PALMER SQUARE CAPITAL MANAGEMENT, LLC
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- MONTAGE ASSET MANAGEMENT, LLC (8)
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- ASCENT INVESTMENT PARTNERS, LLC (8)
- GUILFORD CAPITAL MANAGEMENT LLC (7)
- Investment Managers Series Trust (5)
- Palmer Square Opportunistic Income Fund (4)
- Palmer Square Capital BDC Inc. (3)
- Guilford Capital Credit L.P. (3)
- Palmer Square CLO 2019-1, Ltd (3)
- BSL WH 2, Ltd (3)
- Palmer Square CLO 2020-1, Ltd (3)
- Palmer Square Credit Funding, 2019-01, Ltd (3)
- Palmer Square Loan Funding 2019-1, Ltd (3)
- Palmer Square CLO 2018-2, Ltd (3)
- Palmer Square Senior Loan Fund, LLC (3)
- Palmer Square Floating Rate Fund LLC (3)
- Palmer Square Loan Funding 2018-3, Ltd (3)
- Palmer Square BDC Advisor LLC (3)
- Palmer Square CLO 2018-3, Ltd (3)
- Palmer Square Income Plus Fund LLC (3)
- Palmer Square Loan Funding 2017-1, Ltd (3)
- BSL WH 5, Ltd (3)
- Palmer Square Loan Funding 2019-3, Ltd (3)
- Palmer Square Loan Funding 2018-1, Ltd (3)
- Palmer Square CLO 2015-1, Ltd (3)
- Palmer Square CLO 2015-2, Ltd (3)
- BSL WH 4, Ltd (3)
- Palmer Square Loan Funding 2019-2, Ltd (3)
- Palmer Square Ultra-Short Duration Investment Grade Fund LLC (3)
- BSL WH 1, Ltd (3)
- Palmer Square Loan Funding 2018-5, Ltd (3)
- Palmer Square CLO 2018-1, Ltd (3)
- Palmer Square Income Plus Offshore Fund L.P. (3)
- PALMER SQUARE CAPITAL SPECIAL SITUATIONS FUND L.P. (3)
- Palmer Square Loan Funding 2018-2, Ltd (3)
- Guilford Capital Credit II L.P. (3)
- PALMER SQUARE OPPORTUNISTIC CREDIT FUND LP (3)
- Palmer Square Loan Funding 2018-4, Ltd (3)
- Palmer Square Loan Funding 2019-4, Ltd (3)
- Palmer Square CLO 2014-1 Ltd (3)
- Mariner Real Estate Partners II, LLC (2)
- Palmer Square Strategic Debt Fund LLC (2)
- Palmer Square Loan Funding 2020-2, Ltd. (2)
- Palmer Square CLO 2020-2, Ltd. (2)
- Palmer Square CLO 2020-3, Ltd. (2)
- Palmer Square Loan Funding 2020-3, Ltd. (2)
- Palmer Square Loan Funding 2020-1, Ltd. (2)
- Palmer Square TALF Opportunity Sub LLC (2)
- TORTOISE ENERGY INFRASTRUCTURE CORP (1)
- TORTOISE ENERGY CAPITAL CORP (1)
- TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC (1)
- TORTOISE CAPITAL RESOURCES CORP (1)
- TORTOISE TOTAL RETURN FUND, LLC (1)
- TORTOISE NORTH AMERICAN ENERGY CORP (1)
- TORTOISE MLP FUND, INC. (1)
- Cohen Realty Services, Inc. (1)
- TORTOISE PIPELINE & ENERGY FUND, INC. (1)
- MARINER REAL ESTATE PARTNERS III, LLC (1)
- MARINER REAL ESTATE PARTNERS III A, LLC (1)
- Cohen Financial, L.P. (1)
- Cohen Financial Equities LLC (1)
- MONTAGE SECURITIES, LLC (1)
- TORTOISE ENERGY INDEPENDENCE FUND, INC. (1)
- TORTOISE CAPITAL ADVISORS, L.L.C. (1)
- MARINER ANDERSON ONE, LLC (1)
- MARINER INSURANCE RESOURCES, LLC (1)
- TORTOISE HOLDINGS, LLC (1)
- 440 INVESTMENT GROUP, LLC (1)
- Foreside Fund Services LLC (1)
- MONTAGE MANAGERS TRUST (1)
- BSL WH 3, Ltd (1)
- Palmer Square European Loan Funding 2020-1 DAC (1)
- Palmer Square Loan Funding 2020-4, Ltd. (1)
- Palmer Square European Loan Funding 2020-2 DAC (1)
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Other (9)
40-APP/A
Wednesday, 10/21/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/5/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/20/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 11/26/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Friday, 1/27/2012
None
APP NTC
Monday, 9/26/2011
None
40-APP/A
Monday, 8/15/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/8/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 4/8/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
Ownership (10)
3
Monday, 9/8/2014
Palmer Square Opportunistic Income Fund: Initial statement of beneficial ownership of securities
3
Monday, 3/4/2013
TORTOISE ENERGY INDEPENDENCE FUND, INC.: Initial statement of beneficial ownership of securities
3
Tuesday, 12/6/2011
TORTOISE PIPELINE & ENERGY FUND, INC.: Initial statement of beneficial ownership of securities
3
Friday, 8/6/2010
TORTOISE MLP FUND, INC.: Initial statement of beneficial ownership of securities
3
Friday, 3/12/2010
TORTOISE TOTAL RETURN FUND, LLC: Initial statement of beneficial ownership of securities
3
Friday, 3/12/2010
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC: Initial statement of beneficial ownership of securities
3
Friday, 3/12/2010
TORTOISE CAPITAL RESOURCES CORP: Initial statement of beneficial ownership of securities
3
Friday, 3/12/2010
TORTOISE NORTH AMERICAN ENERGY CORP: Initial statement of beneficial ownership of securities
3
Friday, 3/12/2010
TORTOISE ENERGY CAPITAL CORP: Initial statement of beneficial ownership of securities
3
Friday, 3/12/2010
TORTOISE ENERGY INFRASTRUCTURE CORP: Initial statement of beneficial ownership of securities