monday, 5/23/2016
Cooper Bruce P: Statement of changes in beneficial ownership of securities
4
Monday, 5/23/2016
Francescani David: Statement of changes in beneficial ownership of securities
4
Monday, 4/11/2016
SUSKIND DENNIS A: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2016
Ibietatorremendia Jose: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/8/2016
KCG AMERICAS LLC: Major Shareholders
SC 13G
Wednesday, 2/3/2016
KCG AMERICAS LLC: Major Shareholders
4
Friday, 12/11/2015
MSD Credit Opportunity Master Fund, L.P.: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 12/11/2015
MSD Partners, L.P.: Major Shareholders
4
Thursday, 9/10/2015
STORMS BRIAN M: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 7/8/2015
Ferdinand Brian: Major Shareholders
4
Thursday, 4/2/2015
Lee Tsai-Pyng (Jim): Statement of changes in beneficial ownership of securities
4
Thursday, 4/2/2015
Hunter Creek, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 4/2/2015
Zavarro Allan: Statement of changes in beneficial ownership of securities
4
Thursday, 4/2/2015
Davy Darren: Statement of changes in beneficial ownership of securities
4
Thursday, 4/2/2015
Shifrin Kenneth David: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2015
Ibietatorremendia Jose: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2015
O'Boyle Robert: Statement of changes in beneficial ownership of securities
4
Thursday, 3/19/2015
STORMS BRIAN M: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/18/2015
Cooper Bruce P: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 2/2/2015
SCHAEFFER RICHARD: Major Shareholders
SC 13G/A
Tuesday, 1/13/2015
Keller Robert: Major Shareholders
4
Tuesday, 12/23/2014
Von Allmen Dynasty Trust: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 12/11/2014
Ferdinand Brian: Major Shareholders
SC 13G
Wednesday, 12/3/2014
Middlesex Corp: Major Shareholders
4
Monday, 11/17/2014
Ibietatorremendia Jose: Statement of changes in beneficial ownership of securities
4
Monday, 11/17/2014
O'Boyle Robert: Statement of changes in beneficial ownership of securities
4
Monday, 11/17/2014
KENT PETER R: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/5/2014
Guarino Alan C.: Statement of changes in beneficial ownership of securities
3
Monday, 11/3/2014
Guarino Alan C.: Initial statement of beneficial ownership of securities
3
Thursday, 10/30/2014
KENT PETER R: Initial statement of beneficial ownership of securities
4
Friday, 9/19/2014
Shifrin Kenneth David: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 9/10/2014
FEDERATED INVESTORS INC /PA/: Major Shareholders
4
Friday, 8/22/2014
Shifrin Kenneth David: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 8/7/2014
FEDERATED INVESTORS INC /PA/: Major Shareholders
4
Thursday, 7/24/2014
NGNG, Inc: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 7/15/2014
Ferdinand Brian: Major Shareholders
4
Thursday, 6/26/2014
STORMS BRIAN M: Statement of changes in beneficial ownership of securities
4
Monday, 6/23/2014
Bernstein Jay Howard: Statement of changes in beneficial ownership of securities
4
Friday, 6/13/2014
Raquet Walter F: Statement of changes in beneficial ownership of securities
4
Friday, 6/13/2014
Ross Thomas Rogerson: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/11/2014
Davy Darren: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/11/2014
SUSKIND DENNIS A: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 6/10/2014
FEDERATED INVESTORS INC /PA/: Major Shareholders
4
Monday, 6/9/2014
Francescani David: Statement of changes in beneficial ownership of securities
4
Monday, 6/9/2014
Zavarro Allan: Statement of changes in beneficial ownership of securities
4
Monday, 6/9/2014
Simone Victor R Jr: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 5/30/2014
MSDC Management, L.P.: Major Shareholders
3
Friday, 5/30/2014
MSD Credit Opportunity Master Fund, L.P.: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 5/23/2014
VON ALLMEN DOUGLAS J: Major Shareholders
4
Wednesday, 5/21/2014
Simone Victor R Jr: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/21/2014
Bernstein Jay Howard: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/20/2014
STORMS BRIAN M: Statement of changes in beneficial ownership of securities
4
Monday, 5/19/2014
NGNG, Inc: Statement of changes in beneficial ownership of securities
4
Friday, 5/16/2014
Bernstein Jay Howard: Statement of changes in beneficial ownership of securities
4
Friday, 5/16/2014
Francescani David: Statement of changes in beneficial ownership of securities
4
Friday, 5/16/2014
Ibietatorremendia Jose: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/30/2014
VA Family, LLC: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 4/30/2014
