RIVERNORTH OPPORTUNITIES FUND, INC.
Related Filers (59)
- RIVERNORTH CAPITAL MANAGEMENT, LLC (96)
- Schmucker Brian H (51)
- Galley Patrick W. (45)
- O'Neill Stephen Andrew (10)
- HUTCHENS JOHN WAYNE (8)
- MORGAN STANLEY (7)
- Swanson David (6)
- Oakes John S. (6)
- ALPS ADVISORS INC (5)
- RiverNorth Funds (3)
- MAY JEREMY O (3)
- Raio Jerry (3)
- RIVERNORTH CAPITAL PARTNERS, L.P. (2)
- RIVERNORTH MUNICIPAL PARTNERS, L.P. (2)
- RiverNorth Institutional Partners, L.P. (2)
- Swenson Bradley J (2)
- SIT INVESTMENT ASSOCIATES INC (2)
- Sutula Matthew (2)
- Meloni Andrew P (2)
- French Allen (2)
- Duran Troy Anthony (2)
- PARMENTIER WILLIAM R JR (2)
- Spahr Laton (2)
- Burns Kathryn (2)
- Kuchli Andrea E (2)
- Buchanan Patrick D (2)
- MCCLURE ROBERT DOUGLAS (2)
- Rettinger Erich (2)
- RiverNorth Managed Duration Municipal Income Fund, Inc. (2)
- RiverNorth Opportunistic Municipal Income Fund, Inc. (2)
- RiverNorth Flexible Municipal Income Fund II, Inc. (2)
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- Nelson Erin Douglas (1)
- Hunt Aisha (1)
- Ruppel Valerie Lynn (1)
- Collins Marcus L (1)
- Murray Abigail J (1)
- Mohrhardt Jonathan M. (1)
- BURKE EDMUND J (1)
- Carter Thomas Anthony (1)
- CARTER JOHN K (1)
- DST SYSTEMS INC (1)
- ALPS HOLDINGS INC (1)
- Moore Christopher (1)
- ALPS ETF Trust (1)
- FINANCIAL INVESTORS TRUST (1)
- LIBERTY ALL STAR EQUITY FUND (1)
- LIBERTY ALL STAR GROWTH FUND INC. (1)
- Principal Real Estate Income Fund (1)
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- Noyes Richard Craig (1)
- Kerschen Jill (1)
- Sleightholme Michael (1)
- Khwaja-Dixon Sareena (1)
- Mougin Lisa Bruckert (1)
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News (2)
8-K
Wednesday, 4/13/2022
Current report filing
8-K
Friday, 3/18/2022
Current report filing
Other (179)
NPORT-P
Friday, 12/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-2/A
Thursday, 12/28/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CEN
Friday, 10/13/2023
Annual Report for Registered Investment Companies
N-CSR
Friday, 10/6/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 9/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-2
Tuesday, 9/12/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-PX
Wednesday, 8/23/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Thursday, 6/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 6/14/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 4/6/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 3/31/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 12/30/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
POS EX
Friday, 12/23/2022
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Monday, 11/14/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 11/9/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Friday, 10/14/2022
Post-effective amendment filed solely to add exhibits to a registration statement
N-CEN
Thursday, 10/13/2022
Annual Report for Registered Investment Companies
497AD
Tuesday, 10/4/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-CSR
Friday, 9/30/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 9/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Monday, 8/15/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497AD
Thursday, 7/28/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
NPORT-P
Wednesday, 6/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Friday, 5/13/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERT
Friday, 4/29/2022
Certification by an exchange approving securities for listing
8-A12B
Thursday, 4/14/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 4/13/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 4/13/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 4/5/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
NPORT-P
Friday, 4/1/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Friday, 4/1/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497AD
Thursday, 3/17/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Thursday, 1/27/2022
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Tuesday, 1/25/2022
Notice of Effectiveness
N-2/A
Monday, 1/24/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Thursday, 12/30/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Thursday, 12/30/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-2
Friday, 11/19/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Tuesday, 11/16/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 11/8/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-CEN
Tuesday, 10/12/2021
Annual Report for Registered Investment Companies
N-CSR
Friday, 10/8/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 9/29/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
POS EX
Tuesday, 9/28/2021
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 9/22/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Tuesday, 9/21/2021
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Friday, 9/17/2021
Notice of Effectiveness
CORRESP
Wednesday, 9/15/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 9/15/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 8/26/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/18/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-PX
Wednesday, 8/4/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-2
Wednesday, 6/30/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
NPORT-P
Monday, 6/28/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
144
Wednesday, 4/28/2021
Filing for proposed sale of securities under Rule 144
N-CSRS
Thursday, 4/8/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 3/30/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 2/22/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
144
Tuesday, 1/12/2021
Filing for proposed sale of securities under Rule 144
NPORT-P
Tuesday, 12/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
POS EX
Tuesday, 12/8/2020
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Tuesday, 11/24/2020
Notice of Effectiveness
POS 8C
Friday, 11/20/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497AD
Tuesday, 10/20/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-CEN
Friday, 10/9/2020
Annual Report for Registered Investment Companies
POS EX
Tuesday, 9/29/2020
Post-effective amendment filed solely to add exhibits to a registration statement
NPORT-P
Monday, 9/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSR
Monday, 9/28/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
POS 8C
Wednesday, 9/23/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497AD
Monday, 9/21/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-PX
Tuesday, 8/25/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Thursday, 7/16/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-P
Friday, 6/26/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Monday, 4/6/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 3/30/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 1/23/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Monday, 12/23/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
EFFECT
Wednesday, 11/27/2019
Notice of Effectiveness
CORRESP
Wednesday, 11/27/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 11/26/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Monday, 11/25/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497AD
Wednesday, 11/6/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 11/5/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
144
Friday, 10/18/2019
Filing for proposed sale of securities under Rule 144
N-CEN
Friday, 10/11/2019
Annual Report for Registered Investment Companies
N-CSR
Thursday, 10/3/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
POS 8C
Tuesday, 10/1/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Friday, 9/27/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 9/27/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Friday, 9/20/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-PX
Thursday, 8/29/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Friday, 7/26/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
144
Wednesday, 7/17/2019
Filing for proposed sale of securities under Rule 144
EFFECT
Tuesday, 7/2/2019
Notice of Effectiveness
NPORT-EX
Thursday, 6/27/2019
Portfolio Holdings Exhibit to Form N-PORT
POS 8C
Wednesday, 6/26/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Wednesday, 6/26/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
144
Thursday, 4/18/2019
Filing for proposed sale of securities under Rule 144
POS 8C
Thursday, 4/18/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CSRS
Monday, 4/8/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
Ownership (201)
SC 13G/A
Friday, 2/9/2024
MORGAN STANLEY: Major Shareholders
4
Thursday, 12/28/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 12/15/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 12/11/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 12/7/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/6/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 12/4/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/22/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/21/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 11/20/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 10/27/2023
Raio Jerry: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 5/12/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 5/11/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/11/2023
Raio Jerry: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/10/2023
MORGAN STANLEY: Major Shareholders
4
Tuesday, 12/6/2022
Galley Patrick W.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/22/2022
HUTCHENS JOHN WAYNE: Statement of changes in beneficial ownership of securities
3
Thursday, 11/10/2022
Mougin Lisa Bruckert: Initial statement of beneficial ownership of securities
5
Tuesday, 10/4/2022
Meloni Andrew P: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
Rettinger Erich: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
Burns Kathryn: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
Spahr Laton: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
Buchanan Patrick D: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
Duran Troy Anthony: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
Kuchli Andrea E: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
PARMENTIER WILLIAM R JR: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
MCCLURE ROBERT DOUGLAS: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 10/4/2022
French Allen: Annual statement of changes in beneficial ownership of securities
5
Monday, 10/3/2022
Sutula Matthew: Annual statement of changes in beneficial ownership of securities
5
Monday, 10/3/2022
ALPS ADVISORS INC: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 3/1/2022
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G
Thursday, 2/10/2022
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Thursday, 2/10/2022
MORGAN STANLEY: Major Shareholders
4
Tuesday, 1/25/2022
O'Neill Stephen Andrew: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/17/2021
O'Neill Stephen Andrew: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/17/2021
HUTCHENS JOHN WAYNE: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/16/2021
O'Neill Stephen Andrew: Statement of changes in beneficial ownership of securities
4
Monday, 11/15/2021
Swanson David: Statement of changes in beneficial ownership of securities
3
Monday, 11/15/2021
Rettinger Erich: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 11/10/2021
MORGAN STANLEY: Major Shareholders
5
Tuesday, 9/28/2021
Swanson David: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 9/14/2021
