TORTOISE ENERGY CAPITAL CORP
Related Filers (89)
- GRAHAM JOHN R (2)
- STRS OHIO (2)
- SCHULTE DAVID J (2)
- MERRILL LYNCH & CO., INC. (2)
- BANK OF AMERICA CORP /DE/ (2)
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC. (2)
- METROPOLITAN LIFE INSURANCE CO/NY (2)
- FIRST TRUST PORTFOLIOS LP (2)
- Athene Holding Ltd (2)
- FOUNTAIN CAPITAL MANAGEMENT LLC (1)
- KANSAS CITY EQUITY PARTNERS LC (1)
- TORTOISE CAPITAL ADVISORS LLC (1)
- CROSSTEX ENERGY LP (1)
- PRUDENTIAL INSURANCE CO OF AMERICA (1)
- GUARDIAN LIFE INSURANCE CO OF AMERICA (1)
- NORTHWESTERN MUTUAL LIFE INSURANCE CO (1)
- GE ASSET MANAGEMENT (1)
- Bicknell Family Management CO Trust (1)
- Mariner Wealth Advisors, LLC (1)
- POWER GROUP RISK SERVICES, LLC (1)
- Bicknell Family Management Company, LLC (1)
- MARINER HOLDINGS, LLC (1)
- MARINER REAL ESTATE MANAGEMENT, LLC (1)
- Bicknell Family Finance Co (1)
- LABEL REAL ESTATE, LLC (1)
- BICKNELL PROPERTIES, LLC (1)
- Mariner Capital Partners LLC (1)
- MARINER REAL ESTATE PARTNERS, LLC (1)
- KCRS PARTNERS, LLC (1)
- BF WYANDOTTE DEVELOPMENT, LLC (1)
- ADAMS-GABBERT & ASSOCIATES, LLC (1)
- TRINITY BAKERSFIELD DEVELOPMENT, LLC (1)
- MARINER ANDERSON ONE, LLC (1)
- MARINER ALTERNATIVE ASSET MANAGEMENT, LLC (1)
- MARINER INSURANCE RESOURCES, LLC (1)
- Bicknell Family Holding Co LLC (1)
- SANTA RITA KC, LLC (1)
- MARINER PRIVATE EQUITY, LLC (1)
- MARINER CONSULTING, LLC (1)
- LABEL ARTS, LLC (1)
- RANCHO SIENNA KC, LP (1)
- NPC CAPITAL PARTNERS II, LLC (1)
- BF 161 ELECTRIC, LLC (1)
- BAW INVESTMENTS, LLC (1)
- TORTOISE HOLDINGS, LLC (1)
- MARINER VALUE STRATEGIES, LLC (1)
- Mariner Capital Ventures, LLC (1)
- MQS LONG/SHORT EQUITY FUND, L.P. (1)
- MARINER STATISTICAL OPPORTUNITY FUND LP (1)
- GREAT PLAINS SANTA RITA, LLC (1)
- Mariner Quantitative Solutions, LLC (1)
- POWER GROUP COMPANY, LLC (1)
- WE R, LLC (1)
- PALMER SQUARE CAPITAL MANAGEMENT, LLC (1)
- GUILFORD CAPITAL MANAGEMENT LLC (1)
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- ASCENT INVESTMENT PARTNERS, LLC (1)
- PALMER SQUARE CAPITAL ADVISORS LLC (1)
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- Cohen Financial, L.P. (1)
- Cohen Financial Equities LLC (1)
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- Karpus Management, Inc. (1)
- NWQ INVESTMENT MANAGEMENT CO LLC (1)
- MORGAN STANLEY (1)
- RIVERNORTH CAPITAL MANAGEMENT, LLC (1)
- Athene Annuity & Life Co (1)
- Athene USA Corp (1)
- ATHENE ANNUITY & LIFE ASSURANCE Co (1)
- TORTOISE ENERGY INFRASTRUCTURE CORP (1)
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- TORTOISE ENERGY INDEPENDENCE FUND, INC. (1)
- TORTOISE PIPELINE & ENERGY FUND, INC. (1)
- TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC (1)
- TORTOISE NORTH AMERICAN ENERGY CORP (1)
- NEW YORK STOCK EXCHANGE LLC (1)
- BIRZER H KEVIN (1)
- MATLACK TERRY (1)
- HAMEL ZACHARY A (1)
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Other (219)
NSAR-B
Thursday, 1/29/2015
Annual report for management companies filed on Form N-SAR
N-8F ORDR
Wednesday, 9/17/2014
None
N-8F NTC
Tuesday, 8/5/2014
None
NSAR-A
Wednesday, 7/30/2014
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Tuesday, 7/22/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
25-NSE
Tuesday, 7/1/2014
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE
Tuesday, 7/1/2014
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-8F
Wednesday, 6/25/2014
Application for deregistration made on Form N-8F
40-17G/A
Wednesday, 6/4/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Thursday, 5/29/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-30B-2
Tuesday, 4/22/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Tuesday, 4/22/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 3/3/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B/A
Thursday, 1/30/2014
Annual report for management companies filed on Form N-SAR
NSAR-B
Wednesday, 1/29/2014
Annual report for management companies filed on Form N-SAR
N-CSR
Tuesday, 1/21/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-30B-2
Thursday, 10/24/2013
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 10/24/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/20/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Tuesday, 7/30/2013
Semi-annual report for management companies filed on Form N-SAR
POS EX
Tuesday, 7/30/2013
Post-effective amendment filed solely to add exhibits to a registration statement
497
Tuesday, 7/30/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Monday, 7/29/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Tuesday, 4/23/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS EX
Friday, 4/19/2013
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 4/19/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-30B-2
Thursday, 4/18/2013
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
EFFECT
Monday, 4/1/2013
Notice of Effectiveness
CORRESP
Thursday, 3/28/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 3/15/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 3/15/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 3/5/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Friday, 2/8/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 2/8/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NSAR-B