VON ALLMEN DOUGLAS J: Major Shareholders
4
Tuesday, 4/8/2014
O'Boyle Robert: Statement of changes in beneficial ownership of securities
4
Monday, 3/10/2014
Von Allmen Partners, L.P.: Statement of changes in beneficial ownership of securities
3
Monday, 3/10/2014
LT WORLD PARTNERS, LLC: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 3/6/2014
Ferdinand Brian: Major Shareholders
4
Thursday, 3/6/2014
NGNG, Inc: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 3/6/2014
VON ALLMEN DOUGLAS J: Major Shareholders
4
Tuesday, 3/4/2014
LT World Ltd LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/4/2014
NGNG, Inc: Statement of changes in beneficial ownership of securities
4
Monday, 3/3/2014
NGNG, Inc: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 2/11/2014
VON ALLMEN DOUGLAS J: Major Shareholders
SC 13G/A
Monday, 2/10/2014
GAER SAMUEL H: Major Shareholders
SC 13G
Friday, 2/7/2014
SCHAEFFER RICHARD: Major Shareholders
SC 13G
Wednesday, 2/5/2014
Keller Robert: Major Shareholders
4
Friday, 1/31/2014
Francescani David: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2014
Simone Victor R Jr: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2014
SHAF Holdings LLC: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2014
SUSKIND DENNIS A: Statement of changes in beneficial ownership of securities
4
Friday, 1/31/2014
NGNG, Inc: Statement of changes in beneficial ownership of securities
5
Friday, 1/31/2014
Ferris Ventures, LLC: Annual statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
Bernstein Jay Howard: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
Davy Darren: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
Francescani David: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
Raquet Walter F: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
Ross Thomas Rogerson: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
Simone Victor R Jr: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
SUSKIND DENNIS A: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
Zavarro Allan: Statement of changes in beneficial ownership of securities
4
Monday, 10/7/2013
SHAF Holdings LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/2/2013
Shifrin Kenneth David: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 8/12/2013
VON ALLMEN DOUGLAS J: Major Shareholders
SC 13D
Monday, 8/12/2013
Ferdinand Brian: Major Shareholders
4
Friday, 8/2/2013
STORMS BRIAN M: Statement of changes in beneficial ownership of securities
4
Thursday, 8/1/2013
Davy Darren: Statement of changes in beneficial ownership of securities
4
Thursday, 8/1/2013
Ferdinand Trading II, LLC: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/31/2013
Von Allmen Dynasty Trust: Initial statement of beneficial ownership of securities
4
Wednesday, 7/31/2013
Von Allmen Linda: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/31/2013
Lee James P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/31/2013
Ibietatorremendia Jose: Statement of changes in beneficial ownership of securities
Prospectus (20)
424B4
Thursday, 5/15/2014
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Wednesday, 5/14/2014
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 5/13/2014
General form of registration statement for all companies including face-amount certificate companies
FWP
Tuesday, 5/13/2014
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-1/A
Wednesday, 4/30/2014
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 4/9/2014
General form of registration statement for all companies including face-amount certificate companies
S-8
Tuesday, 4/1/2014
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Monday, 9/23/2013
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B4
Friday, 7/26/2013
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Thursday, 7/25/2013
General form of registration statement for all companies including face-amount certificate companies
FWP
Thursday, 7/25/2013
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-1/A
Wednesday, 7/24/2013
General form of registration statement for all companies including face-amount certificate companies
FWP
Wednesday, 7/24/2013
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-1/A
Tuesday, 7/9/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 7/5/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 6/19/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 5/31/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 5/13/2013
General form of registration statement for all companies including face-amount certificate companies
S-1
Thursday, 4/11/2013
General form of registration statement for all companies including face-amount certificate companies
DRS
Tuesday, 12/11/2012
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy