RETAIL OPPORTUNITY INVESTMENTS CORP

Related Filers (69)

Financials (69)

10-K
Thursday, 2/15/2024
Annual Report for period ending 2023-12-31
10-Q
Wednesday, 10/25/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 7/26/2023
Quarterly Report for period ending 2023-06-30
10-Q
Wednesday, 4/26/2023
Quarterly Report for period ending 2023-03-31
10-K
Thursday, 2/16/2023
Annual Report for period ending 2022-12-31
10-Q
Wednesday, 10/26/2022
Quarterly Report for period ending 2022-09-30
10-Q
Wednesday, 7/27/2022
Quarterly Report for period ending 2022-06-30
10-Q
Tuesday, 4/26/2022
Quarterly Report for period ending 2022-03-31
10-K
Thursday, 2/17/2022
Annual Report for period ending 2021-12-31
10-Q
Wednesday, 10/27/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 7/29/2021
Quarterly Report for period ending 2021-06-30
10-Q
Wednesday, 4/28/2021
Quarterly Report for period ending 2021-03-31
10-K
Wednesday, 2/24/2021
Annual Report for period ending 2020-12-31
10-Q
Tuesday, 10/27/2020
Quarterly Report for period ending 2020-09-30
10-Q
Thursday, 7/30/2020
Quarterly Report for period ending 2020-06-30
10-Q
Thursday, 4/23/2020
Quarterly Report for period ending 2020-03-31
10-K
Wednesday, 2/19/2020
Annual Report for period ending 2019-12-31
10-Q
Tuesday, 10/29/2019
Quarterly Report for period ending 2019-09-30
10-Q
Thursday, 7/25/2019
Quarterly Report for period ending 2019-06-30
10-Q
Thursday, 4/25/2019
Quarterly Report for period ending 2019-03-31
10-K
Wednesday, 2/20/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 10/24/2018
Quarterly Report for period ending 2018-09-30
10-Q
Thursday, 7/26/2018
Quarterly Report for period ending 2018-06-30
10-Q
Thursday, 4/26/2018
Quarterly Report for period ending 2018-03-31
10-K
Thursday, 2/22/2018
Annual Report for period ending 2017-12-31
10-Q
Wednesday, 10/25/2017
Quarterly Report for period ending 2017-09-30
10-Q
Thursday, 7/27/2017
Quarterly Report for period ending 2017-06-30
10-Q
Thursday, 4/27/2017
Quarterly Report for period ending 2017-03-31
10-K
Thursday, 2/23/2017
Annual Report for period ending 2016-12-31
10-Q
Wednesday, 10/26/2016
Quarterly Report for period ending 2016-09-30
10-Q
Thursday, 7/28/2016
Quarterly Report for period ending 2016-06-30
10-Q
Thursday, 4/28/2016
Quarterly Report for period ending 2016-03-31
10-K
Wednesday, 2/24/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 10/29/2015
Quarterly Report for period ending 2015-09-30
10-Q
Thursday, 7/30/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 4/30/2015
Quarterly Report for period ending 2015-03-31
10-K
Wednesday, 2/25/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 10/30/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 7/31/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/1/2014
Quarterly Report for period ending 2014-03-31
10-K
Tuesday, 2/25/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 10/31/2013
Quarterly Report for period ending 2013-09-30
10-Q
Friday, 8/2/2013
Quarterly Report for period ending 2013-06-30
10-Q
Friday, 5/3/2013
Quarterly Report for period ending 2013-03-31
10-K
Wednesday, 2/27/2013
Annual Report for period ending 2012-12-31
10-Q
Monday, 11/5/2012
Quarterly Report for period ending 2012-09-30
10-Q
Friday, 8/3/2012
Quarterly Report for period ending 2012-06-30
10-Q
Friday, 5/4/2012
Quarterly Report for period ending 2012-03-31
10-K
Tuesday, 2/28/2012
Annual Report for period ending 2011-12-31
10-Q
Friday, 11/4/2011
Quarterly Report for period ending 2011-09-30
10-Q
Thursday, 8/4/2011
Quarterly Report for period ending 2011-06-30
10-Q
Friday, 5/6/2011
Quarterly Report for period ending 2011-03-31
10-K
Friday, 2/25/2011
Annual Report for period ending 2010-12-31
10-Q
Thursday, 11/4/2010
Quarterly Report for period ending 2010-09-30
10-Q
Thursday, 8/5/2010
Quarterly Report for period ending 2010-06-30
10-Q
Thursday, 5/6/2010
Quarterly Report for period ending 2010-03-31
10-K
Friday, 3/12/2010
Annual Report for period ending 2009-12-31
10-Q/A
Wednesday, 12/16/2009
Quarterly Report for period ending 2009-09-30
10-Q
Friday, 11/6/2009
Quarterly Report for period ending 2009-09-30
10-Q
Wednesday, 8/5/2009
Quarterly Report for period ending 2009-06-30
10-K/A
Thursday, 5/28/2009
Annual Report for period ending 2008-12-31
10-Q
Thursday, 5/7/2009
Quarterly Report for period ending 2009-03-31
10-K
Friday, 3/13/2009
Annual Report for period ending 2008-12-31
10-Q
Wednesday, 11/12/2008
Quarterly Report for period ending 2008-09-30
10-Q
Monday, 8/11/2008
Quarterly Report for period ending 2008-06-30
10-Q
Tuesday, 5/13/2008
Quarterly Report for period ending 2008-03-31
10-K
Friday, 4/4/2008
Annual Report for period ending 2007-12-31
NT 10-K
Monday, 3/31/2008
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2007-12-31
10-Q
Monday, 12/3/2007
Quarterly Report for period ending 2007-09-30
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News (203)

