Ener-Core, Inc.

Related Filers (25)

Financials (46)

NT 10-K
Monday, 4/1/2019
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2018-12-31
10-Q
Tuesday, 11/20/2018
Quarterly Report for period ending 2018-09-30
NT 10-Q
Thursday, 11/15/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-09-30
10-Q
Monday, 8/20/2018
Quarterly Report for period ending 2018-06-30
NT 10-Q
Tuesday, 8/14/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-06-30
10-Q
Monday, 5/21/2018
Quarterly Report for period ending 2018-03-31
NT 10-Q
Tuesday, 5/15/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-03-31
10-K
Monday, 4/16/2018
Annual Report for period ending 2017-12-31
NT 10-K
Monday, 4/2/2018
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2017-12-31
10-Q
Monday, 11/20/2017
Quarterly Report for period ending 2017-09-30
NT 10-Q
Tuesday, 11/14/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-09-30
10-Q
Friday, 8/18/2017
Quarterly Report for period ending 2017-06-30
NT 10-Q
Monday, 8/14/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-06-30
10-Q
Friday, 5/19/2017
Quarterly Report for period ending 2017-03-31
NT 10-Q
Monday, 5/15/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-03-31
10-K
Friday, 4/14/2017
Annual Report for period ending 2016-12-31
NT 10-K
Friday, 3/31/2017
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2016-12-31
10-Q
Monday, 11/21/2016
Quarterly Report for period ending 2016-09-30
NT 10-Q
Monday, 11/14/2016
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2016-09-30
10-Q
Thursday, 8/18/2016
Quarterly Report for period ending 2016-06-30
NT 10-Q
Monday, 8/15/2016
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2016-06-30
10-Q
Monday, 5/16/2016
Quarterly Report for period ending 2016-03-31
10-K
Thursday, 4/14/2016
Annual Report for period ending 2015-12-31
NT 10-K
Wednesday, 3/30/2016
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2015-12-31
10-Q
Thursday, 10/29/2015
Quarterly Report for period ending 2015-09-30
10-Q
Friday, 8/14/2015
Quarterly Report for period ending 2015-06-30
10-Q
Friday, 5/15/2015
Quarterly Report for period ending 2015-03-31
10-K
Tuesday, 3/31/2015
Annual Report for period ending 2014-12-31
10-Q
Friday, 11/14/2014
Quarterly Report for period ending 2014-09-30
10-Q
Tuesday, 8/19/2014
Quarterly Report for period ending 2014-06-30
NT 10-Q
Thursday, 8/14/2014
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2014-06-30
10-Q
Tuesday, 5/13/2014
Quarterly Report for period ending 2014-03-31
10-K
Tuesday, 4/15/2014
Annual Report for period ending 2013-12-31
NT 10-K
Monday, 3/31/2014
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2013-12-31
10-Q
Friday, 11/8/2013
Quarterly Report for period ending 2013-09-30
10-Q
Monday, 8/19/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/15/2013
Quarterly Report for period ending 2013-03-31
10-Q/A
Thursday, 4/18/2013
Quarterly Report for period ending 2012-03-31
10-Q/A
Thursday, 4/18/2013
Quarterly Report for period ending 2012-06-30
10-Q/A
Thursday, 4/18/2013
Quarterly Report for period ending 2012-09-30
10-K
Monday, 4/1/2013
Annual Report for period ending 2012-12-31
10-Q
Tuesday, 11/13/2012
Quarterly Report for period ending 2012-09-30
10-Q
Monday, 8/13/2012
Quarterly Report for period ending 2012-06-30
10-Q/A
Monday, 5/14/2012
Quarterly Report for period ending 2011-03-31
10-Q
Monday, 5/7/2012
Quarterly Report for period ending 2011-03-31
10-K
Monday, 3/26/2012
Annual Report for period ending 2011-12-31
Show More

News (97)

8-K
Friday, 8/9/2019
Current report filing
8-K
Tuesday, 7/9/2019
Current report filing
8-K
Friday, 6/28/2019
Current report filing
8-K
Friday, 6/7/2019
Current report filing
8-K
Friday, 5/3/2019
Current report filing
8-K
Tuesday, 4/2/2019
Current report filing
8-K
Friday, 3/1/2019
Current report filing
8-K
Friday, 2/1/2019
Current report filing
8-K
Friday, 1/25/2019
Current report filing
8-K
Thursday, 1/3/2019
Current report filing
8-K
Tuesday, 7/3/2018
Current report filing
8-K
Wednesday, 6/20/2018
Current report filing
8-K
Wednesday, 6/6/2018
Current report filing
8-K
Monday, 5/7/2018
Current report filing
8-K
Tuesday, 3/27/2018
Current report filing
8-K
Friday, 1/26/2018
Current report filing
8-K
Thursday, 12/28/2017
Current report filing
8-K
Thursday, 12/21/2017
Current report filing
8-K
Tuesday, 12/19/2017
Current report filing
8-K
Thursday, 11/2/2017
Current report filing
8-K
Wednesday, 9/20/2017
Current report filing
8-K
Tuesday, 6/6/2017
Current report filing
8-K
Monday, 5/8/2017
Current report filing
8-K
Monday, 5/1/2017
Current report filing
8-K
Wednesday, 4/19/2017
Current report filing
8-K
Monday, 4/17/2017
Current report filing
8-K
Wednesday, 4/12/2017
Current report filing
8-K
Friday, 3/24/2017
Current report filing
8-K
Monday, 2/6/2017
Current report filing
8-K
Wednesday, 12/14/2016
Current report filing
8-K
Thursday, 12/8/2016
Current report filing
8-K
Friday, 12/2/2016
Current report filing
8-K
Friday, 11/25/2016
Current report filing
8-K
Monday, 10/24/2016
Current report filing
8-K
Friday, 10/14/2016
Current report filing
8-K
Friday, 9/30/2016
Current report filing
8-K
Friday, 9/2/2016
Current report filing
8-K
Tuesday, 8/30/2016
Current report filing
8-K
Wednesday, 7/6/2016
Current report filing
8-K
Tuesday, 6/14/2016
Current report filing
8-K
Friday, 6/10/2016
Current report filing
8-K
Tuesday, 4/12/2016
Current report filing
8-K
Tuesday, 4/5/2016
Current report filing
8-K
Friday, 3/4/2016
Current report filing
8-K
Monday, 1/4/2016
Current report filing
8-K
Thursday, 12/31/2015
Current report filing
8-K
Friday, 12/11/2015
Current report filing
8-K
Wednesday, 11/25/2015
Current report filing
8-K
Tuesday, 11/3/2015
Current report filing
8-K
Friday, 10/23/2015
Current report filing
8-K
Thursday, 9/3/2015
Current report filing
8-K
Thursday, 8/13/2015
Current report filing
8-K
Wednesday, 7/8/2015
Current report filing
8-K
Thursday, 5/21/2015
Current report filing
8-K
Thursday, 5/7/2015
Current report filing
8-K
Friday, 5/1/2015
Current report filing
8-K
Wednesday, 4/29/2015
Current report filing
8-K
Thursday, 4/23/2015
Current report filing
8-K
Friday, 4/17/2015
Current report filing
8-K
Tuesday, 4/7/2015
Current report filing
8-K
Monday, 3/30/2015
Current report filing
8-K
Thursday, 3/12/2015
Current report filing
8-K
Monday, 1/5/2015
Current report filing
8-K
Wednesday, 12/10/2014
Current report filing
8-K
Thursday, 12/4/2014
Current report filing
8-K
Wednesday, 11/19/2014
Current report filing
8-K
Thursday, 9/25/2014
Current report filing
8-K
Friday, 9/19/2014
Current report filing
8-K
Monday, 9/15/2014
Current report filing
8-K
Wednesday, 8/20/2014
Current report filing
8-K
Friday, 8/15/2014
Current report filing
8-K
Friday, 7/11/2014
Current report filing
8-K
Monday, 6/30/2014
Current report filing
8-K
Friday, 5/30/2014
Current report filing
8-K
Thursday, 5/8/2014
Current report filing
8-K
Friday, 5/2/2014
Current report filing
8-K
Tuesday, 4/22/2014
Current report filing
8-K
Wednesday, 4/16/2014
Current report filing
8-K
Thursday, 3/27/2014
Current report filing
8-K
Thursday, 1/16/2014
Current report filing
8-K/A
Thursday, 12/5/2013
Current report filing
8-K
Tuesday, 11/26/2013
Current report filing
8-K
Friday, 11/22/2013
Current report filing
8-K
Friday, 11/15/2013
Current report filing
8-K/A
Wednesday, 11/6/2013
Current report filing
8-K/A
Monday, 10/7/2013
Current report filing
8-K
Wednesday, 10/2/2013
Current report filing
8-K/A
Thursday, 8/29/2013
Current report filing
8-K
Wednesday, 7/10/2013
Current report filing
8-K
Monday, 7/1/2013
Current report filing
8-K
Thursday, 5/16/2013
Current report filing
8-K
Friday, 5/10/2013
Current report filing
8-K
Monday, 5/6/2013
Current report filing
8-K
Wednesday, 4/24/2013
Current report filing
8-K
Wednesday, 4/17/2013
Current report filing
8-K
Thursday, 3/1/2012
Current report filing
8-K/A
Thursday, 3/1/2012
Current report filing
Show More

