City National Rochdale Structured Claims Fixed Income Fund LLC
Related Filers (28)
- City National Rochdale High Yield Alternative Strategies Fund TEI LLC (20)
- City National Rochdale High Yield Alternative Strategies Fund LLC (20)
- City National Rochdale High Yield Alternative Strategies Master Fund LLC (20)
- Rochdale Alternative Total Return Fund LLC (18)
- Rochdale International Trade Fixed Income Fund (12)
- ROCHDALE INVESTMENT TRUST (3)
- CITY NATIONAL ROCHDALE, LLC (2)
- Guttag Betty (1)
- RMC Investments, LTD (1)
- U/W/O Sidney N. Morse FBO Sidney N. Morse, Jr. (1)
- Roland Jerry (1)
- Acebes Carl (1)
- Giaquinto Gregg (1)
- Hawkesworth Kurt (1)
- Towers Edmund (1)
- VOLPE THOMAS (1)
- Baretge Maxime C (1)
- D'Alessandro Garrett (1)
- Hawkesworth Barbara (1)
- HANWACKER DANIEL A SR (1)
- Jones Susan Henshaw (1)
- Nadel Jay C (1)
- Wolford James R. (1)
- Hunt Jon C. (1)
- Cepler Mitchell (1)
- Clare Andrew S. (1)
- Andrews Don (1)
- Miller Julie C (1)
- Show More ...
Financials (2)
NT-NCSR
Monday, 12/9/2013
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) for period ending 2013-09-30
NT-NSAR
Friday, 11/29/2013
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2013-09-30
Other (112)
N-8F ORDR
Wednesday, 5/5/2021
None
N-8F NTC
Wednesday, 3/31/2021
None
N-8F
Wednesday, 12/9/2020
Application for deregistration made on Form N-8F
N-PX
Thursday, 8/20/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CEN
Friday, 7/10/2020
Annual Report for Registered Investment Companies
N-CSRS
Monday, 6/8/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 5/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
D/A
Monday, 5/18/2020
Exempt (Private) Offering
40-17G
Wednesday, 4/8/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 2/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 12/11/2019
Annual Report for Registered Investment Companies
N-CSR
Monday, 12/9/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 11/21/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
NT NPORT-EX
Monday, 10/28/2019
None
CORRESP
Friday, 10/18/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Thursday, 8/29/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/20/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 6/10/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
D/A
Monday, 5/13/2019
Exempt (Private) Offering
40-17G
Friday, 3/15/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 3/1/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CEN
Thursday, 12/13/2018
Annual Report for Registered Investment Companies
N-CSR
Monday, 12/10/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/28/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 8/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS AMI
Friday, 7/13/2018
Post-effective amendment (for filings made under the 1940 Act only)
N-CSRS
Monday, 6/11/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 5/30/2018
Semi-annual report for management companies filed on Form N-SAR
D/A
Wednesday, 5/16/2018
Exempt (Private) Offering
40-17G
Thursday, 3/8/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 2/27/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 12/6/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 11/29/2017
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 8/24/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/14/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
D/A
Wednesday, 8/2/2017
Exempt (Private) Offering
N-CSRS
Friday, 6/2/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 5/25/2017
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 4/7/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 2/23/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Friday, 1/13/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Tuesday, 12/6/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 11/29/2016
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 8/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/22/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
D/A
Friday, 6/3/2016
Exempt (Private) Offering
40-17G
Wednesday, 6/1/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 5/26/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 5/26/2016
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Thursday, 3/3/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Friday, 2/26/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS AMI
Friday, 12/18/2015
Post-effective amendment (for filings made under the 1940 Act only)
N-CSR
Wednesday, 12/9/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 11/30/2015
Annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/27/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Thursday, 8/27/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Monday, 6/8/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 5/28/2015
Semi-annual report for management companies filed on Form N-SAR
D/A
Tuesday, 5/12/2015
Exempt (Private) Offering
40-17G
Tuesday, 4/14/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 2/25/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 12/8/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 11/28/2014
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 8/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Thursday, 7/31/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Tuesday, 6/3/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 5/29/2014
Semi-annual report for management companies filed on Form N-SAR
40-17G
Thursday, 5/8/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
D/A
Tuesday, 4/29/2014
Exempt (Private) Offering
40-17G
Wednesday, 3/19/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 2/27/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 1/6/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 1/2/2014
Semi-annual report for management companies filed on Form N-SAR
N-Q
Thursday, 8/29/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Thursday, 8/29/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 6/10/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 5/30/2013
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 2/27/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 12/7/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 11/29/2012
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 8/27/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Friday, 8/17/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/8/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 6/11/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 5/30/2012
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Monday, 4/30/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Monday, 3/12/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 2/28/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 12/8/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 11/29/2011
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 8/29/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/26/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Wednesday, 7/13/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 6/10/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 5/31/2011
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Monday, 5/9/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/6/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 4/26/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D/A
Thursday, 3/17/2011
Exempt (Private) Offering
N-Q
Tuesday, 2/22/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
Ownership (15)
3
Thursday, 7/9/2020
Miller Julie C: Initial statement of beneficial ownership of securities
3
Thursday, 1/23/2020
Wolford James R.: Initial statement of beneficial ownership of securities
3
Thursday, 1/23/2020
Hunt Jon C.: Initial statement of beneficial ownership of securities
3
Thursday, 1/23/2020
Cepler Mitchell: Initial statement of beneficial ownership of securities
3
Thursday, 1/23/2020
Andrews Don: Initial statement of beneficial ownership of securities
3
Thursday, 1/23/2020
Clare Andrew S.: Initial statement of beneficial ownership of securities
SC 13D
Tuesday, 1/21/2020
CITY NATIONAL ROCHDALE, LLC: Major Shareholders
3
Tuesday, 8/7/2012
Nadel Jay C: Initial statement of beneficial ownership of securities
3
Monday, 7/23/2012
HANWACKER DANIEL A SR: Initial statement of beneficial ownership of securities
3
Monday, 7/23/2012
Jones Susan Henshaw: Initial statement of beneficial ownership of securities
3
Wednesday, 6/1/2011
Hawkesworth Kurt: Initial statement of beneficial ownership of securities
3
Wednesday, 6/1/2011
Hawkesworth Barbara: Initial statement of beneficial ownership of securities
SC 13G
Monday, 7/19/2010
U/W/O Sidney N. Morse FBO Sidney N. Morse, Jr.: Major Shareholders
SC 13G
Monday, 6/7/2010
RMC Investments, LTD: Major Shareholders
SC 13G
Monday, 5/24/2010
Guttag Betty: Major Shareholders
Proxies (10)
DEFA14A
Thursday, 3/7/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Wednesday, 2/27/2013
Definitive revised proxy soliciting materials
DEFR14A
Tuesday, 2/26/2013
Definitive revised proxy soliciting materials
DEF 14A
Wednesday, 2/20/2013
Definitive proxy statements
DEF 14A
Thursday, 5/10/2012
Definitive proxy statements
PRE 14A
Tuesday, 5/1/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
PRE 14A
Friday, 4/27/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 7/18/2011
Definitive proxy statements
DEF 14A
Wednesday, 5/11/2011
Definitive proxy statements
PRE 14A
Thursday, 4/28/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition