FSI Low Beta Absolute Return Fund
Related Filers (25)
- GOULD GARY W (3)
- Capital Management Co Employee Profit Sharing Retirement Plan (2)
- MCKEEN MICHAEL J (2)
- Reeser William (2)
- O'DONNELL CAROL A (2)
- Koehler Megan H (2)
- Financial Solutions, Inc. (2)
- Corporate Consulting Group, Inc. (2)
- Cascia Hall Foundation (2)
- Helmerich Foundation (2)
- MADDEN CHRISTOPHER A (1)
- Vernon Investment Fund, LLC (1)
- Pluscios Management LLC (1)
- Seger Mark Joseph (1)
- Bridge Theresa Minogue (1)
- Carson David Resor (1)
- Bloom Tina Hosking (1)
- Hathaway Paul (1)
- Meritage Capital, LLC (1)
- H.A. & Mary K. Chapman Charitable Trust (1)
- Helmerich Trust (1)
- Dean Martin R. (1)
- Ciotola Michael (1)
- Berry Simon Henri (1)
- Kohlbacher Richard Isaac (1)
- Show More ...
Other (128)
N-8F ORDR
Friday, 8/27/2021
None
N-8F NTC
Thursday, 8/5/2021
None
N-8F/A
Tuesday, 7/27/2021
Application for deregistration made on Form N-8F
N-8F
Friday, 5/14/2021
Application for deregistration made on Form N-8F
N-CSRS
Monday, 5/3/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 4/27/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 1/27/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
POS EX
Friday, 1/8/2021
Post-effective amendment filed solely to add exhibits to a registration statement
486BPOS
Wednesday, 12/30/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Thursday, 11/12/2020
Annual Report for Registered Investment Companies
N-CEN/A
Thursday, 11/12/2020
Annual Report for Registered Investment Companies
N-CSR
Monday, 11/9/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 10/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Tuesday, 10/20/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 8/28/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 7/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Tuesday, 5/5/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Monday, 1/27/2020
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 1/3/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Tuesday, 12/31/2019
Notice of Effectiveness
POS 8C
Friday, 12/27/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 12/27/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN
Thursday, 11/14/2019
Annual Report for Registered Investment Companies
POS 8C
Wednesday, 11/6/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Monday, 11/4/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Friday, 7/26/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 7/19/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Friday, 7/19/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 5/6/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Tuesday, 1/29/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 12/28/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 12/26/2018
Notice of Effectiveness
CORRESP
Wednesday, 12/26/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 12/20/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 12/20/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 12/20/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Monday, 12/3/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
AW
Friday, 11/30/2018
Withdrawal of amendment to a registration statement filed under the Securities Act
N-CEN
Wednesday, 11/14/2018
Annual Report for Registered Investment Companies
N-CSR
Friday, 11/9/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
POS 8C
Tuesday, 10/23/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-PX
Thursday, 8/2/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Monday, 7/30/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 5/30/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 5/9/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 4/30/2018
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 1/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497J
Thursday, 12/28/2017
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
EFFECT
Friday, 12/22/2017
Notice of Effectiveness
CORRESP
Wednesday, 12/20/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 12/20/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 12/20/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Thursday, 11/9/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 10/30/2017
Annual report for management companies filed on Form N-SAR
POS 8C
Friday, 10/27/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-PX
Tuesday, 8/1/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Monday, 7/31/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 5/31/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Tuesday, 5/9/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 4/27/2017