Other (58)

D
Tuesday, 6/19/2018
Exempt (Private) Offering
D/A
Thursday, 4/5/2018
Exempt (Private) Offering
D/A
Wednesday, 2/7/2018
Exempt (Private) Offering
D/A
Thursday, 1/4/2018
Exempt (Private) Offering
D/A
Thursday, 11/9/2017
Exempt (Private) Offering
D/A
Thursday, 10/19/2017
Exempt (Private) Offering
D
Tuesday, 10/3/2017
Exempt (Private) Offering
CT ORDER
Tuesday, 4/18/2017
Order Granting Confidential Treatment
EFFECT
Tuesday, 2/21/2017
Notice of Effectiveness
POS AM
Thursday, 2/16/2017
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Monday, 1/23/2017
Notice of Effectiveness
CORRESP
Thursday, 1/19/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Wednesday, 12/14/2016
Exempt (Private) Offering
CT ORDER
Friday, 9/2/2016
Order Granting Confidential Treatment
EFFECT
Tuesday, 6/28/2016
Notice of Effectiveness
CORRESP
Monday, 6/27/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/27/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 6/8/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Monday, 4/25/2016
Exempt (Private) Offering
D
Monday, 1/11/2016
Exempt (Private) Offering
EFFECT
Wednesday, 12/9/2015
Notice of Effectiveness
CERTNYS
Wednesday, 11/18/2015
None
8-A12B
Tuesday, 11/17/2015
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CT ORDER
Monday, 6/22/2015
Order Granting Confidential Treatment
D
Friday, 5/15/2015
Exempt (Private) Offering
D
Friday, 5/8/2015
Exempt (Private) Offering
EFFECT
Wednesday, 4/22/2015
Notice of Effectiveness
EFFECT
Wednesday, 4/22/2015
Notice of Effectiveness
POS AM
Thursday, 4/16/2015
Post-effective amendment to a registration statement that is not immediately effective upon filing
POS AM
Thursday, 4/16/2015
Post-effective amendment to a registration statement that is not immediately effective upon filing
8-A12G
Monday, 3/16/2015
Form for registration of a class of securities pursuant to Section 12(g)
EFFECT
Wednesday, 11/12/2014
Notice of Effectiveness
D
Thursday, 10/2/2014
Exempt (Private) Offering
EFFECT
Wednesday, 7/9/2014
Notice of Effectiveness
CORRESP
Monday, 7/7/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/30/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 6/19/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 5/8/2014
Notice of Effectiveness
POS AM
Monday, 5/5/2014
Post-effective amendment to a registration statement that is not immediately effective upon filing
D
Thursday, 5/1/2014
Exempt (Private) Offering
EFFECT
Thursday, 1/16/2014
Notice of Effectiveness
CORRESP
Tuesday, 1/14/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 1/14/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Friday, 12/20/2013
Order Granting Confidential Treatment
CORRESP
Wednesday, 11/6/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/7/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 9/19/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D/A
Thursday, 8/29/2013
Exempt (Private) Offering
CORRESP
Wednesday, 8/28/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NTN 10Q
Friday, 8/16/2013
None
D
Wednesday, 8/14/2013
Exempt (Private) Offering
D
Monday, 7/15/2013
Exempt (Private) Offering
D
Monday, 7/15/2013
Exempt (Private) Offering
EFFECT
Monday, 11/28/2011
Notice of Effectiveness
CORRESP
Wednesday, 11/23/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 11/10/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/25/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 5/4/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
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Ownership (71)