Tuesday, 1/29/2013
Annual report for management companies filed on Form N-SAR
N-CSR
Tuesday, 1/22/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Tuesday, 10/30/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 10/26/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-30B-2
Wednesday, 10/24/2012
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-PX
Tuesday, 8/28/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Friday, 7/27/2012
Semi-annual report for management companies filed on Form N-SAR
POS EX
Friday, 7/27/2012
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 7/27/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Tuesday, 7/24/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
25-NSE
Friday, 5/18/2012
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-Q
Wednesday, 4/25/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Monday, 4/23/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-30B-2
Monday, 4/23/2012
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
CERTNYS
Wednesday, 4/18/2012
None
N-23C-2
Tuesday, 4/17/2012
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
POS EX
Tuesday, 4/17/2012
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Monday, 4/16/2012
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Friday, 4/13/2012
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 4/13/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 4/12/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 4/5/2012
Notice of Effectiveness
POS 8C
Wednesday, 3/28/2012
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Friday, 3/2/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Monday, 2/27/2012
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
NSAR-B
Friday, 1/27/2012
Annual report for management companies filed on Form N-SAR
N-CSR
Tuesday, 1/24/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
POS EX
Friday, 10/28/2011
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 10/28/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-30B-2
Wednesday, 10/26/2011
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Wednesday, 10/26/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/29/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 7/25/2011
Semi-annual report for management companies filed on Form N-SAR
POS EX
Thursday, 7/21/2011
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 7/21/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Wednesday, 7/20/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
POS EX
Thursday, 4/21/2011
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 4/21/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-30B-2
Wednesday, 4/20/2011
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Wednesday, 4/20/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
25-NSE
Monday, 3/14/2011
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Thursday, 3/10/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C-2
Thursday, 2/10/2011
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
POS EX
Friday, 2/4/2011
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 2/4/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
8-A12B
Friday, 2/4/2011
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Thursday, 2/3/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Monday, 1/31/2011
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
486BPOS
Monday, 1/31/2011
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
NSAR-B
Friday, 1/28/2011
Annual report for management companies filed on Form N-SAR
N-CSR
Thursday, 1/27/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C-2
Friday, 11/12/2010
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-30B-2
Tuesday, 11/2/2010
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 10/29/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/16/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Thursday, 7/29/2010
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Thursday, 7/29/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Monday, 4/26/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS EX
Thursday, 4/22/2010
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 4/22/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-30B-2
Tuesday, 4/20/2010
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
40-17G
Wednesday, 3/24/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
486BPOS
Monday, 3/8/2010
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Tuesday, 2/2/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 1/28/2010
Annual report for management companies filed on Form N-SAR
POS EX
Wednesday, 1/6/2010
Post-effective amendment filed solely to add exhibits to a registration statement
Ownership (124)
4
Monday, 12/22/2014
CICCOTELLO CONRAD S: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
HEATH CHARLES E: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
HAMEL ZACHARY A: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
