NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC
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- NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC (3)
- NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC (3)
- NEUBERGER BERMAN LLC (2)
- NEUBERGER BERMAN REALTY INCOME FUND INC (2)
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- QVT Financial LP (2)
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- Neuberger Berman High Yield Strategies Fund Inc. (2)
- KAVESH ROBERT A DR (1)
- MILEAF HOWARD (1)
- MUINOS BARBARA (1)
- BROWN STEVEN R (1)
- RIVKIN JACK L (1)
- TRAPP PETER P (1)
- SUNDMAN PETER E (1)
- LEVINE RICHARD S (1)
- HANDWERKER KEVIN (1)
- NEUBERGER BERMAN INC (1)
- SEIP TOM D (1)
- STEIN MICHELLE B (1)
- ROSENTHAL JOHN P (1)
- EHLERS WALTER G (1)
- RYAN CORNELIUS T (1)
- RULON WILLIAM E (1)
- HIRSCH BARRY (1)
- OBRIEN EDWARD I (1)
- LANE JEFFREY B/ (1)
- CANNON JOHN (1)
- STADLER MATHEW S (1)
- MATZA ROBERT (1)
- STRAIGHT CANDACE L (1)
- HARVEY C ANNE (1)
- NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST (1)
- LINCOLN CAPITAL FIXED INCOME MANAGEMENT CO LLC (1)
- NEUBERGER BERMAN EQUITY FUNDS (1)
- NEUBERGER BERMAN INCOME FUNDS (1)
- MCGOVERN JOHN M (1)
- COLISH FAITH (1)
- Shigekawa Steve S (1)
- KNETTER MICHAEL M (1)
- MORRISS GEORGE W (1)
- GOSS MARTHA CLARK (1)
- AMATO JOSEPH V (1)
- Conti Robert John (1)
- Corman Robert Bruce (1)
- Neuberger Berman Management LLC (1)
- METROPOLITAN LIFE INSURANCE CO/NY (1)
- GERSON MAXINE L. (1)
- BRANDON CLAUDIA A. (1)
- Deans Alison Ann (1)
- LAZARD ASSET MANAGEMENT LLC (1)
- WESTERN INVESTMENT LLC (1)
- Jones Brian C. (1)
- Bulldog Investors (1)
- NYSE Amex (1)
- Show More ...
Other (78)
40-17G/A
Friday, 5/13/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 1/7/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 12/27/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-8F ORDR
Wednesday, 9/15/2010
None
N-8F NTC
Tuesday, 7/20/2010
None
N-8F
Monday, 5/24/2010
Application for deregistration made on Form N-8F
40-17G/A
Friday, 3/26/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Wednesday, 12/30/2009
Annual report for management companies filed on Form N-SAR
APP ORDR
Monday, 11/16/2009
None
40-17G
Thursday, 10/29/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Wednesday, 10/28/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Tuesday, 10/27/2009
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
APP NTC
Thursday, 10/15/2009
None
40-APP/A
Tuesday, 10/13/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Tuesday, 9/29/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/31/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 7/9/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B/A
Monday, 6/29/2009
Annual report for management companies filed on Form N-SAR
NSAR-A
Monday, 6/29/2009
Semi-annual report for management companies filed on Form N-SAR
40-APP/A
Friday, 5/15/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Friday, 5/8/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/8/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Wednesday, 4/1/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Monday, 1/26/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 1/22/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSR
Monday, 1/5/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 12/30/2008
Annual report for management companies filed on Form N-SAR
40-APP/A
Tuesday, 10/28/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-23C-2
Wednesday, 10/15/2008
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-Q
Monday, 9/29/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 9/5/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 8/29/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 7/7/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 6/30/2008
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 3/31/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 1/7/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 12/31/2007
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 10/1/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/31/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Monday, 8/27/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 7/9/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 6/28/2007
Semi-annual report for management companies filed on Form N-SAR
40-6C/A
Tuesday, 6/5/2007
None
N-Q
Monday, 4/2/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 1/5/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 12/29/2006
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 9/29/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Thursday, 8/31/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 7/10/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 6/29/2006
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 3/31/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 1/9/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 12/29/2005
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 9/29/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 9/26/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/29/2005
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 7/8/2005
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 6/30/2005
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 4/1/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 1/7/2005
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 12/30/2004
Annual report for management companies filed on Form N-SAR
40-6C/A
Monday, 12/27/2004
None
N-Q
Friday, 10/1/2004
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-Q
Wednesday, 9/29/2004
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/31/2004
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 7/7/2004
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Wednesday, 6/30/2004
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NSAR-A
Monday, 6/28/2004
Semi-annual report for management companies filed on Form N-SAR
N-2/A
Friday, 6/25/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Monday, 5/24/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-6C
Tuesday, 5/18/2004
None
497
Monday, 3/29/2004
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CERTAMX
Thursday, 3/25/2004
None
N-2/A
Thursday, 3/25/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
8-A12B
Tuesday, 2/24/2004
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2/A
Tuesday, 2/24/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Thursday, 1/29/2004