SC 13G/A
Tuesday, 2/8/2022
Hudson Bay Capital Management LP: Major Shareholders
SC 13G/A
Tuesday, 2/9/2021
Hudson Bay Capital Management LP: Major Shareholders
SC 13G/A
Friday, 1/29/2021
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/11/2020
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G/A
Wednesday, 1/15/2020
Empery Asset Management, LP: Major Shareholders
SC 13G/A
Friday, 2/8/2019
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G/A
Monday, 2/4/2019
Brio Capital Master Fund Ltd.: Major Shareholders
SC 13G/A
Friday, 2/1/2019
Hudson Bay Capital Management LP: Major Shareholders
SC 13G/A
Thursday, 1/31/2019
Empery Asset Management, LP: Major Shareholders
SC 13G
Tuesday, 7/10/2018
INTRACOASTAL CAPITAL, LLC: Major Shareholders
4
Friday, 6/15/2018
HAMMONS MICHAEL J: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 5/18/2018
Like Capital Ltd: Major Shareholders
4
Tuesday, 3/27/2018
Carney Domonic J.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/27/2018
Hamrin Douglas Arthur: Statement of changes in beneficial ownership of securities
3
Monday, 3/26/2018
Mok Tsan San: Initial statement of beneficial ownership of securities
SC 13D
Monday, 3/26/2018
Mok Tsan San: Major Shareholders
SC 13G/A
Monday, 2/5/2018
Longboard Capital Advisors, LLC: Major Shareholders
SC 13G/A
Friday, 2/2/2018
Hudson Bay Capital Management LP: Major Shareholders
4
Monday, 1/29/2018
Carney Domonic J.: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 1/26/2018
Brio Capital Master Fund Ltd.: Major Shareholders
SC 13G/A
Friday, 1/12/2018
Empery Asset Management, LP: Major Shareholders
4/A
Thursday, 11/2/2017
Carney Domonic J.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/2/2017
HAMMONS MICHAEL J: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/20/2017
Carney Domonic J.: Statement of changes in beneficial ownership of securities
3
Friday, 5/5/2017
REIMAN JAMES: Initial statement of beneficial ownership of securities
4
Friday, 5/5/2017
REIMAN JAMES: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/18/2017
Williams Kent B.: Initial statement of beneficial ownership of securities
4
Tuesday, 4/18/2017
Williams Kent B.: Statement of changes in beneficial ownership of securities
4/A
Friday, 4/7/2017
CASTRO ALAIN J: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
Hamrin Douglas Arthur: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
Carney Domonic J.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
CASTRO ALAIN J: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
HAMMONS MICHAEL J: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
Copeland Ian Christopher: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
TCHAIKOVSKY BENNET PRICE JR: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
Horn Jeffrey Alan: Statement of changes in beneficial ownership of securities
4
Thursday, 4/6/2017
Markscheid Stephen: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 2/21/2017
Longboard Capital Advisors, LLC: Major Shareholders
SC 13G/A
Monday, 1/30/2017
Hudson Bay Capital Management LP: Major Shareholders
SC 13G/A
Tuesday, 1/24/2017
Empery Asset Management, LP: Major Shareholders
SC 13G
Monday, 1/23/2017
Brio Capital Master Fund Ltd.: Major Shareholders
4
Tuesday, 12/6/2016
CASTRO ALAIN J: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
Markscheid Stephen: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/6/2016
Markscheid Stephen: Initial statement of beneficial ownership of securities
4
Wednesday, 7/6/2016
Markscheid Stephen: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 6/13/2016
Sail Venture Partners, LLC: Major Shareholders
SC 13G
Thursday, 4/21/2016
Like Capital Ltd: Major Shareholders
4
Thursday, 4/14/2016
MASLOV BORIS A: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 2/8/2016
Hudson Bay Capital Management LP: Major Shareholders
SC 13G/A
Tuesday, 1/19/2016
Empery Asset Management, LP: Major Shareholders
SC 13G
Thursday, 1/7/2016
Jeneration Capital Master Fund: Major Shareholders
3
Wednesday, 5/20/2015
HELENEK ERIC: Initial statement of beneficial ownership of securities
4
Wednesday, 5/20/2015
HELENEK ERIC: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 5/13/2015
Copeland Ian Christopher: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 5/13/2015
CASTRO ALAIN J: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 5/13/2015
Carney Domonic J.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/12/2015
Carney Domonic J.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/12/2015
MASLOV BORIS A: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/12/2015
CASTRO ALAIN J: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/12/2015
Copeland Ian Christopher: Statement of changes in beneficial ownership of securities
3
Thursday, 3/26/2015
Copeland Ian Christopher: Initial statement of beneficial ownership of securities
3
Thursday, 3/26/2015
CASTRO ALAIN J: Initial statement of beneficial ownership of securities
3
Wednesday, 3/25/2015
TCHAIKOVSKY BENNET PRICE JR: Initial statement of beneficial ownership of securities
3
Wednesday, 3/25/2015
Hamrin Douglas Arthur: Initial statement of beneficial ownership of securities
3
Wednesday, 3/25/2015
Domonic Carney J: Initial statement of beneficial ownership of securities
3
Wednesday, 3/25/2015
MASLOV BORIS A: Initial statement of beneficial ownership of securities
3
Wednesday, 3/25/2015
SAIL Exit Partners, LLC: Initial statement of beneficial ownership of securities
3
Wednesday, 3/25/2015
BROWN CHRISTOPHER J: Initial statement of beneficial ownership of securities
3
Wednesday, 3/25/2015
Horn Jeffrey Alan: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 1/12/2015
Empery Asset Management, LP: Major Shareholders
SC 13G
Monday, 8/25/2014
Empery Asset Management, LP: Major Shareholders
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Prospectus (43)

