Gallatin Asset Management, Inc.

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

Initial Quarterly Form 13F Notice Report filed by institutional managers

FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND: Initial statement of beneficial ownership of securities