Guggenheim Credit Allocation Fund

Related Filers (60)

Other (125)

N-CEN
Monday, 8/15/2022
Annual Report for Registered Investment Companies
N-8F ORDR
Wednesday, 4/27/2022
None
N-8F NTC
Friday, 4/1/2022
None
N-8F/A
Monday, 3/21/2022
Application for deregistration made on Form N-8F
N-8F
Friday, 12/10/2021
Application for deregistration made on Form N-8F
NPORT-P
Wednesday, 10/27/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
25-NSE
Monday, 10/25/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-PX
Thursday, 8/26/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Monday, 8/16/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Monday, 8/9/2021
Annual Report for Registered Investment Companies
N-CSR
Friday, 8/6/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 7/28/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 4/28/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Thursday, 4/22/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G/A
Friday, 2/12/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 2/5/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
POS EX
Tuesday, 2/2/2021
Post-effective amendment filed solely to add exhibits to a registration statement
NPORT-P
Friday, 1/29/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 10/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
486BPOS
Thursday, 10/1/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Thursday, 8/20/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/19/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CEN
Friday, 8/14/2020
Annual Report for Registered Investment Companies
N-CSR
Monday, 8/10/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 7/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 4/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Wednesday, 4/22/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Monday, 2/10/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 1/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN/A
Friday, 1/10/2020
Annual Report for Registered Investment Companies
NPORT-EX
Tuesday, 10/29/2019
Portfolio Holdings Exhibit to Form N-PORT
POS EX
Tuesday, 9/10/2019
Post-effective amendment filed solely to add exhibits to a registration statement
N-2/A
Tuesday, 9/10/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497
Tuesday, 9/10/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Tuesday, 9/10/2019
Notice of Effectiveness
N-2/A
Wednesday, 8/28/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 8/28/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Thursday, 8/15/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Wednesday, 8/14/2019
Annual Report for Registered Investment Companies
N-CSR
Thursday, 8/8/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/2/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-2
Friday, 7/19/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-Q
Monday, 4/29/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Monday, 3/18/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Friday, 2/8/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Friday, 10/26/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Thursday, 9/27/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Wednesday, 9/26/2018
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Thursday, 8/9/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/7/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Monday, 8/6/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Monday, 7/30/2018
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 4/30/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Tuesday, 3/27/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 3/21/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 2/15/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Wednesday, 2/7/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 1/29/2018
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 10/30/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 9/29/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
486BPOS
Wednesday, 9/27/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
497
Wednesday, 9/27/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Friday, 8/11/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Wednesday, 8/9/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 7/31/2017
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 5/1/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Monday, 2/6/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 1/30/2017
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 10/31/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS EX
Thursday, 9/15/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 9/15/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 9/7/2016
Notice of Effectiveness
CORRESP
Friday, 9/2/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 8/26/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Thursday, 8/25/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-2/A
Wednesday, 8/17/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 8/17/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Monday, 8/8/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 7/29/2016
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 4/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-2/A
Friday, 4/15/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
NSAR-B/A
Tuesday, 4/12/2016
Annual report for management companies filed on Form N-SAR
CORRESP
Monday, 4/11/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 3/23/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Friday, 2/5/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 1/29/2016
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 1/8/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 10/30/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/10/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Friday, 8/7/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 7/29/2015
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 4/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 2/6/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 1/29/2015
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Friday, 1/23/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 11/14/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 11/14/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Thursday, 10/30/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-2
Monday, 9/8/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-PX
Friday, 8/15/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
Show More

Ownership (107)

