City National Rochdale Alternative Total Return Fund LLC

Related Filers (36)

Other (45)

N-8F ORDR
Thursday, 10/30/2014
None
N-8F NTC
Tuesday, 10/7/2014
None
N-8F
Tuesday, 9/2/2014
Application for deregistration made on Form N-8F
N-PX
Thursday, 7/31/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Thursday, 7/17/2014
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Monday, 6/2/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 5/29/2014
Semi-annual report for management companies filed on Form N-SAR
40-17G
Thursday, 5/8/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
D/A
Tuesday, 4/29/2014
Exempt (Private) Offering
40-17G
Wednesday, 3/19/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 2/27/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 12/9/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 11/29/2013
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 8/29/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Thursday, 8/29/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 6/10/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 5/30/2013
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 2/27/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
D/A
Thursday, 12/20/2012
Exempt (Private) Offering
N-CSR
Friday, 12/7/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 11/29/2012
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 8/27/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Friday, 8/17/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/8/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 6/11/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 5/30/2012
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Monday, 4/30/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Tuesday, 2/28/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 2/7/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
D/A
Tuesday, 12/20/2011
Exempt (Private) Offering
N-CSR
Thursday, 12/8/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 11/29/2011
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 8/29/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/26/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 6/10/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 5/31/2011
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Friday, 5/20/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 5/9/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/6/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 3/23/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS AMI
Monday, 1/10/2011
Post-effective amendment (for filings made under the 1940 Act only)
D
Wednesday, 12/22/2010
Exempt (Private) Offering
POS AMI
Tuesday, 12/14/2010
Post-effective amendment (for filings made under the 1940 Act only)
N-8A
Monday, 12/13/2010
Initial notification of registration under Section 8(a) filed on Form N-8A
N-2
Monday, 12/13/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
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Ownership (24)

3
Tuesday, 8/7/2012
Nadel Jay C: Initial statement of beneficial ownership of securities
3
Monday, 7/23/2012
HANWACKER DANIEL A SR: Initial statement of beneficial ownership of securities
3
Monday, 7/23/2012
Jones Susan Henshaw: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 6/16/2011
Hathaway Allen: Major Shareholders
SC 13G
Thursday, 6/16/2011
Hathaway Patricia: Major Shareholders
SC 13G
Thursday, 6/16/2011
Cutting Michael: Major Shareholders
SC 13G
Thursday, 6/16/2011
Grover Elizabeth: Major Shareholders
SC 13G
Thursday, 6/16/2011
Novitsky Donna: Major Shareholders
SC 13G
Thursday, 6/16/2011
Novitsky John: Major Shareholders
SC 13G
Thursday, 6/16/2011
Boccardo John: Major Shareholders
SC 13G
Thursday, 6/16/2011
Guttag Robert: Major Shareholders
SC 13G
Thursday, 6/16/2011
Casper Peggy: Major Shareholders
SC 13G
Thursday, 6/16/2011
U/W/O Sidney N. Morse FBO Sidney N. Morse, Jr.: Major Shareholders
SC 13G
Thursday, 6/9/2011
Schwerdfeger Stephen: Major Shareholders
SC 13G
Thursday, 6/9/2011
Schwerdfeger Susan: Major Shareholders
SC 13G
Thursday, 6/9/2011
Sinclair Matthew: Major Shareholders
SC 13G
Thursday, 6/9/2011
De Luca Guerrino: Major Shareholders
SC 13G
Wednesday, 6/8/2011
Corio Dave: Major Shareholders
SC 13G
Wednesday, 6/8/2011
Onken Kristen M: Major Shareholders
SC 13G
Wednesday, 6/8/2011
Garde Rashmi: Major Shareholders
SC 13G
Wednesday, 6/8/2011
Lund Jeffrey: Major Shareholders
3
Friday, 5/27/2011
Roland Jerry: Initial statement of beneficial ownership of securities
3
Friday, 5/27/2011
ROCHDALE INVESTMENT MANAGEMENT LLC: Initial statement of beneficial ownership of securities
3
Friday, 5/27/2011
Hawkesworth Kurt: Initial statement of beneficial ownership of securities
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Proxies (11)

DEFA14A
Monday, 4/21/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 3/7/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Wednesday, 2/27/2013
Definitive revised proxy soliciting materials
DEFR14A
Tuesday, 2/26/2013
Definitive revised proxy soliciting materials
DEF 14A
Wednesday, 2/20/2013
Definitive proxy statements
DEF 14A
Thursday, 5/10/2012
Definitive proxy statements
PRE 14A
Tuesday, 5/1/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
PRE 14A
Friday, 4/27/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 7/18/2011
Definitive proxy statements
DEF 14A
Wednesday, 5/11/2011
Definitive proxy statements
PRE 14A
Thursday, 4/28/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
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