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 1/30/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497J
Thursday, 1/5/2017
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
CORRESP
Friday, 12/30/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 12/30/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Friday, 12/30/2016
Notice of Effectiveness
POS 8C
Wednesday, 11/23/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Wednesday, 11/9/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 10/31/2016
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 8/1/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 7/26/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Wednesday, 6/22/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 5/2/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 4/21/2016
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 1/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Tuesday, 12/29/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Tuesday, 12/29/2015
Notice of Effectiveness
CORRESP
Tuesday, 12/29/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 12/18/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 12/18/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Friday, 11/6/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 10/29/2015
Annual report for management companies filed on Form N-SAR
N-2
Tuesday, 9/29/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
POS 8C
Tuesday, 9/29/2015
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
AW
Tuesday, 9/29/2015
Withdrawal of amendment to a registration statement filed under the Securities Act
N-Q
Thursday, 7/30/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 7/28/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Wednesday, 6/3/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 5/6/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 4/29/2015
Semi-annual report for management companies filed on Form N-SAR
497
Friday, 3/6/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497J
Thursday, 3/5/2015
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
N-Q
Thursday, 1/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
EFFECT
Monday, 12/29/2014
Notice of Effectiveness
POS 8C
Tuesday, 12/23/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Wednesday, 11/12/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Monday, 11/10/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 10/30/2014
Annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 7/29/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 7/28/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Wednesday, 7/2/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
Ownership (36)
3
Wednesday, 8/30/2017
Kohlbacher Richard Isaac: Initial statement of beneficial ownership of securities
3
Wednesday, 5/31/2017
Berry Simon Henri: Initial statement of beneficial ownership of securities
3
Wednesday, 11/30/2016
Ciotola Michael: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2016
Dean Martin R.: Initial statement of beneficial ownership of securities
3
Thursday, 10/9/2014
Helmerich Trust: Initial statement of beneficial ownership of securities
3
Tuesday, 6/3/2014
H.A. & Mary K. Chapman Charitable Trust: Initial statement of beneficial ownership of securities
5
Wednesday, 1/22/2014
Meritage Capital, LLC: Annual statement of changes in beneficial ownership of securities
4
Friday, 1/3/2014
Helmerich Foundation: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 12/30/2013
Hathaway Paul: Major Shareholders
SC 13G
Friday, 12/20/2013
Cascia Hall Foundation: Major Shareholders
5
Friday, 12/20/2013
Cascia Hall Foundation: Annual statement of changes in beneficial ownership of securities
SC 13G
Thursday, 12/19/2013
Capital Management Co Employee Profit Sharing Retirement Plan: Major Shareholders
3
Wednesday, 12/18/2013
Bloom Tina Hosking: Initial statement of beneficial ownership of securities
3
Wednesday, 12/18/2013
Bridge Theresa Minogue: Initial statement of beneficial ownership of securities
3
Wednesday, 12/18/2013
Carson David Resor: Initial statement of beneficial ownership of securities
3
Wednesday, 12/18/2013
Seger Mark Joseph: Initial statement of beneficial ownership of securities
5
Thursday, 11/14/2013
Pluscios Management LLC: Annual statement of changes in beneficial ownership of securities
3
Friday, 11/8/2013
Corporate Consulting Group, Inc.: Initial statement of beneficial ownership of securities
