VII Peaks Co-Optivist Income BDC II, Inc.

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-09-30

Annual Report for period ending 2017-12-31

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-06-30

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-03-31

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2017-12-31

Quarterly Report for period ending 2017-09-30

Quarterly Report for period ending 2017-06-30

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-06-30

Quarterly Report for period ending 2017-03-31

Annual Report for period ending 2016-12-31

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940

Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940

Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940

Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)

Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)

Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)

Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)

Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497

Tyre Douglas Nelson: Initial statement of beneficial ownership of securities

SHEA STEPHEN F.: Initial statement of beneficial ownership of securities

Shah Bhavin: Initial statement of beneficial ownership of securities

KAKANI GARIMA: Initial statement of beneficial ownership of securities

KLEIER MICHELLE ELAINE: Initial statement of beneficial ownership of securities

VII Peaks Capital, LLC: Statement of changes in beneficial ownership of securities

SILVA EMILY: Initial statement of beneficial ownership of securities

VII Peaks Capital, LLC: Initial statement of beneficial ownership of securities

Nelson James Larry: Initial statement of beneficial ownership of securities

MALASPINA GINO E: Initial statement of beneficial ownership of securities

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Issuer tender offer statement

Definitive proxy statements

Definitive proxy statements

Preliminary proxy statement not related to a contested matter or merger/acquisition

Definitive proxy statements

Definitive proxy statements

Definitive proxy statements

Definitive proxy statements

Preliminary proxy statement not related to a contested matter or merger/acquisition

Definitive proxy statements