Initial notification of registration under Section 8(a) filed on Form N-8A
N-2
Thursday, 1/29/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
Ownership (62)
SC 13D/A
Friday, 9/25/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Monday, 7/27/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 7/9/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 6/18/2009
Bulldog Investors: Major Shareholders
3
Friday, 6/12/2009
Jones Brian C.: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 6/11/2009
WESTERN INVESTMENT LLC: Major Shareholders
SC 13D/A
Monday, 5/18/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Monday, 5/4/2009
WESTERN INVESTMENT LLC: Major Shareholders
SC 13D
Wednesday, 4/22/2009
Bulldog Investors: Major Shareholders
SC 13G/A
Thursday, 4/9/2009
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Monday, 3/2/2009
Deans Alison Ann: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 3/2/2009
WESTERN INVESTMENT LLC: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13D/A
Monday, 1/5/2009
WESTERN INVESTMENT LLC: Major Shareholders
3
Monday, 12/29/2008
GERSON MAXINE L.: Initial statement of beneficial ownership of securities
3
Monday, 12/29/2008
BRANDON CLAUDIA A.: Initial statement of beneficial ownership of securities
SC 13D
Monday, 12/29/2008
WESTERN INVESTMENT LLC: Major Shareholders
3/A
Thursday, 11/20/2008
METROPOLITAN LIFE INSURANCE CO/NY: Initial statement of beneficial ownership of securities
3
Friday, 11/7/2008
METROPOLITAN LIFE INSURANCE CO/NY: Initial statement of beneficial ownership of securities
3
Monday, 9/8/2008
Corman Robert Bruce: Initial statement of beneficial ownership of securities
3
Friday, 9/5/2008
Conti Robert John: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/7/2008
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Monday, 8/6/2007
AMATO JOSEPH V: Initial statement of beneficial ownership of securities
3
Friday, 6/1/2007
GOSS MARTHA CLARK: Initial statement of beneficial ownership of securities
3
Tuesday, 3/6/2007
KNETTER MICHAEL M: Initial statement of beneficial ownership of securities
3
Tuesday, 3/6/2007
MORRISS GEORGE W: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/13/2007
QVT Financial LP: Major Shareholders
SC 13G/A
Thursday, 2/8/2007
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G
Tuesday, 10/10/2006
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G
Tuesday, 5/16/2006
QVT Financial LP: Major Shareholders
3
Friday, 1/20/2006
Shigekawa Steve S: Initial statement of beneficial ownership of securities
4/A
Tuesday, 10/11/2005
COLISH FAITH: Statement of changes in beneficial ownership of securities
4
Friday, 10/7/2005
COLISH FAITH: Statement of changes in beneficial ownership of securities
3/A
Wednesday, 7/6/2005
MCGOVERN JOHN M: Initial statement of beneficial ownership of securities
3
Friday, 7/1/2005
MCGOVERN JOHN M: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
BROWN STEVEN R: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
CANNON JOHN: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
COLISH FAITH: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
EHLERS WALTER G: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
HANDWERKER KEVIN: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
HARVEY C ANNE: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
HIRSCH BARRY: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
KAVESH ROBERT A DR: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
LANE JEFFREY B/: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
LEVINE RICHARD S: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
MATZA ROBERT: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
MILEAF HOWARD: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
MUINOS BARBARA: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
NEUBERGER BERMAN INC: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
NEUBERGER BERMAN MANAGEMENT INC: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
NEUBERGER BERMAN LLC: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
OBRIEN EDWARD I: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
RIVKIN JACK L: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
ROSENTHAL JOHN P: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
RULON WILLIAM E: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
RYAN CORNELIUS T: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
SEIP TOM D: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
STADLER MATHEW S: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
STEIN MICHELLE B: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
STRAIGHT CANDACE L: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
SUNDMAN PETER E: Initial statement of beneficial ownership of securities
3
Thursday, 3/25/2004
TRAPP PETER P: Initial statement of beneficial ownership of securities
Prospectus (8)
SC TO-I/A
Friday, 6/5/2009
Issuer tender offer statement
SC TO-I/A
Monday, 6/1/2009
Issuer tender offer statement
SC TO-I/A
Monday, 5/4/2009
Issuer tender offer statement
SC TO-I
Friday, 5/1/2009
Issuer tender offer statement
SC TO-C
Thursday, 4/30/2009
Written communication relating to an issuer or third party tender offer
SC TO-C
Thursday, 4/16/2009
Written communication relating to an issuer or third party tender offer
SC TO-C
Tuesday, 3/31/2009
Written communication relating to an issuer or third party tender offer
SC TO-C
Friday, 2/6/2009
Written communication relating to an issuer or third party tender offer
Proxies (16)
DEFA14A
Friday, 10/2/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 9/14/2009
Definitive proxy statements
PRE 14A
Thursday, 8/27/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 5/6/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Thursday, 4/23/2009
Definitive proxy statement in connection with contested solicitations
DEFA14A
Tuesday, 4/14/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Wednesday, 4/8/2009
Preliminary proxy statement in connection with contested solicitations
DEFC14A
Friday, 4/3/2009
Definitive proxy statement in connection with contested solicitations
DEFA14A
Tuesday, 3/31/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 3/24/2009
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PREC14A
Monday, 3/23/2009
Preliminary proxy statement in connection with contested solicitations
DEF 14A
Thursday, 3/13/2008
Definitive proxy statements
DEF 14A
Tuesday, 3/13/2007
Definitive proxy statements
DEF 14A
Thursday, 3/2/2006
Definitive proxy statements
DEFR14A
Thursday, 3/2/2006
Definitive revised proxy soliciting materials
DEF 14A
Monday, 2/7/2005
Definitive proxy statements