4
Tuesday, 11/5/2013
GOULD GARY W: Statement of changes in beneficial ownership of securities
5
Tuesday, 11/5/2013
Financial Solutions, Inc.: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 11/5/2013
Corporate Consulting Group, Inc.: Annual statement of changes in beneficial ownership of securities
3/A
Monday, 11/4/2013
Financial Solutions, Inc.: Initial statement of beneficial ownership of securities
5
Tuesday, 10/1/2013
Koehler Megan H: Annual statement of changes in beneficial ownership of securities
5
Monday, 9/23/2013
O'DONNELL CAROL A: Annual statement of changes in beneficial ownership of securities
5
Monday, 9/23/2013
MCKEEN MICHAEL J: Annual statement of changes in beneficial ownership of securities
5
Monday, 9/23/2013
GOULD GARY W: Annual statement of changes in beneficial ownership of securities
5
Monday, 9/23/2013
Reeser William: Annual statement of changes in beneficial ownership of securities
3
Tuesday, 9/10/2013
Capital Management Co Employee Profit Sharing Retirement Plan: Initial statement of beneficial ownership of securities
3
Monday, 9/9/2013
Helmerich Foundation: Initial statement of beneficial ownership of securities
3
Monday, 7/15/2013
Koehler Megan H: Initial statement of beneficial ownership of securities
3
Tuesday, 7/9/2013
Vernon Investment Fund, LLC: Initial statement of beneficial ownership of securities
3
Friday, 5/17/2013
O'DONNELL CAROL A: Initial statement of beneficial ownership of securities
3
Friday, 5/17/2013
MCKEEN MICHAEL J: Initial statement of beneficial ownership of securities
3
Friday, 5/17/2013
GOULD GARY W: Initial statement of beneficial ownership of securities
3
Friday, 5/17/2013
MADDEN CHRISTOPHER A: Initial statement of beneficial ownership of securities
3
Friday, 5/17/2013
Reeser William: Initial statement of beneficial ownership of securities
Prospectus (46)
SC TO-I/A
Friday, 5/21/2021
Issuer tender offer statement
SC TO-T/A
Monday, 3/1/2021
Third party tender offer statement
SC TO-I
Monday, 1/25/2021
Issuer tender offer statement
424B3
Friday, 1/8/2021
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Tuesday, 11/10/2020
Issuer tender offer statement
SC TO-I
Monday, 10/19/2020
Issuer tender offer statement
SC TO-I/A
Friday, 10/2/2020
Issuer tender offer statement
SC TO-I
Tuesday, 6/2/2020
Issuer tender offer statement
SC TO-I
Monday, 3/2/2020
Issuer tender offer statement
SC TO-I/A
Wednesday, 12/11/2019
Issuer tender offer statement
SC TO-I
Friday, 11/15/2019
Issuer tender offer statement
SC TO-I/A
Friday, 10/4/2019
Issuer tender offer statement
SC TO-I
Wednesday, 8/21/2019
Issuer tender offer statement
SC TO-I
Friday, 5/31/2019
Issuer tender offer statement
SC TO-I/A
Thursday, 4/18/2019
Issuer tender offer statement
SC TO-I/A
Wednesday, 3/27/2019
Issuer tender offer statement
SC TO-I/A
Wednesday, 3/27/2019
Issuer tender offer statement
SC TO-I/A
Wednesday, 3/27/2019
Issuer tender offer statement
SC TO-I
Monday, 2/25/2019
Issuer tender offer statement
SC TO-I
Monday, 11/19/2018
Issuer tender offer statement
SC TO-I/A
Monday, 9/24/2018
Issuer tender offer statement
SC TO-I/A
Thursday, 8/23/2018
Issuer tender offer statement
SC TO-I/A
Thursday, 8/23/2018
Issuer tender offer statement
SC TO-I
Friday, 8/17/2018
Issuer tender offer statement
SC TO-I
Wednesday, 5/30/2018
Issuer tender offer statement
SC TO-I
Thursday, 3/1/2018
Issuer tender offer statement
SC TO-I/A
Monday, 12/11/2017
Issuer tender offer statement
SC TO-I
Wednesday, 11/22/2017
Issuer tender offer statement
SC TO-I/A
Thursday, 9/7/2017
Issuer tender offer statement
SC TO-I
Tuesday, 8/29/2017
Issuer tender offer statement
SC TO-I/A
Friday, 7/7/2017
Issuer tender offer statement
SC TO-I/A
Tuesday, 6/20/2017
Issuer tender offer statement
SC TO-I
Friday, 6/2/2017
Issuer tender offer statement
SC TO-I/A
Wednesday, 4/5/2017
Issuer tender offer statement
SC TO-I
Wednesday, 3/1/2017
Issuer tender offer statement
SC TO-I
Tuesday, 11/29/2016
Issuer tender offer statement
SC TO-I/A
Monday, 10/17/2016
Issuer tender offer statement
SC TO-I
Tuesday, 8/30/2016
Issuer tender offer statement
SC TO-I/A
Wednesday, 7/13/2016
Issuer tender offer statement
SC TO-I
Tuesday, 5/17/2016
Issuer tender offer statement
SC TO-I/A
Thursday, 4/7/2016
Issuer tender offer statement
SC TO-I
Tuesday, 2/23/2016
Issuer tender offer statement
SC TO-I/A
Thursday, 1/7/2016
Issuer tender offer statement
SC TO-I
Monday, 11/16/2015
Issuer tender offer statement
SC TO-I/A
Tuesday, 1/6/2015
Issuer tender offer statement
SC TO-I
Monday, 11/17/2014
Issuer tender offer statement