Legg Mason Investor Services, LLC.
Related Filers (7)
- Legg Mason Partners Fund Advisor, LLC (18)
- Legg Mason ETF Trust (6)
- Legg Mason ETF Equity Trust (6)
- LEGG MASON PARTNERS EQUITY TRUST (3)
- LEGG MASON PARTNERS VARIABLE EQUITY TRUST (3)
- Legg Mason ETF Trust II (2)
- ActiveShares ETF Trust (2)
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Other (19)
40-APP/A
Wednesday, 12/23/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 11/5/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 7/11/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 1/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 10/27/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 9/15/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 9/14/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Thursday, 6/18/2015
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Wednesday, 6/17/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Tuesday, 10/23/2012
None
40-APP/A
Wednesday, 10/17/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/22/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 8/20/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 5/3/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Friday, 1/27/2012
None
APP ORDR
Friday, 1/27/2012
None
40-APP/A
Wednesday, 8/24/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 4/15/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/7/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products