Oakes John S.: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 9/14/2021
HUTCHENS JOHN WAYNE: Annual statement of changes in beneficial ownership of securities
3
Tuesday, 8/24/2021
MCCLURE ROBERT DOUGLAS: Initial statement of beneficial ownership of securities
4
Tuesday, 6/8/2021
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/5/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/28/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 4/15/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/6/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/6/2021
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/24/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 3/19/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/17/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 3/4/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/12/2021
MORGAN STANLEY: Major Shareholders
4
Friday, 2/12/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/9/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 2/4/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 11/10/2020
MORGAN STANLEY: Major Shareholders
4
Monday, 11/9/2020
Swanson David: Statement of changes in beneficial ownership of securities
3
Monday, 6/8/2020
Khwaja-Dixon Sareena: Initial statement of beneficial ownership of securities
4
Wednesday, 3/25/2020
O'Neill Stephen Andrew: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Galley Patrick W.: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 2/12/2020
MORGAN STANLEY: Major Shareholders
4
Wednesday, 11/13/2019
Oakes John S.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/12/2019
HUTCHENS JOHN WAYNE: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/12/2019
Galley Patrick W.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/12/2019
O'Neill Stephen Andrew: Statement of changes in beneficial ownership of securities
3
Tuesday, 11/5/2019
Spahr Laton: Initial statement of beneficial ownership of securities
4
Monday, 10/28/2019
Swanson David: Statement of changes in beneficial ownership of securities
4
Thursday, 10/24/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 10/24/2019
O'Neill Stephen Andrew: Statement of changes in beneficial ownership of securities
4
Thursday, 10/24/2019
Galley Patrick W.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/24/2019
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/22/2019
Galley Patrick W.: Statement of changes in beneficial ownership of securities
4
Friday, 10/18/2019
Galley Patrick W.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/10/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 9/27/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
3
Tuesday, 9/10/2019
Sutula Matthew: Initial statement of beneficial ownership of securities
4
Thursday, 8/29/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 8/5/2019
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/17/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 7/11/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 7/8/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2019
Swanson David: Statement of changes in beneficial ownership of securities
4
Monday, 6/24/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 6/20/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/19/2019
Sleightholme Michael: Initial statement of beneficial ownership of securities
3
Wednesday, 6/19/2019
Raio Jerry: Initial statement of beneficial ownership of securities
4
Monday, 6/17/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
3
Monday, 6/10/2019
Kerschen Jill: Initial statement of beneficial ownership of securities
4
Thursday, 6/6/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 5/13/2019
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/8/2019
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/8/2019
Schmucker Brian H: Statement of changes in beneficial ownership of securities
4
Monday, 5/6/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Statement of changes in beneficial ownership of securities
Prospectus (12)
424B5
Friday, 12/23/2022
Prospectus filed pursuant to Rule 424(b)(5)
424B3
Thursday, 12/22/2022
Prospectus filed pursuant to Rule 424(b)(3)
424B2
Wednesday, 10/12/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 4/13/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 4/13/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Tuesday, 4/5/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B5
Thursday, 1/27/2022
Prospectus filed pursuant to Rule 424(b)(5)
424B2
Tuesday, 9/28/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B5
Tuesday, 9/21/2021
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 12/8/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B2
Tuesday, 10/20/2020
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 9/29/2020
Prospectus filed pursuant to Rule 424(b)(2)
Proxies (18)
DEF 14A
Wednesday, 8/23/2023
Definitive proxy statements
DEF 14A
Friday, 7/15/2022
Definitive proxy statements
DEFA14A
Thursday, 6/30/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/10/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 5/13/2022
Definitive proxy statements
PRE 14A
Friday, 4/29/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 7/2/2021
Definitive proxy statements
PRE 14A
Friday, 6/4/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 8/3/2020
Definitive proxy statements
DEF 14A
Thursday, 8/1/2019
Definitive proxy statements
DEF 14A
Monday, 7/30/2018
Definitive proxy statements
DEFA14A
Friday, 6/1/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/23/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 5/7/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/10/2018
Definitive proxy statements
PRE 14A
Friday, 3/23/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 3/20/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 8/1/2017
Definitive proxy statements