Neuberger Berman Investment Advisers LLC
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Other (62)
13F-NT
Friday, 2/9/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/12/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-6B/A
Thursday, 12/29/2022
Application under the Investment Company Act by an employees’ securities company
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 9/22/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 8/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 8/5/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 5/13/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 11/18/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 11/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 8/6/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-6B/A
Friday, 5/28/2021
Application under the Investment Company Act by an employees’ securities company
13F-NT
Thursday, 5/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/10/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 1/22/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 11/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 9/11/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 8/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 8/7/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 5/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-6B/A
Thursday, 5/14/2020
Application under the Investment Company Act by an employees’ securities company
40-APP
Friday, 4/17/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Wednesday, 2/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/13/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-6B
Thursday, 8/22/2019
Application under the Investment Company Act by an employees’ securities company
13F-NT
Tuesday, 8/13/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/13/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
CORRESP
Friday, 5/3/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-NT
Tuesday, 2/12/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/13/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/13/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/8/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Monday, 4/16/2018
None
APP NTC
Monday, 4/16/2018
None
13F-NT
Wednesday, 2/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/15/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/8/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/10/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Tuesday, 3/28/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 2/27/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 2/6/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 12/21/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Wednesday, 11/2/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 9/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 9/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 8/5/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/6/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 2/4/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 1/28/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-6C/A
Monday, 12/27/2004
None
40-APP/A
Friday, 12/17/2004
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-6C/A
Friday, 1/2/2004
None
40-6C
Friday, 11/21/2003
None
40-APP/A
Thursday, 11/20/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 11/10/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-6C
Monday, 5/12/2003
None
40-APP
Monday, 4/28/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
Ownership (42)
3
Friday, 12/8/2023
Jackson Credit Opportunities Fund: Initial statement of beneficial ownership of securities
4
Wednesday, 4/26/2023
Getty Images Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/29/2023
E2open Parent Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/9/2023
Getty Images Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2023
E2open Parent Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 10/21/2022
Getty Images Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 10/14/2022
E2open Parent Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/20/2022
Getty Images Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/31/2022
Getty Images Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 8/26/2022
Getty Images Holdings, Inc.: Statement of changes in beneficial ownership of securities
3
Monday, 8/1/2022
Getty Images Holdings, Inc.: Initial statement of beneficial ownership of securities
4
Friday, 5/13/2022
E2open Parent Holdings, Inc.: Statement of changes in beneficial ownership of securities
3
Friday, 3/11/2022
NB Crossroads Private Markets Fund VII LP: Initial statement of beneficial ownership of securities
3
Friday, 3/11/2022
NB Crossroads Private Markets Fund VII Holdings LP: Initial statement of beneficial ownership of securities
4
Friday, 11/19/2021
E2open Parent Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 9/3/2021
E2open Parent Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/10/2021
E2open Parent Holdings, Inc.: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/26/2021
Neuberger Berman Next Generation Connectivity Fund Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 2/16/2021
E2open Parent Holdings, Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 12/15/2020
NB Crossroads Private Markets Access Fund LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 2/18/2020
NB Crossroads Private Markets Fund VI Advisory LP: Initial statement of beneficial ownership of securities
3
Tuesday, 2/18/2020
NB Crossroads Private Markets Fund VI LP: Initial statement of beneficial ownership of securities
3
Tuesday, 2/18/2020
NB Crossroads Private Markets Fund VI Custody LP: Initial statement of beneficial ownership of securities
3
Tuesday, 2/18/2020
NB Crossroads Private Markets Fund VI Holdings LP: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund V (TE) Advisory LP: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
UST Global Private Markets Fund, LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Excelsior Private Markets Fund III (TE), LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Excelsior Private Markets Fund II (TI), LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund V (TI) LP: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund IV (TI) - Client LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Excelsior Private Markets Fund II (TE), LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Excelsior Private Markets Fund III (Master), LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund IV Holdings LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund V (TE) LP: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund V Holdings LP: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund IV (TE) - Client LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
NB Crossroads Private Markets Fund V (TI) Advisory LP: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Excelsior Private Markets Fund III (TI), LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
EXCELSIOR VENTURE PARTNERS III LLC: Initial statement of beneficial ownership of securities
3
Tuesday, 6/12/2018
Excelsior Private Markets Fund II (Master), LLC: Initial statement of beneficial ownership of securities
3
Friday, 8/6/2010
Neuberger Berman High Yield Strategies Fund Inc.: Initial statement of beneficial ownership of securities
3
Friday, 7/25/2003
LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND: Initial statement of beneficial ownership of securities
Proxies (9)
DFAN14A
Thursday, 6/6/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 6/3/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 5/31/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 5/29/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 5/29/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFN14A
Monday, 5/13/2019
Definitive proxy statement filed by non-management
DFAN14A
Monday, 5/13/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PRRN14A
Friday, 5/3/2019
Revised preliminary proxy statement filed by non-management
PREN14A
Wednesday, 4/24/2019
Preliminary proxy statement filed by non-management