SC 13G/A
Friday, 10/8/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 1/29/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Friday, 12/4/2020
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/5/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Monday, 12/2/2019
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
3
Friday, 11/15/2019
Brock-Kyle Angela: Initial statement of beneficial ownership of securities
3
Friday, 11/15/2019
SPONEM SANDRA G: Initial statement of beneficial ownership of securities
3
Friday, 11/15/2019
LYDON THOMAS F JR: Initial statement of beneficial ownership of securities
3
Tuesday, 9/24/2019
Serdensky Evan Loring: Initial statement of beneficial ownership of securities
3
Thursday, 8/29/2019
Rehder William: Initial statement of beneficial ownership of securities
4
Thursday, 6/27/2019
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Monday, 5/13/2019
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/8/2019
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/13/2019
Minerd B. Scott: Statement of changes in beneficial ownership of securities
4
Monday, 3/11/2019
Minerd B. Scott: Statement of changes in beneficial ownership of securities
4
Thursday, 3/7/2019
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/6/2019
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Thursday, 1/3/2019
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4/A
Thursday, 12/13/2018
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 12/13/2018
Barnes Randall C: Statement of changes in beneficial ownership of securities
3
Friday, 9/14/2018
Szafran Jon: Initial statement of beneficial ownership of securities
3
Thursday, 4/5/2018
Binder Brian E.: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/12/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Thursday, 6/29/2017
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Friday, 4/21/2017
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 1/12/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Monday, 1/9/2017
Kemp Keith David: Initial statement of beneficial ownership of securities
4
Wednesday, 12/7/2016
Barnes Randall C: Statement of changes in beneficial ownership of securities
3
Wednesday, 11/30/2016
McWhinnie Glenn: Initial statement of beneficial ownership of securities
4
Monday, 8/29/2016
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/5/2016
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2016
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2016
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/15/2016
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/3/2016
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2016
Barnes Randall C: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 1/13/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Monday, 1/11/2016
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
3
Wednesday, 12/30/2015
Nelson Adam J: Initial statement of beneficial ownership of securities
4
Wednesday, 11/18/2015
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/6/2015
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/1/2015
Minerd B. Scott: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/1/2015
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/1/2015
Minerd B. Scott: Statement of changes in beneficial ownership of securities
4
Monday, 6/29/2015
Chubb Donald A. Jr.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/25/2015
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2015
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/11/2015
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Monday, 3/9/2015
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/3/2015
Barnes Randall C: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/9/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Monday, 12/15/2014
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 12/11/2014
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/10/2014
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/19/2014
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 10/10/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Tuesday, 9/30/2014
Minerd B. Scott: Statement of changes in beneficial ownership of securities
4
Friday, 8/29/2014
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
3
Monday, 8/25/2014
Brown Steven H.: Initial statement of beneficial ownership of securities
4
Friday, 8/8/2014
Minerd B. Scott: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/5/2014
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 6/10/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Friday, 4/11/2014
Arruda Joseph M: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Stone Bryan: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Belden William H: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Megaris Michael P: Initial statement of beneficial ownership of securities
3
Thursday, 4/10/2014
Chubb Donald A. Jr.: Initial statement of beneficial ownership of securities
3
Thursday, 4/10/2014
Oliverius Maynard F.: Initial statement of beneficial ownership of securities
3
Wednesday, 4/9/2014
Farley Jerry B: Initial statement of beneficial ownership of securities
3
Thursday, 4/3/2014
Bloch Adam: Initial statement of beneficial ownership of securities
4
Tuesday, 3/18/2014
KARN ROBERT B III: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/18/2014
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/25/2014
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/21/2014
Cacciapaglia Donald: Statement of changes in beneficial ownership of securities
4
Thursday, 1/2/2014
NYBERG RONALD: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/31/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/26/2013
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Friday, 11/1/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/8/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/8/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 10/4/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 10/4/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/2/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/1/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
3
Thursday, 9/12/2013
KELLY STEVENS T: Initial statement of beneficial ownership of securities
4
Friday, 9/6/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 9/5/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/4/2013
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
3
Monday, 7/1/2013
Abrams Jeffrey B.: Initial statement of beneficial ownership of securities
3
Monday, 7/1/2013
Gundersen Kevin H.: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
Michal James W.: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
Cacciapaglia Donald: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
Barnes Randall C: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
FRIEDRICH ROMAN III: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
KARN ROBERT B III: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
NYBERG RONALD: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
TOUPIN RONALD E JR: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
Sullivan John Louis: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
Lee Amy J.: Initial statement of beneficial ownership of securities
3
Friday, 6/28/2013
Mathiasen Mark: Initial statement of beneficial ownership of securities
Show More