ALLIANCEBERNSTEIN L.P.
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Financials (102)
10-K
Friday, 2/9/2024
Annual Report for period ending 2023-12-31
10-Q
Thursday, 10/26/2023
Quarterly Report for period ending 2023-09-30
10-Q
Thursday, 7/27/2023
Quarterly Report for period ending 2023-06-30
10-Q
Wednesday, 4/26/2023
Quarterly Report for period ending 2023-03-31
10-K
Friday, 2/10/2023
Annual Report for period ending 2022-12-31
10-Q
Friday, 10/28/2022
Quarterly Report for period ending 2022-09-30
10-Q
Friday, 7/29/2022
Quarterly Report for period ending 2022-06-30
10-Q
Friday, 4/29/2022
Quarterly Report for period ending 2022-03-31
10-K
Friday, 2/11/2022
Annual Report for period ending 2021-12-31
10-Q
Thursday, 10/28/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 7/29/2021
Quarterly Report for period ending 2021-06-30
10-Q
Thursday, 4/29/2021
Quarterly Report for period ending 2021-03-31
10-K
Thursday, 2/11/2021
Annual Report for period ending 2020-12-31
10-Q
Thursday, 10/22/2020
Quarterly Report for period ending 2020-09-30
10-Q
Thursday, 7/23/2020
Quarterly Report for period ending 2020-06-30
10-Q
Tuesday, 4/28/2020
Quarterly Report for period ending 2020-03-31
10-K
Wednesday, 2/12/2020
Annual Report for period ending 2019-12-31
10-Q
Thursday, 10/24/2019
Quarterly Report for period ending 2019-09-30
10-Q
Thursday, 7/25/2019
Quarterly Report for period ending 2019-06-30
10-Q
Thursday, 4/25/2019
Quarterly Report for period ending 2019-03-31
10-K
Wednesday, 2/13/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 10/24/2018
Quarterly Report for period ending 2018-09-30
10-Q
Thursday, 7/26/2018
Quarterly Report for period ending 2018-06-30
10-Q
Thursday, 4/26/2018
Quarterly Report for period ending 2018-03-31
10-K
Tuesday, 2/13/2018
Annual Report for period ending 2017-12-31
10-Q
Wednesday, 10/25/2017
Quarterly Report for period ending 2017-09-30
10-Q
Thursday, 7/27/2017
Quarterly Report for period ending 2017-06-30
10-Q
Thursday, 4/27/2017
Quarterly Report for period ending 2017-03-31
10-K
Tuesday, 2/14/2017
Annual Report for period ending 2016-12-31
10-Q
Wednesday, 10/26/2016
Quarterly Report for period ending 2016-09-30
10-Q
Thursday, 7/28/2016
Quarterly Report for period ending 2016-06-30
10-Q
Thursday, 4/28/2016
Quarterly Report for period ending 2016-03-31
10-K
Thursday, 2/11/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 10/22/2015
Quarterly Report for period ending 2015-09-30
10-Q
Thursday, 7/30/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 4/30/2015
Quarterly Report for period ending 2015-03-31
10-K
Thursday, 2/12/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 10/23/2014
Quarterly Report for period ending 2014-09-30
10-Q
Wednesday, 7/30/2014
Quarterly Report for period ending 2014-06-30
10-Q
Wednesday, 4/30/2014
Quarterly Report for period ending 2014-03-31
10-K
Wednesday, 2/12/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 10/24/2013
Quarterly Report for period ending 2013-09-30
10-Q
Wednesday, 7/31/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/1/2013
Quarterly Report for period ending 2013-03-31
10-K
Tuesday, 2/12/2013
Annual Report for period ending 2012-12-31
10-Q
Wednesday, 10/24/2012
Quarterly Report for period ending 2012-09-30
10-Q
Thursday, 8/2/2012
Quarterly Report for period ending 2012-06-30
10-Q
Wednesday, 5/2/2012
Quarterly Report for period ending 2012-03-31
10-K
Friday, 2/10/2012
Annual Report for period ending 2011-12-31
10-Q
Wednesday, 10/26/2011
Quarterly Report for period ending 2011-09-30
10-Q/A
Friday, 8/26/2011
Quarterly Report for period ending 2011-06-30
10-Q
Friday, 7/29/2011
Quarterly Report for period ending 2011-06-30
10-Q
Monday, 5/2/2011
Quarterly Report for period ending 2011-03-31
10-K
Thursday, 2/10/2011
Annual Report for period ending 2010-12-31
10-Q
Thursday, 10/28/2010
Quarterly Report for period ending 2010-09-30
10-Q/A
Thursday, 8/26/2010
Quarterly Report for period ending 2010-06-30
10-Q
Monday, 8/2/2010
Quarterly Report for period ending 2010-06-30
10-Q
Monday, 5/3/2010
Quarterly Report for period ending 2010-03-31
10-K
Thursday, 2/11/2010
Annual Report for period ending 2009-12-31
10-Q
Thursday, 10/29/2009
Quarterly Report for period ending 2009-09-30
10-Q
Thursday, 7/30/2009
Quarterly Report for period ending 2009-06-30
10-Q
Friday, 5/8/2009
Quarterly Report for period ending 2009-03-31
10-K/A
Thursday, 4/23/2009
Annual Report for period ending 2008-12-31
10-K
Monday, 2/23/2009
Annual Report for period ending 2008-12-31
10-Q
Friday, 10/31/2008
Quarterly Report for period ending 2008-09-30
10-Q
Friday, 8/1/2008
Quarterly Report for period ending 2008-06-30
10-Q
Monday, 5/5/2008
Quarterly Report for period ending 2008-03-31
10-K
Monday, 2/25/2008
Annual Report for period ending 2007-12-31
10-Q
Monday, 11/5/2007
Quarterly Report for period ending 2007-09-30
10-Q
Friday, 8/3/2007
Quarterly Report for period ending 2007-06-30
10-Q
Friday, 5/4/2007
Quarterly Report for period ending 2007-03-31
10-K
Wednesday, 2/28/2007
Annual Report for period ending 2006-12-31
10-Q
Wednesday, 11/8/2006
Quarterly Report for period ending 2006-09-30
10-Q
Monday, 8/7/2006
Quarterly Report for period ending 2006-06-30
10-Q
Monday, 5/8/2006
Quarterly Report for period ending 2006-03-31
10-K
Friday, 2/24/2006
Annual Report for period ending 2005-12-31
10-Q
Monday, 11/7/2005
Quarterly Report for period ending 2005-09-30
10-Q
Friday, 8/5/2005
Quarterly Report for period ending 2005-06-30
10-Q
Friday, 5/6/2005
Quarterly Report for period ending 2005-03-31
10-K
Tuesday, 3/15/2005
Annual Report for period ending 2004-12-31
10-Q
Monday, 11/8/2004
Quarterly Report for period ending 2004-09-30
10-Q
Friday, 8/6/2004
Quarterly Report for period ending 2004-06-30
10-Q
Friday, 5/7/2004
Quarterly Report for period ending 2004-03-31
10-K/A
Friday, 3/19/2004
Annual Report for period ending 2003-12-31
10-K
Wednesday, 3/10/2004
Annual Report for period ending 2003-12-31
NT 10-Q
Monday, 11/17/2003
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2003-09-30
10-Q
Monday, 11/17/2003
Quarterly Report for period ending 2003-09-30
10-Q
Wednesday, 8/13/2003
Quarterly Report for period ending 2003-06-30
10-Q
Wednesday, 5/14/2003
Quarterly Report for period ending 2003-03-31
10-K
Thursday, 3/27/2003
Annual Report for period ending 2002-12-31
10-Q
Thursday, 11/14/2002
Quarterly Report for period ending 2002-09-30
10-Q
Wednesday, 8/14/2002
Quarterly Report for period ending 2002-06-30
10-Q
Monday, 5/13/2002
Quarterly Report for period ending 2002-03-31
10-K
Thursday, 3/28/2002
Annual Report for period ending 2001-12-31
10-Q
Wednesday, 11/14/2001
Quarterly Report for period ending 2001-09-30
10-Q
Thursday, 8/2/2001
Quarterly Report for period ending 2001-06-30
10-Q
Monday, 5/14/2001
Quarterly Report for period ending 2001-03-31
10-Q
Tuesday, 11/7/2000
Quarterly Report for period ending 2000-09-30
10-Q
Monday, 8/14/2000
Quarterly Report for period ending 2000-06-30
10-Q
Tuesday, 7/11/2000
Quarterly Report for period ending 1999-09-30
News (517)
8-K
Monday, 2/12/2024
Current report filing
8-K
Tuesday, 2/6/2024
Current report filing
8-K
Wednesday, 1/17/2024
Current report filing
8-K
Wednesday, 1/10/2024
Current report filing
8-K
Monday, 1/8/2024
Current report filing
8-K
Monday, 12/11/2023
Current report filing
8-K
Thursday, 11/9/2023
Current report filing
8-K
Friday, 10/27/2023
Current report filing
8-K
Tuesday, 10/10/2023
Current report filing
8-K
Tuesday, 9/12/2023
Current report filing
8-K
Monday, 8/21/2023
Current report filing
8-K
Thursday, 8/10/2023
Current report filing
8-K
Thursday, 7/27/2023
Current report filing
8-K
Wednesday, 7/12/2023
Current report filing
8-K
Monday, 6/12/2023
Current report filing
8-K
Thursday, 6/1/2023
Current report filing
8-K
Tuesday, 5/9/2023
Current report filing
8-K
Wednesday, 4/26/2023
Current report filing
8-K
Wednesday, 4/12/2023
Current report filing
8-K
Thursday, 3/9/2023
Current report filing
8-K
Friday, 2/10/2023
Current report filing
8-K
Wednesday, 2/8/2023
Current report filing
8-K
Thursday, 1/12/2023
Current report filing
8-K
Tuesday, 12/13/2022
Current report filing
8-K
Tuesday, 11/22/2022
Current report filing
8-K
Thursday, 11/10/2022
Current report filing
8-K
Friday, 10/28/2022
Current report filing
8-K
Wednesday, 10/12/2022
Current report filing
8-K
Monday, 9/12/2022
Current report filing
8-K
Friday, 8/12/2022
Current report filing
8-K
Friday, 7/29/2022
Current report filing
8-K
Tuesday, 7/12/2022
Current report filing
8-K
Wednesday, 7/6/2022
Current report filing
8-K
Friday, 7/1/2022
Current report filing
8-K
Thursday, 6/9/2022
Current report filing
8-K
Thursday, 5/12/2022
Current report filing
8-K
Friday, 4/29/2022
Current report filing
8-K
Monday, 4/11/2022
Current report filing
8-K
Wednesday, 3/23/2022