S-8
Thursday, 2/16/2017
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B3
Tuesday, 1/24/2017
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Tuesday, 1/17/2017
General form of registration statement for all companies including face-amount certificate companies
424B3
Tuesday, 12/27/2016
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 6/29/2016
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Wednesday, 6/8/2016
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 5/5/2016
General form of registration statement for all companies including face-amount certificate companies
S-1
Monday, 5/2/2016
General form of registration statement for all companies including face-amount certificate companies
RW
Tuesday, 4/5/2016
Registration Withdrawal Request
S-1/A
Tuesday, 1/19/2016
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 1/14/2016
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 12/7/2015
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 11/16/2015
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 11/5/2015
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 10/30/2015
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 10/16/2015
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 9/18/2015
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 7/29/2015
General form of registration statement for all companies including face-amount certificate companies
424B3
Tuesday, 5/19/2015
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 5/19/2015
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 4/24/2015
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 4/24/2015
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 3/30/2015
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/19/2014
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/19/2014
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/19/2014
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 11/13/2014
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Wednesday, 10/22/2014
General form of registration statement for all companies including face-amount certificate companies
424B3
Thursday, 7/10/2014
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Monday, 6/30/2014
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 6/19/2014
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 5/16/2014
General form of registration statement for all companies including face-amount certificate companies
424B3
Wednesday, 5/14/2014
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 5/14/2014
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 1/21/2014
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Tuesday, 1/14/2014
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 12/31/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 12/23/2013
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 11/27/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 11/10/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 7/25/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 5/4/2011
General form of registration statement for all companies including face-amount certificate companies
S-1
Thursday, 3/24/2011
General form of registration statement for all companies including face-amount certificate companies
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Proxies (4)

DEF 14A
Monday, 8/29/2016
Definitive proxy statements
DEF 14A
Wednesday, 7/15/2015
Definitive proxy statements
PRE 14A
Friday, 6/26/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 12/9/2014
Definitive proxy statements
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