ALPS ETF Trust
Related Filers (19)
- NYSE ARCA, INC. (21)
- ALPS ADVISORS INC (14)
- TRUIST FINANCIAL CORP (13)
- DELOITTE & TOUCHE LLP (10)
- ALPS DISTRIBUTORS INC (9)
- NEW YORK LIFE INVESTMENT MANAGEMENT LLC (8)
- CIBC Private Wealth Group, LLC (7)
- Prospera Financial Services Inc (6)
- ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (4)
- FINANCIAL INVESTORS TRUST (4)
- ALPS Variable Investment Trust (4)
- The Nasdaq Stock Market LLC (2)
- Bernicke & Associates, LTD (2)
- LIBERTY ALL STAR EQUITY FUND (1)
- RIVERNORTH OPPORTUNITIES FUND, INC. (1)
- LIBERTY ALL STAR GROWTH FUND INC. (1)
- Principal Real Estate Income Fund (1)
- Elevation ETF Trust (1)
- FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (1)
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News (2)
8-K
Friday, 10/3/2014
Current report filing
8-K
Tuesday, 10/11/2011
Current report filing
Other (1396)
N-CEN
Tuesday, 2/13/2024
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 2/6/2024
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
485APOS
Monday, 1/29/2024
Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Thursday, 12/14/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Tuesday, 12/5/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Tuesday, 12/5/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CERT
Monday, 12/4/2023
Certification by an exchange approving securities for listing
485BPOS
Friday, 12/1/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
497
Friday, 12/1/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
8-A12B
Thursday, 11/30/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
485BXT
Friday, 11/17/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 10/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
485BXT
Thursday, 10/19/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
485BXT
Thursday, 10/12/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
485BXT
Friday, 10/6/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
485BXT
Friday, 9/29/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
497K
Wednesday, 8/30/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497J
Tuesday, 8/29/2023
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
497
Monday, 8/28/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Friday, 8/25/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497J
Friday, 8/25/2023
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
485BPOS
Thursday, 8/24/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
CERT
Tuesday, 8/22/2023
Certification by an exchange approving securities for listing
497K
Tuesday, 8/22/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
N-PX
Thursday, 8/17/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
8-A12B
Thursday, 8/17/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
485BPOS
Wednesday, 8/9/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSRS
Monday, 8/7/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
25-NSE
Friday, 7/28/2023
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 7/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
485BXT
Thursday, 7/27/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
485APOS
Monday, 7/17/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
485BXT
Thursday, 7/13/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
Ownership (37)
SC 13G/A
Wednesday, 2/15/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Wednesday, 2/15/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Wednesday, 2/15/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Thursday, 3/17/2022
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Thursday, 3/17/2022
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Thursday, 3/17/2022
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Tuesday, 2/16/2021
CIBC Private Wealth Group, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/16/2021
CIBC Private Wealth Group, LLC: Major Shareholders
SC 13G
Monday, 7/27/2020
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Friday, 7/24/2020
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Friday, 7/24/2020
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Monday, 2/3/2020
CIBC Private Wealth Group, LLC: Major Shareholders
SC 13G/A
Monday, 2/3/2020
CIBC Private Wealth Group, LLC: Major Shareholders
SC 13G
Friday, 3/15/2019
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD: Major Shareholders
SC 13G/A
Friday, 2/8/2019
CIBC Private Wealth Group, LLC: Major Shareholders
SC 13G/A
Friday, 2/8/2019
CIBC Private Wealth Group, LLC: Major Shareholders
SC 13G
Wednesday, 9/26/2018
CIBC Private Wealth Group, LLC: Major Shareholders
SC 13G
Friday, 6/2/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G
Friday, 6/2/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G
Friday, 6/2/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G
Thursday, 5/11/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G
Tuesday, 3/21/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G
Tuesday, 3/21/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G/A
Tuesday, 2/10/2015
Bernicke & Associates, LTD: Major Shareholders
SC 13G/A
Wednesday, 9/10/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G/A
Thursday, 8/7/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G/A
Monday, 7/14/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G/A
Wednesday, 5/14/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G/A
Wednesday, 4/16/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G/A
Friday, 3/14/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G/A
Friday, 2/14/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G
Friday, 1/10/2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G
Friday, 2/15/2013
Bernicke & Associates, LTD: Major Shareholders
Proxies (10)
DEFA14A
Thursday, 8/9/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 7/18/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 7/5/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/1/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/23/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/8/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/11/2018
Definitive proxy statements
PRE 14A
Friday, 3/23/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 8/25/2011
Definitive proxy statements
PRE 14A
Wednesday, 8/10/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition