UBS FINANCIAL SERVICES INC

Related Filers (23)

Other (93)

13F-NT
Wednesday, 2/7/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/9/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/12/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/8/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/15/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/11/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/31/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/1/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/15/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/12/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-206A
Tuesday, 11/22/2016
None
13F-NT
Monday, 11/14/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/13/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/14/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/8/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/4/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/10/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/11/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/6/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/12/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/20/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/3/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/7/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 1/31/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 12/19/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 11/13/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/6/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/9/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/2/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/10/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/12/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Tuesday, 6/21/2011
None
APP NTC
Tuesday, 5/17/2011
None
13F-NT
Friday, 5/13/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Monday, 5/9/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NO ACT
Monday, 5/9/2011
None
13F-NT
Monday, 2/14/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/15/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-206A
Friday, 10/22/2010
None
13F-NT
Thursday, 8/12/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 4/29/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/9/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/9/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/13/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/11/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Thursday, 3/19/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Wednesday, 2/11/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Friday, 1/30/2009
None
40-APP/A
Monday, 1/12/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 12/16/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 11/3/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/4/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/13/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/12/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/13/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/10/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/14/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/13/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
REGDEX
Monday, 12/18/2006
Form D (PDF)
13F-NT
Monday, 11/13/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/7/2005
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Monday, 8/15/2005
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 12/1/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 11/26/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 4/28/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
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Ownership (3)

SC 13G/A
Wednesday, 1/9/2002
OPTICAL CABLE CORP: Major Shareholders
SC 13G/A
Friday, 12/7/2001
OPTICAL CABLE CORP: Major Shareholders
SC 13G
Friday, 11/9/2001
OPTICAL CABLE CORP: Major Shareholders
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