Legg Mason Partners Fund Advisor, LLC

Related Filers (151)

Other (35)

40-APP
Wednesday, 1/31/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 1/31/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/23/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 11/5/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 3/16/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 12/6/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/8/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Thursday, 12/8/2016
None
40-APP/A
Monday, 7/11/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 5/5/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 1/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Tuesday, 12/8/2015
None
40-APP
Friday, 11/27/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Tuesday, 11/10/2015
None
40-APP/A
Tuesday, 10/27/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 9/15/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 9/14/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WDG
Friday, 6/26/2015
None
APP WD
Thursday, 6/18/2015
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Wednesday, 6/17/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/1/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 10/17/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/22/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 8/20/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 8/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Thursday, 5/3/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Friday, 1/27/2012
None
APP ORDR
Friday, 1/27/2012
None
40-APP/A
Wednesday, 8/24/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 4/15/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 4/12/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/7/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 2/22/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/30/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/7/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
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Ownership (45)

3
Tuesday, 6/29/2021
Western Asset Diversified Income Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 6/19/2019
Clarion Partners Real Estate Income Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 8/26/2014
Western Asset Middle Market Income Fund Inc.: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Permal Hedge Strategies Portfolio: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Permal Hedge Strategies Fund I: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Permal Hedge Strategies Fund II: Initial statement of beneficial ownership of securities
3
Tuesday, 6/25/2013
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.: Initial statement of beneficial ownership of securities
3
Thursday, 12/20/2012
Western Asset Middle Market Debt Fund Inc.: Initial statement of beneficial ownership of securities
3
Monday, 6/25/2012
ClearBridge Energy MLP Total Return Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 3/27/2012
Legg Mason BW Global Income Opportunities Fund Inc.: Initial statement of beneficial ownership of securities
3
Thursday, 6/9/2011
ClearBridge Energy MLP Opportunity Fund Inc.: Initial statement of beneficial ownership of securities
3
Friday, 10/22/2010
Western Asset High Yield Defined Opportunity Fund Inc.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/23/2010
ClearBridge Energy MLP Fund Inc.: Initial statement of beneficial ownership of securities
3
Wednesday, 2/24/2010
Western Asset Mortgage Defined Opportunity Fund Inc.: Initial statement of beneficial ownership of securities
3
Friday, 6/12/2009
Western Asset Investment Grade Defined Opportunity Trust Inc.: Initial statement of beneficial ownership of securities
3
Thursday, 3/26/2009
Western Asset Municipal Defined Opportunity Trust Inc.: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 1/26/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G
Monday, 1/12/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G
Monday, 11/10/2008
WACHOVIA CORP NEW: Major Shareholders
3
Thursday, 6/19/2008
Legg Mason Permal Global Active Strategies Fund: Initial statement of beneficial ownership of securities
3
Thursday, 6/19/2008
Legg Mason Permal Global Active Strategies TEI Fund: Initial statement of beneficial ownership of securities
3
Thursday, 5/15/2008
Legg Mason Permal Global Active Strategies Master Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS CAPITAL & INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS EMERGING MARKETS DEBT FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS EMERGING MARKETS FLOATING RATE FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS EMERGING MARKETS INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS EMERGING MARKETS INCOME FUND II INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS GLOBAL HIGH INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS GLOBAL PARTNERS INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS HIGH INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS HIGH INCOME FUND II INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS INFLATION MANAGEMENT FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS MUNICIPAL PARTNERS FUND II INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
Salomon Brothers Variable Rate Strategic Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS 2008 WORLDWIDE DOLLAR GOVERN TERM TRUST INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
SALOMON BROTHERS WORLDWIDE INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
HIGH INCOME OPPORTUNITY FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
INTERMEDIATE MUNI FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
MANAGED HIGH INCOME PORTFOLIO INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
MANAGED MUNICIPALS PORTFOLIO INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
MUNICIPAL HIGH INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
REAL ESTATE INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC.: Initial statement of beneficial ownership of securities
3
Tuesday, 8/1/2006
ZENIX INCOME FUND INC: Initial statement of beneficial ownership of securities
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