MATLACK TERRY: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
BERNEY RAND C: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
SCHULTE DAVID J: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
BIRZER H KEVIN: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
MALVEY KENNETH P: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
ADAMS P. BRADLEY: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/3/2014
MATLACK TERRY: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/29/2014
Athene USA Corp: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 4/29/2014
Athene Holding Ltd: Major Shareholders
SC 13G/A
Friday, 2/14/2014
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Friday, 2/14/2014
BERNEY RAND C: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Monday, 2/10/2014
MORGAN STANLEY: Major Shareholders
3
Friday, 1/10/2014
BERNEY RAND C: Initial statement of beneficial ownership of securities
5
Thursday, 1/9/2014
ADAMS P. BRADLEY: Annual statement of changes in beneficial ownership of securities
5
Wednesday, 1/8/2014
MATLACK TERRY: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 11/20/2013
GRAHAM JOHN R: Statement of changes in beneficial ownership of securities
3
Friday, 10/11/2013
METROPOLITAN LIFE INSURANCE CO/NY: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 3/8/2013
NWQ INVESTMENT MANAGEMENT CO LLC: Major Shareholders
SC 13G
Friday, 2/15/2013
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G
Thursday, 2/14/2013
NWQ INVESTMENT MANAGEMENT CO LLC: Major Shareholders
SC 13G/A
Thursday, 1/31/2013
FIRST TRUST PORTFOLIOS LP: Major Shareholders
5
Friday, 1/11/2013
SCHULTE DAVID J: Annual statement of changes in beneficial ownership of securities
5
Thursday, 1/10/2013
HAMEL ZACHARY A: Annual statement of changes in beneficial ownership of securities
5
Wednesday, 1/9/2013
ADAMS P. BRADLEY: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/8/2013
MATLACK TERRY: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 1/27/2012
Karpus Management, Inc.: Major Shareholders
5
Friday, 1/13/2012
ADAMS P. BRADLEY: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/13/2012
MATLACK TERRY: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 1/6/2012
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Friday, 9/2/2011
METROPOLITAN LIFE INSURANCE CO/NY: Initial statement of beneficial ownership of securities
3
Monday, 5/23/2011
ADAMS P. BRADLEY: Initial statement of beneficial ownership of securities
3
Friday, 5/6/2011
METROPOLITAN LIFE INSURANCE CO/NY: Initial statement of beneficial ownership of securities
4
Monday, 3/21/2011
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 3/10/2011
Karpus Management, Inc.: Major Shareholders
SC 13G
Monday, 1/24/2011
FIRST TRUST PORTFOLIOS LP: Major Shareholders
5
Tuesday, 1/11/2011
MATLACK TERRY: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 9/22/2010
HEATH CHARLES E: Statement of changes in beneficial ownership of securities
5
Monday, 8/9/2010
MARINER MEDICAL DIAGNOSTICS 1, LLC: Annual statement of changes in beneficial ownership of securities
4
Thursday, 7/22/2010
MALVEY KENNETH P: Statement of changes in beneficial ownership of securities
3
Thursday, 7/1/2010
Cohen Realty Services, Inc.: Initial statement of beneficial ownership of securities
3
Friday, 3/12/2010
MARINER ASSET MANAGEMENT, LLC: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 1/14/2010
STRS OHIO: Major Shareholders
4
Monday, 12/21/2009
HAMEL ZACHARY A: Statement of changes in beneficial ownership of securities
4
Monday, 11/30/2009
MATLACK TERRY: Statement of changes in beneficial ownership of securities
4
Monday, 11/30/2009
SCHULTE DAVID J: Statement of changes in beneficial ownership of securities
3
Monday, 10/19/2009
MARINER ANDERSON ONE, LLC: Initial statement of beneficial ownership of securities
3
Monday, 10/19/2009
NPC CAPITAL PARTNERS II, LLC: Initial statement of beneficial ownership of securities
3
Monday, 10/19/2009
POWER GROUP COMPANY, LLC: Initial statement of beneficial ownership of securities
3
Monday, 10/19/2009
POWER GROUP RISK SERVICES, LLC: Initial statement of beneficial ownership of securities
4
Tuesday, 10/13/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/13/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Thursday, 10/8/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/8/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/8/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Thursday, 10/1/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/29/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Thursday, 9/24/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/19/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/28/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/11/2009
BANK OF AMERICA CORP /DE/: Major Shareholders
3/A
Thursday, 1/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.: Initial statement of beneficial ownership of securities
SC 13G
Monday, 1/12/2009
MERRILL LYNCH & CO., INC.: Major Shareholders
3
Monday, 1/12/2009
MERRILL LYNCH & CO., INC.: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/9/2009
STRS OHIO: Major Shareholders
3/A
Wednesday, 12/24/2008
GE ASSET MANAGEMENT: Initial statement of beneficial ownership of securities
4
Wednesday, 12/24/2008
GE ASSET MANAGEMENT: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 12/3/2008
NORTHWESTERN MUTUAL LIFE INSURANCE CO: Statement of changes in beneficial ownership of securities
4
Monday, 12/1/2008
NORTHWESTERN MUTUAL LIFE INSURANCE CO: Statement of changes in beneficial ownership of securities
3/A
Thursday, 11/20/2008
METROPOLITAN LIFE INSURANCE CO/NY: Initial statement of beneficial ownership of securities
4
Thursday, 11/20/2008
METROPOLITAN LIFE INSURANCE CO/NY: Statement of changes in beneficial ownership of securities
3
Monday, 11/17/2008
GE ASSET MANAGEMENT: Initial statement of beneficial ownership of securities
4
Wednesday, 11/12/2008
NORTHWESTERN MUTUAL LIFE INSURANCE CO: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/20/2008
SCHULTE DAVID J: Statement of changes in beneficial ownership of securities
4
Monday, 8/18/2008
CICCOTELLO CONRAD S: Statement of changes in beneficial ownership of securities
4
Friday, 8/15/2008
BIRZER H KEVIN: Statement of changes in beneficial ownership of securities
4
Friday, 8/15/2008
MATLACK TERRY: Statement of changes in beneficial ownership of securities
4
Friday, 8/15/2008
MALVEY KENNETH P: Statement of changes in beneficial ownership of securities
3
Tuesday, 7/22/2008
GUARDIAN LIFE INSURANCE CO OF AMERICA: Initial statement of beneficial ownership of securities
3
Monday, 6/30/2008
METROPOLITAN LIFE INSURANCE CO/NY: Initial statement of beneficial ownership of securities
3
Tuesday, 6/24/2008
PRUDENTIAL INSURANCE CO OF AMERICA: Initial statement of beneficial ownership of securities
3
Wednesday, 4/16/2008
NORTHWESTERN MUTUAL LIFE INSURANCE CO: Initial statement of beneficial ownership of securities
SC 13G
Friday, 1/25/2008
STRS OHIO: Major Shareholders
5
Wednesday, 1/9/2008
CICCOTELLO CONRAD S: Annual statement of changes in beneficial ownership of securities
4
Monday, 11/26/2007
MALVEY KENNETH P: Statement of changes in beneficial ownership of securities
4
Monday, 11/26/2007
BIRZER H KEVIN: Statement of changes in beneficial ownership of securities
4
Monday, 11/26/2007
SCHULTE DAVID J: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/8/2007
MATLACK TERRY: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/8/2007
HAMEL ZACHARY A: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/8/2007
SCHULTE DAVID J: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/12/2007
HAMEL ZACHARY A: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 1/23/2007
STRS OHIO: Major Shareholders
4
Wednesday, 12/20/2006
HAMEL ZACHARY A: Statement of changes in beneficial ownership of securities
4
Friday, 8/11/2006
MATLACK TERRY: Statement of changes in beneficial ownership of securities
4
Friday, 8/11/2006
HAMEL ZACHARY A: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/20/2006
HEATH CHARLES E: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/23/2006
CICCOTELLO CONRAD S: Statement of changes in beneficial ownership of securities
Prospectus (2)
425
Tuesday, 1/28/2014
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 1/28/2014
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
Proxies (33)
DEFA14A
Thursday, 5/22/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 5/9/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 5/9/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 5/9/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/16/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 4/14/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/8/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/8/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/20/2013
Definitive proxy statements
PRE 14A
Thursday, 2/28/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 4/20/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/22/2012
Definitive proxy statements
PRE 14A
Friday, 3/2/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 4/21/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/30/2011
Definitive proxy statements
PRE 14A
Tuesday, 3/8/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 4/30/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/29/2010
Definitive proxy statements
PRE 14A
Tuesday, 3/9/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 9/1/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 8/13/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 7/8/2009
Definitive proxy statements
PRE 14A
Tuesday, 6/16/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 5/7/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/17/2009
Definitive proxy statements
PRE 14A
Friday, 4/3/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 1/28/2008
Definitive proxy statements
PRE 14A
Monday, 1/7/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 1/26/2007
Definitive proxy statements
PRE 14A
Tuesday, 1/9/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 4/3/2006
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 1/27/2006
Definitive proxy statements
PRE 14A
Thursday, 1/12/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition