JEFFERIES LLC
Related Filers (33)
- Jefferies Group LLC (25)
- RAM ENERGY RESOURCES INC (16)
- Jefferies High Yield Holdings, LLC (14)
- Jefferies High Yield Trading, LLC (14)
- MIKOHN GAMING CORP (8)
- Jefferies Financial Group Inc. (7)
- KNIGHT CAPITAL GROUP, INC. (5)
- CRESUD INC (3)
- Limestone Merger Sub LLC (3)
- KCG Holdings, Inc. (3)
- Barings LLC (3)
- BARINGS PARTICIPATION INVESTORS (3)
- Barings Funds Trust (3)
- BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (3)
- BARINGS CORPORATE INVESTORS (3)
- Barings Global Advisers Ltd (3)
- MML Series Investment Fund II (3)
- MASSMUTUAL PREMIER FUNDS (3)
- Jefferies International Ltd (3)
- Jefferies Leveraged Credit Products, LLC (3)
- MASSMUTUAL SELECT FUNDS (3)
- MML SERIES INVESTMENT FUND (3)
- MML Investment Advisers, LLC (3)
- TWEETER HOME ENTERTAINMENT GROUP INC (2)
- WCI COMMUNITIES INC (2)
- PM Liquidating Corp. (2)
- Bonds.com Group, Inc. (2)
- Jefferies Employees Special Opportunities Partners, LLC (2)
- Jefferies Special Opportunities Advisers, LLC (2)
- Easterly Acquisition Corp. (2)
- Cornerstone Real Estate Advisers LLC (1)
- Live Oak Acquisition Corp (1)
- Osiris Acquisition Corp. (1)
- Show More ...
Other (120)
13F-NT
Wednesday, 2/14/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Wednesday, 1/10/2024
Asset-backed securities report pursuant to Section 15G
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Wednesday, 1/18/2023
Asset-backed securities report pursuant to Section 15G
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Monday, 2/7/2022
Asset-backed securities report pursuant to Section 15G
13F-NT
Monday, 11/15/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/14/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Thursday, 2/4/2021
Asset-backed securities report pursuant to Section 15G
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/15/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Tuesday, 1/28/2020
Asset-backed securities report pursuant to Section 15G
13F-NT
Wednesday, 11/13/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Wednesday, 2/13/2019
Asset-backed securities report pursuant to Section 15G
13F-NT
Wednesday, 11/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Wednesday, 7/25/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Monday, 7/23/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Monday, 7/23/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Monday, 7/23/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-W
Wednesday, 7/18/2018
Notice of Withdrawal from Registration as a Municipal Advisor
MA-I/A
Monday, 7/9/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Thursday, 5/24/2018
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Tuesday, 5/15/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I
Wednesday, 5/2/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 4/18/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Wednesday, 2/28/2018
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA/A
Monday, 2/26/2018
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Wednesday, 2/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Friday, 2/9/2018
Asset-backed securities report pursuant to Section 15G
13F-NT
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Tuesday, 8/8/2017
Asset-backed securities report pursuant to Section 15G
13F-NT
Monday, 5/15/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 5/12/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
MA-I
Friday, 3/10/2017
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Tuesday, 3/7/2017
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Tuesday, 2/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Tuesday, 12/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 11/14/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Wednesday, 10/26/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 9/15/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Friday, 8/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 7/15/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
MA/A
Tuesday, 6/7/2016
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Wednesday, 5/11/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Thursday, 4/7/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 4/7/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 4/7/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 4/7/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 4/7/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 4/7/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Wednesday, 3/9/2016
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-A
Monday, 2/29/2016
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Friday, 2/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Friday, 2/5/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 12/17/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 11/25/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Friday, 11/20/2015