Current report filing
8-K
Wednesday, 3/23/2022
Current report filing
8-K
Thursday, 3/17/2022
Current report filing
8-K
Wednesday, 3/9/2022
Current report filing
8-K
Friday, 2/11/2022
Current report filing
8-K
Wednesday, 1/12/2022
Current report filing
8-K
Monday, 12/13/2021
Current report filing
8-K
Wednesday, 11/10/2021
Current report filing
8-K
Thursday, 10/28/2021
Current report filing
8-K
Friday, 10/22/2021
Current report filing
8-K
Tuesday, 10/19/2021
Current report filing
8-K
Tuesday, 10/12/2021
Current report filing
8-K
Monday, 9/27/2021
Current report filing
8-K
Monday, 9/13/2021
Current report filing
8-K
Wednesday, 8/11/2021
Current report filing
8-K
Thursday, 7/29/2021
Current report filing
8-K
Monday, 7/12/2021
Current report filing
8-K
Wednesday, 6/9/2021
Current report filing
8-K
Thursday, 5/13/2021
Current report filing
8-K
Tuesday, 5/4/2021
Current report filing
8-K
Thursday, 4/29/2021
Current report filing
8-K
Tuesday, 4/13/2021
Current report filing
8-K
Wednesday, 3/10/2021
Current report filing
8-K
Thursday, 2/11/2021
Current report filing
8-K
Tuesday, 1/12/2021
Current report filing
8-K
Monday, 12/14/2020
Current report filing
8-K
Wednesday, 12/9/2020
Current report filing
8-K
Thursday, 11/12/2020
Current report filing
8-K
Thursday, 10/22/2020
Current report filing
8-K
Tuesday, 10/13/2020
Current report filing
8-K
Wednesday, 9/23/2020
Current report filing
8-K
Thursday, 9/10/2020
Current report filing
8-K
Wednesday, 8/26/2020
Current report filing
8-K
Tuesday, 8/11/2020
Current report filing
8-K
Thursday, 7/23/2020
Current report filing
8-K
Monday, 7/13/2020
Current report filing
8-K
Monday, 7/6/2020
Current report filing
8-K
Thursday, 6/11/2020
Current report filing
8-K
Tuesday, 6/9/2020
Current report filing
8-K
Monday, 5/11/2020
Current report filing
8-K
Tuesday, 4/28/2020
Current report filing
8-K
Tuesday, 4/14/2020
Current report filing
8-K
Monday, 3/30/2020
Current report filing
8-K
Tuesday, 3/10/2020
Current report filing
8-K
Wednesday, 2/12/2020
Current report filing
8-K
Monday, 1/13/2020
Current report filing
8-K
Monday, 1/13/2020
Current report filing
8-K
Thursday, 12/19/2019
Current report filing
8-K
Wednesday, 12/11/2019
Current report filing
8-K
Wednesday, 11/27/2019
Current report filing
8-K
Wednesday, 11/13/2019
Current report filing
8-K
Monday, 11/4/2019
Current report filing
8-K
Thursday, 10/24/2019
Current report filing
8-K
Thursday, 10/10/2019
Current report filing
8-K
Wednesday, 9/11/2019
Current report filing
8-K
Tuesday, 8/13/2019
Current report filing
8-K
Thursday, 7/25/2019
Current report filing
8-K
Thursday, 7/11/2019
Current report filing
8-K
Friday, 6/21/2019
Current report filing
8-K
Wednesday, 6/12/2019
Current report filing
8-K
Wednesday, 6/5/2019
Current report filing
8-K
Monday, 5/13/2019
Current report filing
Other (158)
13F-HR
Wednesday, 2/14/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Wednesday, 12/13/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Tuesday, 11/14/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/15/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Friday, 8/4/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Monday, 5/15/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 2/15/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/15/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/15/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/13/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 2/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/10/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 7/30/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 5/6/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 2/8/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/12/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/13/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 5/14/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/18/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 2/12/2020
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Thursday, 11/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 10/24/2019
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Wednesday, 8/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 7/25/2019
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Tuesday, 5/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 4/25/2019
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