8-K
Wednesday, 2/14/2024
Current report filing
8-K
Tuesday, 10/24/2023
Current report filing
8-K
Thursday, 9/21/2023
Current report filing
8-K
Wednesday, 9/20/2023
Current report filing
8-K/A
Tuesday, 7/25/2023
Current report filing
8-K
Tuesday, 7/25/2023
Current report filing
8-K/A
Tuesday, 5/16/2023
Current report filing
8-K
Monday, 5/1/2023
Current report filing
8-K
Tuesday, 4/25/2023
Current report filing
8-K
Thursday, 3/9/2023
Current report filing
8-K
Tuesday, 3/7/2023
Current report filing
8-K
Wednesday, 2/15/2023
Current report filing
8-K
Tuesday, 10/25/2022
Current report filing
8-K
Friday, 9/23/2022
Current report filing
8-K
Tuesday, 7/26/2022
Current report filing
8-K
Wednesday, 4/27/2022
Current report filing
8-K
Tuesday, 4/26/2022
Current report filing
8-K
Monday, 4/25/2022
Current report filing
8-K
Wednesday, 2/16/2022
Current report filing
8-K
Wednesday, 12/15/2021
Current report filing
8-K
Monday, 12/6/2021
Current report filing
8-K
Tuesday, 10/26/2021
Current report filing
8-K/A
Thursday, 7/29/2021
Current report filing
8-K
Wednesday, 7/28/2021
Current report filing
8-K
Thursday, 4/29/2021
Current report filing
8-K
Tuesday, 4/27/2021
Current report filing
8-K
Monday, 3/1/2021
Current report filing
8-K
Tuesday, 2/23/2021
Current report filing
8-K
Monday, 10/26/2020
Current report filing
8-K
Tuesday, 8/4/2020
Current report filing
8-K/A
Thursday, 7/30/2020
Current report filing
8-K
Wednesday, 7/29/2020
Current report filing
8-K
Thursday, 6/18/2020
Current report filing
8-K
Tuesday, 4/28/2020
Current report filing
8-K
Wednesday, 4/22/2020
Current report filing
8-K
Thursday, 4/9/2020
Current report filing
8-K
Friday, 2/21/2020
Current report filing
8-K
Tuesday, 2/18/2020
Current report filing
8-K
Friday, 12/27/2019
Current report filing
8-K
Monday, 10/28/2019
Current report filing
8-K
Wednesday, 7/24/2019
Current report filing
8-K
Tuesday, 6/4/2019
Current report filing
8-K
Tuesday, 4/30/2019
Current report filing
8-K
Monday, 4/29/2019
Current report filing
8-K
Wednesday, 4/24/2019
Current report filing
8-K
Tuesday, 2/19/2019
Current report filing
8-K
Tuesday, 10/23/2018
Current report filing
8-K
Wednesday, 7/25/2018
Current report filing
8-K
Wednesday, 5/2/2018
Current report filing
8-K
Tuesday, 5/1/2018
Current report filing
8-K
Wednesday, 4/25/2018
Current report filing
8-K
Wednesday, 2/21/2018
Current report filing
8-K
Wednesday, 2/21/2018
Current report filing
8-K/A
Monday, 12/18/2017
Current report filing
8-K/A
Tuesday, 12/5/2017
Current report filing
8-K
Tuesday, 11/28/2017
Current report filing
8-K
Monday, 11/13/2017
Current report filing
8-K
Tuesday, 10/24/2017
Current report filing
8-K
Tuesday, 10/17/2017
Current report filing
8-K
Wednesday, 9/13/2017
Current report filing
8-K/A
Tuesday, 8/1/2017
Current report filing
8-K
Wednesday, 7/26/2017
Current report filing
8-K
Thursday, 7/6/2017
Current report filing
8-K
Tuesday, 5/16/2017
Current report filing
8-K
Monday, 5/1/2017
Current report filing
8-K
Wednesday, 4/26/2017
Current report filing
8-K
Friday, 3/24/2017
Current report filing
8-K
Wednesday, 2/22/2017
Current report filing
8-K
Tuesday, 10/25/2016
Current report filing
8-K
Friday, 9/23/2016
Current report filing
8-K
Monday, 8/1/2016
Current report filing
8-K
Wednesday, 7/27/2016
Current report filing
8-K
Tuesday, 7/12/2016
Current report filing
8-K
Monday, 5/23/2016
Current report filing
8-K
Tuesday, 5/3/2016
Current report filing
8-K
Wednesday, 4/27/2016
Current report filing
8-K
Wednesday, 3/23/2016
Current report filing
8-K
Monday, 3/21/2016
Current report filing
8-K
Monday, 3/21/2016
Current report filing
8-K
Wednesday, 3/16/2016
Current report filing
8-K
Tuesday, 2/23/2016
Current report filing
8-K
Monday, 2/22/2016
Current report filing
8-K/A
Monday, 2/22/2016
Current report filing
8-K
Thursday, 1/7/2016
Current report filing
8-K
Wednesday, 12/16/2015
Current report filing
8-K
Thursday, 12/10/2015
Current report filing
8-K
Wednesday, 10/28/2015
Current report filing
8-K
Friday, 10/2/2015
Current report filing
8-K
Wednesday, 7/29/2015
Current report filing
8-K
Tuesday, 5/5/2015
Current report filing
8-K
Wednesday, 4/29/2015
Current report filing
8-K
Friday, 3/20/2015
Current report filing
8-K
Tuesday, 2/24/2015
Current report filing
8-K
Wednesday, 2/11/2015
Current report filing
8-K
Wednesday, 12/17/2014
Current report filing
8-K
Wednesday, 12/3/2014
Current report filing
8-K
Monday, 11/24/2014
Current report filing
8-K
Wednesday, 10/29/2014
Current report filing
8-K
Wednesday, 10/8/2014
Current report filing
8-K
Wednesday, 9/24/2014
Current report filing
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Other (31)

