Nuveen Fund Advisors, LLC

Related Filers (291)

Other (155)

13F-NT
Wednesday, 2/14/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Wednesday, 12/6/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Wednesday, 11/22/2023
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Wednesday, 11/22/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/12/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 8/17/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 8/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Monday, 7/11/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 5/16/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 4/15/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/18/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Tuesday, 3/16/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 2/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 2/5/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-HR
Thursday, 11/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Wednesday, 5/29/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 5/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Monday, 3/25/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 2/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/13/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Tuesday, 10/23/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 8/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Thursday, 4/19/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 2/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/14/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Monday, 10/2/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Monday, 8/14/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
13F-HR
Monday, 5/15/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Monday, 5/15/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
144
Friday, 5/5/2017
Filing for proposed sale of securities under Rule 144
144
Friday, 5/5/2017
Filing for proposed sale of securities under Rule 144
144
Friday, 5/5/2017
Filing for proposed sale of securities under Rule 144
144
Friday, 5/5/2017
Filing for proposed sale of securities under Rule 144
144
Friday, 5/5/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/12/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/12/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/12/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/12/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/12/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/5/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/5/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/5/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/5/2017
Filing for proposed sale of securities under Rule 144
144
Wednesday, 4/5/2017
Filing for proposed sale of securities under Rule 144
13F-HR
Tuesday, 2/14/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
APP NTC
Thursday, 11/17/2016
None
APP ORDR
Thursday, 11/17/2016
None
13F-HR
Monday, 11/14/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Friday, 9/30/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Friday, 8/12/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Friday, 7/1/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 5/13/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Thursday, 5/12/2016
None
APP NTC
Wednesday, 4/13/2016
None
40-APP/A
Friday, 3/4/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 2/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 2/11/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Tuesday, 11/17/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 11/13/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 10/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 10/2/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Tuesday, 9/1/2015
None
13F-NT
Friday, 8/14/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP NTC
Thursday, 6/18/2015
None
40-APP/A
Wednesday, 6/3/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 5/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
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Ownership (218)