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Friday, 11/13/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/18/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/18/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Thursday, 4/9/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 4/9/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Tuesday, 2/17/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/17/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA
Thursday, 7/31/2014
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Wednesday, 7/30/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Friday, 5/16/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/18/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/18/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/15/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/15/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
Ownership (49)
3
Monday, 1/9/2023
Osiris Acquisition Corp.: Initial statement of beneficial ownership of securities
3
Tuesday, 5/19/2020
Live Oak Acquisition Corp: Initial statement of beneficial ownership of securities
4
Wednesday, 6/27/2018
Easterly Acquisition Corp.: Statement of changes in beneficial ownership of securities
3
Tuesday, 8/8/2017
Easterly Acquisition Corp.: Initial statement of beneficial ownership of securities
4
Wednesday, 6/10/2015
KCG Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/4/2014
KCG Holdings, Inc.: Statement of changes in beneficial ownership of securities
3
Thursday, 12/5/2013
KCG Holdings, Inc.: Initial statement of beneficial ownership of securities
SC 13D/A
Wednesday, 12/19/2012
KNIGHT CAPITAL GROUP, INC.: Major Shareholders
4
Thursday, 8/30/2012
KNIGHT CAPITAL GROUP, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/29/2012
KNIGHT CAPITAL GROUP, INC.: Statement of changes in beneficial ownership of securities
SC 13D
Thursday, 8/16/2012
KNIGHT CAPITAL GROUP, INC.: Major Shareholders
3
Thursday, 8/16/2012
KNIGHT CAPITAL GROUP, INC.: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 1/30/2012
RAM ENERGY RESOURCES INC: Major Shareholders
SC 13D
Friday, 12/30/2011
RAM ENERGY RESOURCES INC: Major Shareholders
4
Wednesday, 12/7/2011
Bonds.com Group, Inc.: Statement of changes in beneficial ownership of securities
3
Monday, 7/11/2011
Bonds.com Group, Inc.: Initial statement of beneficial ownership of securities
SC 13D/A
Wednesday, 12/22/2010
RAM ENERGY RESOURCES INC: Major Shareholders
4
Tuesday, 12/21/2010
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 2/3/2009
JEFFERIES GROUP INC /DE/: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 2/3/2009
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 1/7/2009
PM Liquidating Corp.: Major Shareholders
SC 13G
Wednesday, 1/7/2009
WCI COMMUNITIES INC: Major Shareholders
3
Wednesday, 1/7/2009
PM Liquidating Corp.: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 12/15/2008
RAM ENERGY RESOURCES INC: Major Shareholders
3
Thursday, 12/11/2008
WCI COMMUNITIES INC: Initial statement of beneficial ownership of securities
4
Thursday, 12/11/2008
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
4
Monday, 12/8/2008
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/3/2008
JEFFERIES GROUP INC /DE/: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 11/26/2008
RAM ENERGY RESOURCES INC: Major Shareholders
4
Tuesday, 11/25/2008
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 5/14/2008
RAM ENERGY RESOURCES INC: Major Shareholders
4
Monday, 5/12/2008
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
4/A
Monday, 5/12/2008
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
4
Thursday, 5/8/2008
RAM ENERGY RESOURCES INC: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2008
TWEETER HOME ENTERTAINMENT GROUP INC: Major Shareholders
SC 13D
Tuesday, 12/11/2007
RAM ENERGY RESOURCES INC: Major Shareholders
3
Monday, 12/10/2007
RAM ENERGY RESOURCES INC: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 10/10/2007
CRESUD INC: Major Shareholders
SC 13G
Wednesday, 2/14/2007
TWEETER HOME ENTERTAINMENT GROUP INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2007
CRESUD INC: Major Shareholders
SC 13G
Friday, 6/9/2006
CRESUD INC: Major Shareholders
SC 13G/A
Thursday, 2/9/2006
MIKOHN GAMING CORP: Major Shareholders
SC 13G/A
Thursday, 2/10/2005
MIKOHN GAMING CORP: Major Shareholders
SC 13G
Thursday, 7/1/2004
MIKOHN GAMING CORP: Major Shareholders
4
Friday, 3/5/2004
MIKOHN GAMING CORP: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 12/5/2003
MIKOHN GAMING CORP: Major Shareholders
3/A
Thursday, 11/13/2003
MIKOHN GAMING CORP: Initial statement of beneficial ownership of securities
SC 13G
Monday, 11/10/2003
MIKOHN GAMING CORP: Major Shareholders
3
Friday, 10/24/2003
MIKOHN GAMING CORP: Initial statement of beneficial ownership of securities