IRANNOTICE
Wednesday, 2/13/2019
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Wednesday, 2/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/8/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 10/24/2018
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Monday, 8/13/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 7/26/2018
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Monday, 5/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 4/26/2018
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Tuesday, 2/13/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Tuesday, 2/13/2018
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Monday, 11/13/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 10/25/2017
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Thursday, 8/10/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 7/27/2017
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Thursday, 5/11/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 4/27/2017
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
IRANNOTICE
Tuesday, 2/14/2017
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Monday, 2/13/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/10/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 10/26/2016
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Thursday, 8/11/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 7/28/2016
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
6B ORDR
Monday, 5/23/2016
None
13F-HR
Friday, 5/13/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 4/28/2016
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
6B NTC
Monday, 4/25/2016
None
13F-HR/A
Tuesday, 2/16/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/12/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 2/11/2016
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
40-6B/A
Thursday, 1/28/2016
Application under the Investment Company Act by an employees’ securities company
13F-HR
Friday, 11/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 10/22/2015
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Friday, 8/14/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Friday, 7/31/2015
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Wednesday, 5/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Wednesday, 5/6/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
IRANNOTICE
Thursday, 4/30/2015
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
40-6B
Monday, 4/20/2015
Application under the Investment Company Act by an employees’ securities company
CORRESP
Thursday, 4/9/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Friday, 2/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 2/12/2015
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
40-APP/A
Wednesday, 1/7/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 11/13/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Tuesday, 11/4/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
IRANNOTICE
Thursday, 10/23/2014
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
APP WD
Monday, 10/20/2014
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Tuesday, 10/7/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 8/22/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 8/13/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 7/30/2014
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
40-APP/A
Tuesday, 6/10/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 5/22/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 5/13/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Monday, 5/12/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
IRANNOTICE
Wednesday, 4/30/2014
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
40-APP/A
Monday, 3/31/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 2/13/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 2/12/2014
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
EFFECT
Tuesday, 11/19/2013
Notice of Effectiveness
CORRESP
Monday, 11/18/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Thursday, 11/14/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 11/14/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 11/14/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Friday, 11/8/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Tuesday, 10/29/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