3
Wednesday, 12/15/2021
Nuveen Variable Rate Preferred & Income Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 11/23/2021
Nuveen Multi-Asset Income Fund: Initial statement of beneficial ownership of securities
4
Monday, 11/8/2021
Nuveen Enhanced High Yield Municipal Bond Fund: Statement of changes in beneficial ownership of securities
3
Wednesday, 8/4/2021
Nuveen Core Plus Impact Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 6/29/2021
Nuveen Enhanced High Yield Municipal Bond Fund: Initial statement of beneficial ownership of securities
4
Wednesday, 1/13/2021
Nuveen Emerging Markets Debt 2022 Target Term Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/13/2021
Nuveen Preferred & Income 2022 Term Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/13/2021
Nuveen High Income 2023 Target Term Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/13/2021
Nuveen Municipal Credit Opportunities Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/13/2021
Nuveen Credit Opportunities 2022 Target Term Fund: Statement of changes in beneficial ownership of securities
3
Thursday, 8/27/2020
Nuveen Dynamic Municipal Opportunities Fund: Initial statement of beneficial ownership of securities
3
Monday, 9/16/2019
Nuveen Municipal Credit Opportunities Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 12/19/2018
Nuveen High Income 2023 Target Term Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 9/26/2017
Nuveen Emerging Markets Debt 2022 Target Term Fund: Initial statement of beneficial ownership of securities
4
Monday, 9/11/2017
Nuveen Real Asset Income & Growth Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen High Income November 2021 Target Term Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen Dow 30sm Dynamic Overwrite Fund: Statement of changes in beneficial ownership of securities
3
Thursday, 5/18/2017
Nuveen High Income December 2018 Target Term Fund: Initial statement of beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen High Income 2020 Target Term Fund: Statement of changes in beneficial ownership of securities
3
Thursday, 5/18/2017
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND: Initial statement of beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen High Income December 2018 Target Term Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2017
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen All Cap Energy MLP Opportunities Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen Minnesota Quality Municipal Income Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen Municipal 2021 Target Term Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2017
Nuveen High Income December 2019 Target Term Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Enhanced Municipal Value Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Build America Bond Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Intermediate Duration Municipal Term Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Real Asset Income & Growth Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Preferred & Income Term Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Mortgage Opportunity Term Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Short Duration Credit Opportunities Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Energy MLP Total Return Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Build America Bond Opportunity Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Intermediate Duration Quality Municipal Term Fund: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Mortgage Opportunity Term Fund 2: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Flexible Investment Income Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2017
Nuveen Pennsylvania Municipal Value Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2017
Nuveen New Jersey Municipal Value Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2017
Nuveen AMT-Free Municipal Value Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2017
Nuveen California Municipal Value Fund 2: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2017
Nuveen New York Municipal Value Fund 2: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/3/2017
Nuveen Pennsylvania Municipal Value Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 5/3/2017
Nuveen New Jersey Municipal Value Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 5/3/2017
Nuveen California Municipal Value Fund 2: Initial statement of beneficial ownership of securities
3
Wednesday, 5/3/2017
Nuveen New York Municipal Value Fund 2: Initial statement of beneficial ownership of securities
4
Tuesday, 4/18/2017
Nuveen NASDAQ 100 Dynamic Overwrite Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/17/2017
Nuveen S 500 Dynamic Overwrite Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/17/2017
Nuveen Global High Income Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/17/2017
Nuveen Core Equity Alpha Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/17/2017
Nuveen Tax-Advantaged Dividend Growth Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2017
Nuveen Preferred Income Opportunities Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2017
Nuveen Credit Strategies Income Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2017
NUVEEN FLOATING RATE INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2017
Nuveen S 500 BuyWrite Income Fund: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2017
Nuveen Floating Rate Income Opportunity Fund: Statement of changes in beneficial ownership of securities
3
Tuesday, 3/28/2017
Nuveen Credit Opportunities 2022 Target Term Fund: Initial statement of beneficial ownership of securities
3
Thursday, 1/26/2017
Nuveen Preferred & Income 2022 Term Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 5/10/2016
Nuveen High Income December 2019 Target Term Fund: Initial statement of beneficial ownership of securities
3
Thursday, 1/28/2016
Nuveen Municipal 2021 Target Term Fund: Initial statement of beneficial ownership of securities
3
Thursday, 11/12/2015
Nuveen High Income December 2020 Target Term Fund: Initial statement of beneficial ownership of securities
3
Friday, 7/31/2015
Nuveen High Income 2020 Target Term Fund: Initial statement of beneficial ownership of securities
4
Tuesday, 12/23/2014
Nuveen S 500 BuyWrite Income Fund: Statement of changes in beneficial ownership of securities
3
Monday, 12/22/2014
Nuveen Dow 30sm Dynamic Overwrite Fund: Initial statement of beneficial ownership of securities
3
Monday, 12/22/2014
Nuveen NASDAQ 100 Dynamic Overwrite Fund: Initial statement of beneficial ownership of securities
3
Monday, 11/24/2014
Nuveen Global High Income Fund: Initial statement of beneficial ownership of securities
3
Monday, 10/6/2014
Nuveen Minnesota Municipal Income Fund: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2014
Diversified Real Asset Income Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 3/26/2014
Nuveen All Cap Energy MLP Opportunities Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 6/25/2013
Nuveen Flexible Investment Income Fund: Initial statement of beneficial ownership of securities
3
Thursday, 2/7/2013
Nuveen Intermediate Duration Quality Municipal Term Fund: Initial statement of beneficial ownership of securities
3
Thursday, 12/6/2012
Nuveen Intermediate Duration Municipal Term Fund: Initial statement of beneficial ownership of securities
3
Thursday, 7/26/2012
Nuveen Preferred & Income Term Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 4/25/2012
Nuveen Real Asset Income & Growth Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 5/25/2011
Nuveen Short Duration Credit Opportunities Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 2/23/2011
Nuveen Energy MLP Total Return Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 11/23/2010
Nuveen Build America Bond Opportunity Fund: Initial statement of beneficial ownership of securities
3
Friday, 10/29/2010
NASDAQ Premium Income & Growth Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 10/12/2010
Dow 30 Enhanced Premium & Income Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 10/12/2010
Dow 30 Premium & Dividend Income Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 10/12/2010
MLP & Strategic Equity Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 10/12/2010
Global Income & Currency Fund Inc.: Initial statement of beneficial ownership of securities
3
Thursday, 5/6/2010
Nuveen Build America Bond Fund: Initial statement of beneficial ownership of securities
3
Friday, 3/5/2010
Nuveen Mortgage Opportunity Term Fund 2: Initial statement of beneficial ownership of securities
3
Thursday, 12/3/2009
Nuveen Mortgage Opportunity Term Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 9/29/2009
Nuveen Enhanced Municipal Value Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 2/24/2009
Nuveen Municipal Value Fund 2: Initial statement of beneficial ownership of securities
3
Thursday, 11/15/2007
Nuveen Municipal High Income Opportunity Fund 2: Initial statement of beneficial ownership of securities
3
Tuesday, 6/26/2007
Nuveen Tax-Advantaged Dividend Growth Fund: Initial statement of beneficial ownership of securities
3
Thursday, 4/26/2007
Nuveen Multi-Currency Short-Term Government Income Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 3/27/2007
Nuveen Core Equity Alpha Fund: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/13/2007
Cogdell Spencer Inc.: Major Shareholders
SC 13G/A
Wednesday, 10/11/2006
Newkirk Realty Trust, Inc.: Major Shareholders
3
Monday, 7/24/2006
Nuveen Global Value Opportunities Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 6/27/2006
Nuveen Global Government Enhanced Income Fund: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 5/9/2006
Newkirk Realty Trust, Inc.: Major Shareholders
4
Friday, 2/24/2006
NUVEEN QUALITY PREFERRED INCOME FUND 3: Statement of changes in beneficial ownership of securities
4
Friday, 2/24/2006
NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND: Statement of changes in beneficial ownership of securities
4
Friday, 2/24/2006
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND: Statement of changes in beneficial ownership of securities
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