B. Riley Securities, Inc.
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- B. RILEY PRINCIPAL INVESTMENTS, LLC (56)
- ALTA EQUIPMENT GROUP INC. (52)
- Arena Group Holdings, Inc. (21)
- B. Riley Principal Sponsor Co., LLC (19)
- Select Interior Concepts, Inc. (18)
- Babcock & Wilcox Enterprises, Inc. (16)
- QUANTUM CORP /DE/ (16)
- TRANSACT TECHNOLOGIES INC (12)
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- B. Riley Principal Sponsor Co. II, LLC (11)
- SYNCHRONOSS TECHNOLOGIES INC (10)
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Other (32)
13F-NT
Monday, 11/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/8/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/9/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-HR
Tuesday, 2/7/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Tuesday, 2/7/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-NT
Wednesday, 11/9/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/10/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/5/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/11/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/7/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 4/25/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/11/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 10/11/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/13/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Thursday, 11/17/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Thursday, 11/17/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/15/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/13/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Friday, 2/25/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/15/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/15/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
Ownership (183)
4
Friday, 2/9/2024
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/23/2024
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Thursday, 1/18/2024
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Friday, 1/12/2024
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/9/2024
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Monday, 12/4/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2023
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2023
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/14/2023
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/22/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 8/7/2023
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Friday, 7/21/2023
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/27/2023
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 6/23/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/20/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/7/2023
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 6/2/2023
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/31/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 5/19/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/17/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 4/17/2023
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/13/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2023
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 3/31/2023
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/15/2022
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2022
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/10/2022
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Monday, 11/7/2022
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/2/2022
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Friday, 10/28/2022
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/25/2022
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/11/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/6/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/5/2022
TRANSACT TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Monday, 9/26/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
3/A
Thursday, 9/1/2022
Nogin, Inc.: Initial statement of beneficial ownership of securities
4/A
Thursday, 9/1/2022
Nogin, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/31/2022
Nogin, Inc.: Statement of changes in beneficial ownership of securities
3
Monday, 8/29/2022
Software Acquisition Group Inc. III: Initial statement of beneficial ownership of securities
4
Thursday, 7/28/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/26/2022
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 7/25/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/20/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/14/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
3
Thursday, 7/14/2022
TRANSACT TECHNOLOGIES INC: Initial statement of beneficial ownership of securities
4
Monday, 7/11/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/7/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/6/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 7/1/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/29/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/28/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/22/2022
Lazydays Holdings, Inc.: Statement of changes in beneficial ownership of securities
3
Thursday, 6/16/2022
Lazydays Holdings, Inc.: Initial statement of beneficial ownership of securities
4
Monday, 6/13/2022
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/7/2022
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Thursday, 6/2/2022
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/25/2022
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Thursday, 5/19/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/17/2022
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Friday, 5/13/2022
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/10/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 4/29/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/21/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4/A
Thursday, 3/31/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/29/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 3/28/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/15/2022
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Thursday, 3/10/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/9/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/3/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/3/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 2/28/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 2/25/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/23/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 2/18/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/16/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/15/2022
Arena Group Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/8/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Monday, 1/31/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/26/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Friday, 1/21/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/13/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Monday, 1/3/2022
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/15/2021
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Friday, 10/29/2021
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Friday, 10/29/2021
Babcock & Wilcox Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 10/29/2021
SYNCHRONOSS TECHNOLOGIES INC: Statement of changes in beneficial ownership of securities
4
Friday, 10/29/2021
QUANTUM CORP /DE/: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/20/2021
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/21/2021
Eos Energy Enterprises, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Friday, 9/10/2021
ALTA EQUIPMENT GROUP INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/9/2021
Eos Energy Enterprises, Inc.: Statement of changes in beneficial ownership of securities