144
Thursday, 8/31/2023
Filing for proposed sale of securities under Rule 144
ARS
Friday, 3/24/2023
Annual report to security holders
CORRESP
Thursday, 7/9/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/29/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 4/9/2015
Notice of Effectiveness
25-NSE
Friday, 10/17/2014
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
CORRESP
Thursday, 5/15/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/7/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 7/11/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS AM
Tuesday, 2/14/2012
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Tuesday, 2/14/2012
Notice of Effectiveness
POS AM
Thursday, 2/9/2012
Post-effective amendment to a registration statement that is not immediately effective upon filing
CORRESP
Wednesday, 8/10/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/27/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 6/13/2011
Notice of Effectiveness
AW
Tuesday, 6/7/2011
Withdrawal of amendment to a registration statement filed under the Securities Act
8-A12B/A
Friday, 6/3/2011
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS AM
Friday, 6/3/2011
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Friday, 4/30/2010
Notice of Effectiveness
8-A12B
Monday, 11/2/2009
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
25
Monday, 11/2/2009
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange
CERTNAS
Monday, 11/2/2009
None
CORRESP
Friday, 10/2/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/2/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/2/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
ARS
Monday, 7/13/2009
Annual report to security holders
CERTAMX
Thursday, 10/18/2007
None
8-A12B
Wednesday, 10/17/2007
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
EFFECT
Wednesday, 10/17/2007
Notice of Effectiveness
CORRESP
Tuesday, 10/16/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 9/28/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
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Ownership (477)

