Small Cap Premium & Dividend Income Fund, Inc.
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Other (64)
N-8F ORDR
Wednesday, 9/15/2010
None
NSAR-A
Monday, 8/30/2010
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/24/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-8F NTC
Wednesday, 8/11/2010
None
N-8F
Thursday, 7/1/2010
Application for deregistration made on Form N-8F
25-NSE
Tuesday, 5/25/2010
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-Q
Wednesday, 5/19/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 3/8/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/1/2010
Annual report for management companies filed on Form N-SAR
40-17G
Monday, 12/14/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/17/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 9/3/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/28/2009
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/21/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-23C3A
Tuesday, 6/2/2009
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Thursday, 5/28/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 3/6/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/2/2009
Annual report for management companies filed on Form N-SAR
40-17G/A
Friday, 1/16/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 12/17/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/25/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/2/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/29/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Friday, 8/29/2008
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Monday, 6/2/2008
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Friday, 5/30/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Monday, 4/21/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/7/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/29/2008
Annual report for management companies filed on Form N-SAR
40-17G
Monday, 12/10/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/28/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 9/6/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-6C
Thursday, 8/30/2007
None
NSAR-A
Wednesday, 8/29/2007
Semi-annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/22/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Thursday, 7/12/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 6/15/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C3A
Tuesday, 6/5/2007
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q/A
Friday, 6/1/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-Q
Wednesday, 5/30/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Thursday, 4/5/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/9/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 3/1/2007
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 12/28/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/29/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 9/6/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 8/29/2006
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/24/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-23C3A
Thursday, 6/15/2006
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Friday, 5/26/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/9/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 2/28/2006
Annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 11/29/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 10/12/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Wednesday, 7/27/2005
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Monday, 7/25/2005
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CERTNYS
Friday, 7/22/2005
None
8-A12B
Tuesday, 6/28/2005
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2/A
Thursday, 6/23/2005
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497
Thursday, 6/23/2005
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Tuesday, 6/21/2005
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 6/7/2005
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Friday, 4/8/2005
Initial notification of registration under Section 8(a) filed on Form N-8A
N-2
Friday, 4/8/2005
Initial filing of a registration statement on Form N-2 for closed-end investment companies
Ownership (28)
SC 13G/A
Thursday, 5/13/2010
Weiss Asset Management LP: Major Shareholders
SC 13G
Friday, 4/30/2010
Weiss Asset Management LP: Major Shareholders
SC 13G/A
Friday, 1/8/2010
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Monday, 6/22/2009
Rhee Michelle H.: Initial statement of beneficial ownership of securities
3
Monday, 6/22/2009
Zakem Robert M: Initial statement of beneficial ownership of securities
3
Wednesday, 3/18/2009
McGoey Jeff E: Initial statement of beneficial ownership of securities
3
Wednesday, 2/4/2009
McClements Kyle: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/4/2009
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Thursday, 9/25/2008
Greco Gloria: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
Russo Jeffrey L: Initial statement of beneficial ownership of securities
3
Thursday, 3/20/2008
Fuccile Michael J.: Initial statement of beneficial ownership of securities
3
Wednesday, 3/19/2008
Higuchi Michael M.: Initial statement of beneficial ownership of securities
SC 13G
Monday, 2/11/2008
Fixed Income Securities, Inc.: Major Shareholders
SC 13G/A
Friday, 2/8/2008
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Friday, 10/5/2007
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Friday, 9/28/2007
IQ Investment Adviser LLC: Initial statement of beneficial ownership of securities
3
Friday, 9/28/2007
Johnston Catherine: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2007
UNGER LAURA S: Initial statement of beneficial ownership of securities
3
Friday, 9/15/2006
Hillman James E: Initial statement of beneficial ownership of securities
3
Friday, 9/15/2006
Hillman James E: Initial statement of beneficial ownership of securities
3
Tuesday, 7/18/2006
Byrne Martin G: Initial statement of beneficial ownership of securities
3
Monday, 5/22/2006
Molleur Denis: Initial statement of beneficial ownership of securities
3/A
Wednesday, 7/27/2005
MERRILL LYNCH ASSET MANAGEMENT INC: Initial statement of beneficial ownership of securities
3
Tuesday, 7/26/2005
MERRILL LYNCH ASSET MANAGEMENT INC: Initial statement of beneficial ownership of securities
3
Tuesday, 7/26/2005
Glasserman Paul: Initial statement of beneficial ownership of securities
3
Tuesday, 7/26/2005
FOSINA JOHN J: Initial statement of beneficial ownership of securities
3
Tuesday, 7/26/2005
Clark Jonathan: Initial statement of beneficial ownership of securities
3
Tuesday, 7/26/2005
BATKIN ALAN R: Initial statement of beneficial ownership of securities
Proxies (21)
DEFA14A
Wednesday, 3/18/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 3/18/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 3/13/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/12/2009
Definitive proxy statements
DEFA14A
Tuesday, 12/30/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 12/24/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 12/9/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 12/9/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 12/4/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 12/1/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 11/24/2008
Definitive proxy statements
PRE 14A
Thursday, 11/13/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 3/31/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 3/17/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Friday, 3/14/2008
Definitive revised proxy soliciting materials
DEFA14A
Friday, 3/14/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/13/2008
Definitive proxy statements
DEF 14A
Friday, 3/16/2007
Definitive proxy statements
DEF 14A
Friday, 6/30/2006
Definitive proxy statements
PRE 14A
Thursday, 6/15/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 3/15/2006
Definitive proxy statements