IRANNOTICE
Thursday, 10/24/2013
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
CORRESP
Wednesday, 10/23/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
DEL AM
Monday, 9/23/2013
Separately filed delaying amendment under Securities Act Rule 473 to delay effectiveness of a 1933 Act registration statement
13F-HR
Tuesday, 8/13/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 7/31/2013
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR/A
Friday, 5/10/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 5/9/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Wednesday, 5/1/2013
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Friday, 4/19/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
Ownership (1221)
SC 13G/A
Wednesday, 2/14/2024
California BanCorp: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
COMMVAULT SYSTEMS INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Star Bulk Carriers Corp.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
ATI INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Grocery Outlet Holding Corp.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
STERICYCLE INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
FIRST BANCORP /PR/: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
MASONITE INTERNATIONAL CORP: Major Shareholders
SC 13G
Wednesday, 2/14/2024
Klaviyo, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
MAGNACHIP SEMICONDUCTOR Corp: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Hilton Grand Vacations Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
LINKBANCORP, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Citizens Community Bancorp Inc.: Major Shareholders
SC 13G
Wednesday, 2/14/2024
First Seacoast Bancorp, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Citi Trends Inc: Major Shareholders
SC 13G
Wednesday, 2/14/2024
BankFinancial CORP: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
HERC HOLDINGS INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
National Vision Holdings, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Coherus BioSciences, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
PATRIOT NATIONAL BANCORP INC: Major Shareholders
SC 13G
Wednesday, 2/14/2024
Pathfinder Bancorp, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
HOULIHAN LOKEY, INC.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
ATI INC: Major Shareholders
SC 13G
Wednesday, 2/14/2024
CALIX, INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Affinity Bancshares, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
MainStreet Bancshares, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Carter Bankshares, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Sally Beauty Holdings, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
FIRST BANCORP /PR/: Major Shareholders
SC 13G
Wednesday, 2/14/2024
BV Financial, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Arcosa, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Vital Farms, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Dine Brands Global, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
SB FINANCIAL GROUP, INC.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
TETRA TECH INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
CF BANKSHARES INC.: Major Shareholders
SC 13G
Wednesday, 2/14/2024
Cullman Bancorp, Inc. /MD/: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
ACI WORLDWIDE, INC.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Finwise Bancorp: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
TREACE MEDICAL CONCEPTS, INC.: Major Shareholders
SC 13G
Wednesday, 2/14/2024
HERITAGE FINANCIAL CORP /WA/: Major Shareholders
SC 13G
Wednesday, 2/14/2024
Princeton Bancorp, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
HEXCEL CORP /DE/: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Great Lakes Dredge & Dock CORP: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
AEMETIS, INC: Major Shareholders
SC 13G
Wednesday, 2/14/2024
HAYNES INTERNATIONAL INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Berry Corp (bry): Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
MANHATTAN ASSOCIATES INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
EPAM Systems, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Blue Bird Corp: Major Shareholders
SC 13G
Wednesday, 2/14/2024