SC 13G/A
Tuesday, 2/13/2024
VANGUARD GROUP INC: Major Shareholders
SC 13G
Tuesday, 2/13/2024
CENTERSQUARE INVESTMENT MANAGEMENT LLC: Major Shareholders
SC 13G/A
Tuesday, 1/30/2024
STATE STREET CORP: Major Shareholders
SC 13G/A
Friday, 1/19/2024
BlackRock Inc.: Major Shareholders
4
Tuesday, 1/16/2024
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/16/2024
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/16/2024
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/16/2024
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Pitts Adrienne Banks: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Zorn Eric S: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Silveira Lauren N.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
POMERANTZ LAURA H: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Ho Angela K: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Indiveri Michael J.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Jenkins Zabrina: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Neibart Lee S: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/1/2023
Indiveri Michael J.: Statement of changes in beneficial ownership of securities
4
Friday, 9/1/2023
POMERANTZ LAURA H: Statement of changes in beneficial ownership of securities
3
Thursday, 5/11/2023
Silveira Lauren N.: Initial statement of beneficial ownership of securities
4
Thursday, 3/9/2023
POMERANTZ LAURA H: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/22/2023
Sneve Laurie A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/22/2023
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/22/2023
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/22/2023
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/22/2023
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/9/2023
VANGUARD GROUP INC: Major Shareholders
SC 13G/A
Tuesday, 2/7/2023
STATE STREET CORP: Major Shareholders
4
Thursday, 1/26/2023
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/26/2023
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Thursday, 1/26/2023
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/26/2023
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 1/23/2023
BlackRock Inc.: Major Shareholders
4
Wednesday, 1/4/2023
Indiveri Michael J.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
POMERANTZ LAURA H: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
Pitts Adrienne Banks: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
Ho Angela K: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
Jenkins Zabrina: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
Zorn Eric S: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
Neibart Lee S: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
Sneve Laurie A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
POMERANTZ LAURA H: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/2/2022
Sneve Laurie A.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/17/2022
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/17/2022
Sneve Laurie A.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/17/2022
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/17/2022
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Thursday, 2/17/2022
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
STATE STREET CORP: Major Shareholders
SC 13G/A
Thursday, 2/10/2022
VANGUARD GROUP INC: Major Shareholders
SC 13G/A
Thursday, 1/27/2022
BlackRock Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/26/2022
BlackRock Inc.: Major Shareholders
4
Wednesday, 1/19/2022
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/19/2022
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/19/2022
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/19/2022
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Zorn Eric S: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Sneve Laurie A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Indiveri Michael J.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Pitts Adrienne Banks: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Neibart Lee S: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Jenkins Zabrina: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
POMERANTZ LAURA H: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
Ho Angela K: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/4/2022
PERSICO CHARLES J.: Statement of changes in beneficial ownership of securities
3
Monday, 12/27/2021
Jenkins Zabrina: Initial statement of beneficial ownership of securities
3
Monday, 12/27/2021
Pitts Adrienne Banks: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 8/10/2021
Invesco Ltd.: Major Shareholders
4
Monday, 5/3/2021
Zorn Eric S: Statement of changes in beneficial ownership of securities
4
Friday, 3/5/2021
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
3
Monday, 3/1/2021
Ho Angela K: Initial statement of beneficial ownership of securities
4
Thursday, 2/25/2021
Sneve Laurie A.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/25/2021
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/25/2021
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/25/2021
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Thursday, 2/25/2021
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/12/2021
Invesco Ltd.: Major Shareholders
SC 13G/A
Wednesday, 2/10/2021
VANGUARD GROUP INC: Major Shareholders
SC 13G
Wednesday, 2/10/2021
STATE STREET CORP: Major Shareholders
SC 13G
Monday, 1/25/2021
BlackRock Inc.: Major Shareholders
4/A
Monday, 1/11/2021
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
Indiveri Michael J.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
SCHOEBEL RICHARD K.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
MEYER EDWARD H: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
BAKER RICHARD A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
TANZ STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
Haines Michael B.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
Neibart Lee S: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2021
PERSICO CHARLES J.: Statement of changes in beneficial ownership of securities
Show More

Prospectus (49)

424B5
Monday, 9/18/2023
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 9/14/2023
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Thursday, 9/14/2023
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B3
Wednesday, 6/21/2023
Prospectus filed pursuant to Rule 424(b)(3)
S-8 POS
Wednesday, 12/28/2022
Post-effective amendment to a S-8 registration statement
S-8
Wednesday, 12/28/2022
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3ASR
Wednesday, 4/27/2022
Automatic shelf registration statement of securities of well-known seasoned issuers
424B5
Wednesday, 4/27/2022
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 2/20/2020
Prospectus filed pursuant to Rule 424(b)(5)
S-3ASR
Monday, 4/29/2019
Automatic shelf registration statement of securities of well-known seasoned issuers
424B5
Monday, 4/29/2019
Prospectus filed pursuant to Rule 424(b)(5)
S-8 POS
Friday, 12/28/2018
Post-effective amendment to a S-8 registration statement
S-8
Friday, 12/28/2018
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Wednesday, 5/2/2018
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 7/7/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 7/6/2016
Prospectus filed pursuant to Rule 424(b)(5)
S-3ASR
Monday, 5/23/2016
Automatic shelf registration statement of securities of well-known seasoned issuers
424B5
Monday, 5/23/2016
Prospectus filed pursuant to Rule 424(b)(5)
S-3ASR
Friday, 3/25/2016
Automatic shelf registration statement of securities of well-known seasoned issuers
424B5
Thursday, 8/6/2015
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 8/4/2015
Prospectus filed pursuant to Rule 424(b)(5)
424B3
Thursday, 4/9/2015
Prospectus filed pursuant to Rule 424(b)(3)
S-3/A
Friday, 4/3/2015
Registration statement for specified transactions by certain issuers
424B5
Thursday, 11/20/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 11/18/2014
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Tuesday, 11/18/2014
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-3
Friday, 9/26/2014
Registration statement for specified transactions by certain issuers
424B5
Friday, 9/19/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 6/16/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 6/11/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 12/6/2013
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 12/4/2013
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Wednesday, 12/4/2013
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-3ASR
Monday, 6/3/2013
Automatic shelf registration statement of securities of well-known seasoned issuers
424B5
Friday, 12/2/2011
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 11/30/2011
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 6/23/2011
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Friday, 6/3/2011
Registration statement for specified transactions by certain issuers
S-8 POS
Friday, 6/3/2011
Post-effective amendment to a S-8 registration statement
S-8
Friday, 11/19/2010
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3/A
Thursday, 4/29/2010
Registration statement for specified transactions by certain issuers
S-3/A
Wednesday, 4/28/2010
Registration statement for specified transactions by certain issuers
S-3
Friday, 12/18/2009
Registration statement for specified transactions by certain issuers
424B5
Thursday, 10/18/2007
Prospectus filed pursuant to Rule 424(b)(5)
S-1MEF
Wednesday, 10/17/2007
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1
S-1/A
Wednesday, 10/10/2007
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 9/27/2007
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 9/7/2007
General form of registration statement for all companies including face-amount certificate companies
S-1
Thursday, 7/26/2007
General form of registration statement for all companies including face-amount certificate companies
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Proxies (40)

DEF 14A
Friday, 3/24/2023
Definitive proxy statements
DEF 14A
Friday, 3/25/2022
Definitive proxy statements
DEF 14A
Friday, 3/26/2021
Definitive proxy statements
DEFA14A
Thursday, 4/9/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/23/2020
Definitive proxy statements
DEF 14A
Friday, 3/22/2019
Definitive proxy statements
DEF 14A
Monday, 3/26/2018
Definitive proxy statements
DEFR14A
Friday, 3/31/2017
Definitive revised proxy soliciting materials
DEF 14A
Friday, 3/24/2017
Definitive proxy statements
DEF 14A
Friday, 3/25/2016
Definitive proxy statements
DEF 14A
Friday, 3/27/2015
Definitive proxy statements
DEF 14A
Tuesday, 4/1/2014
Definitive proxy statements
DEFA14A
Monday, 4/22/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/2/2013
Definitive proxy statements
DEFA14A
Thursday, 4/26/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 4/2/2012
Definitive proxy statements
DEF 14A
Wednesday, 4/6/2011
Definitive proxy statements
PRE 14A
Friday, 3/25/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 4/6/2010
Definitive proxy statements
DEFA14A
Tuesday, 10/6/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 10/5/2009
Definitive proxy statements
DEFA14A
Monday, 10/5/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRER14A
Friday, 10/2/2009
Preliminary revised proxy soliciting materials
PRER14A
Thursday, 10/1/2009
Preliminary revised proxy soliciting materials
PRER14A
Monday, 9/28/2009
Preliminary revised proxy soliciting materials
DEFA14A
Wednesday, 9/16/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRER14A
Monday, 9/14/2009
Preliminary revised proxy soliciting materials
DEFA14A
Thursday, 9/10/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 8/31/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 8/27/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/21/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 8/20/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/14/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 8/13/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 8/13/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 8/12/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/11/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 8/10/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 8/10/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 7/10/2009
Definitive proxy statements
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