DBX Advisors LLC
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- DBX Strategic Advisors LLC (15)
- db-X Exchange-Traded Funds Inc. (14)
- DBX ETF Trust (14)
- ALPS DISTRIBUTORS INC (9)
- DWS Alternatives Global Ltd (3)
- DWS Investments Australia Ltd (3)
- DWS INVESTMENT MANAGEMENT AMERICAS, INC (3)
- RREEF AMERICA LLC (3)
- DWS DISTRIBUTORS, INC. (3)
- Harvest Global Investments Ltd (3)
- DWS Investments Hong Kong Ltd (2)
- DWS International GmbH (2)
- DEUTSCHE BANK AKTIENGESELLSCHAFT (2)
- Deutsche Asset & Wealth Management International GmbH (1)
- DEUTSCHE BANK AG\ (1)
- DB Group Services (UK) Ltd. (1)
- 3D ASSET MANAGEMENT, INC (1)
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Other (47)
13F-NT
Wednesday, 2/14/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/9/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/13/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Tuesday, 12/21/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/4/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/11/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 9/24/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 9/24/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 8/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Tuesday, 4/21/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Wednesday, 10/23/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Friday, 10/18/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/15/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Thursday, 4/23/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/3/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 9/24/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 7/25/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 10/15/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 7/17/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 6/6/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/19/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 6/11/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 3/2/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Friday, 3/2/2012
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Monday, 1/30/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 7/11/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 11/23/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 11/23/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products