Cullman Bancorp, Inc. /MD/: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
HarborOne Bancorp, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
SHYFT GROUP, INC.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
HAIN CELESTIAL GROUP INC: Major Shareholders
SC 13G
Wednesday, 2/14/2024
MACATAWA BANK CORP: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
REV Group, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
1895 Bancorp of Wisconsin, Inc. /MD/: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
VEEVA SYSTEMS INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Shift4 Payments, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Hanover Bancorp, Inc. /NY: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Spirit AeroSystems Holdings, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
European Wax Center, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Star Bulk Carriers Corp.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
ICHOR HOLDINGS, LTD.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
AtriCure, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Generations Bancorp NY, Inc.: Major Shareholders
SC 13G
Wednesday, 2/14/2024
Territorial Bancorp Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Magyar Bancorp, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
OP Bancorp: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Helmerich & Payne, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Chefs' Warehouse, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Richmond Mutual Bancorporation, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Pediatrix Medical Group, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
HMN FINANCIAL INC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Nomad Foods Ltd: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Flywire Corp: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Affinity Bancshares, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Magnolia Oil & Gas Corp: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
GOODYEAR TIRE & RUBBER CO /OH/: Major Shareholders
SC 13G
Wednesday, 2/14/2024
VersaBank: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
TEXAS CAPITAL BANCSHARES INC/TX: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
Lumentum Holdings Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
DYCOM INDUSTRIES INC: Major Shareholders
SC 13G
Wednesday, 2/14/2024
Sound Financial Bancorp, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2024
ECB Bancorp, Inc. /MD/: Major Shareholders
SC 13G/A
Wednesday, 1/10/2024
GENESCO INC: Major Shareholders
SC 13G/A
Friday, 12/8/2023
Sunlight Financial Holdings Inc.: Major Shareholders
SC 13G/A
Monday, 9/11/2023
Sunlight Financial Holdings Inc.: Major Shareholders
SC 13G
Monday, 9/11/2023
Sunlight Financial Holdings Inc.: Major Shareholders
SC 13G/A
Thursday, 8/10/2023
Silk Road Medical Inc: Major Shareholders
SC 13G/A
Wednesday, 5/10/2023
Pediatrix Medical Group, Inc.: Major Shareholders
SC 13G/A
Wednesday, 5/10/2023
Sunlight Financial Holdings Inc.: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
CARPENTER TECHNOLOGY CORP: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
TREX CO INC: Major Shareholders
SC 13G
Tuesday, 2/14/2023
MANHATTAN ASSOCIATES INC: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
Citi Trends Inc: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
Inari Medical, Inc.: Major Shareholders
SC 13G
Tuesday, 2/14/2023
FIRST BANCORP /PR/: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
Freshworks Inc.: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
GULFPORT ENERGY CORP: Major Shareholders
Prospectus (9)
424B3
Wednesday, 11/20/2013
Prospectus filed pursuant to Rule 424(b)(3)
S-4/A
Friday, 11/8/2013
Registration of securities issued in business combination transactions
S-4/A
Wednesday, 10/23/2013
Registration of securities issued in business combination transactions
S-4
Friday, 9/13/2013
Registration of securities issued in business combination transactions
425
Friday, 8/16/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
424B2
Friday, 8/10/2001
Prospectus filed pursuant to Rule 424(b)(2)
424B3
Monday, 8/6/2001
Prospectus filed pursuant to Rule 424(b)(3)
S-3
Wednesday, 7/11/2001
Registration statement for specified transactions by certain issuers
S-8
Tuesday, 10/3/2000
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans