HIGHLAND FLOATING RATE ADVANTAGE FUND
Related Filers (38)
- HIGHLAND FLOATING RATE FUND (8)
- COLUMBIA FUNDS TRUST III (8)
- COLUMBIA FUNDS TRUST IV (7)
- COLUMBIA FUNDS TRUST I (7)
- COLUMBIA FUNDS TRUST II (7)
- COLUMBIA FUNDS TRUST XI (6)
- COLUMBIA FUNDS TRUST V (6)
- COLUMBIA FUNDS TRUST VIII (5)
- COLUMBIA FUNDS TRUST IX (5)
- COLUMBIA FUNDS TRUST VII (5)
- HIGHLAND INSTITUTIONAL FLOATING RATE INCOME FUND (5)
- COLUMBIA FUNDS TRUST VI (4)
- LIBERTY STEIN ROE ADVISOR TRUST (3)
- LIBERTY ACORN TRUST (2)
- DONDERO JAMES D (2)
- COLONIAL INVESTMENT GRADE INTERVAL TRUST (1)
- LIBERTY FUNDS TRUST IX (1)
- LIBERTY STEIN ROE FUNDS TRUST (1)
- SIMPSON PATRICK J (1)
- WOOLWORTH RICHARD L (1)
- ROZENSON DAVID A (1)
- Clarke Michael G (1)
- Dougherty Raymond Joseph (1)
- Minces Michael S (1)
- LEARY JAMES (1)
- HUI TIMOTHY K (1)
- WARD BRYAN A (1)
- KAVANAUGH SCOTT F (1)
- PROSPECT STREET INCOME SHARES INC (1)
- Restoration Opportunities Fund (1)
- PROSPECT STREET HIGH INCOME PORTFOLIO INC (1)
- HIGHLAND FLOATING RATE LTD LIABILITY CO (1)
- Highland Corporate Opportunities Fund (1)
- Blackburn Michael Jason (1)
- Borud Brad K (1)
- OKADA MARK (1)
- HIGHLAND CAPITAL MANAGEMENT LP (1)
- Highland Funds I (1)
- Show More ...
Financials (1)
NT-NSAR
Tuesday, 5/1/2001
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2001-02-28
Other (246)
N-8F ORDR
Tuesday, 4/30/2013
None
N-8F NTC
Tuesday, 4/2/2013
None
N-8F/A
Thursday, 1/24/2013
Application for deregistration made on Form N-8F
N-8F
Friday, 10/12/2012
Application for deregistration made on Form N-8F
NSAR-B
Monday, 8/29/2011
Annual report for management companies filed on Form N-SAR
40-17G/A
Monday, 6/6/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 5/10/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Monday, 4/25/2011
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Wednesday, 3/9/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Tuesday, 3/8/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 3/2/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NSAR-A
Friday, 2/25/2011
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Tuesday, 1/25/2011
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Friday, 11/19/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Wednesday, 11/3/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Friday, 10/29/2010
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Friday, 10/8/2010
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSR
Tuesday, 9/7/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Tuesday, 8/31/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Friday, 8/27/2010
Annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/26/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 7/27/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Monday, 7/12/2010
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Friday, 5/7/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Friday, 5/7/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-APP
Friday, 5/7/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NSAR-A
Wednesday, 4/28/2010
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Tuesday, 4/13/2010
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Tuesday, 1/26/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Tuesday, 1/12/2010
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 1/4/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Tuesday, 12/29/2009
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Thursday, 11/5/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 10/30/2009
Annual report for management companies filed on Form N-SAR
497
Friday, 10/30/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Friday, 10/16/2009
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-23C3A/A
Friday, 10/16/2009
None
40-17G
Friday, 9/25/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/17/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 7/28/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 7/17/2009
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Tuesday, 5/5/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 4/24/2009
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Wednesday, 4/15/2009
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Monday, 1/26/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 1/16/2009
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Wednesday, 12/31/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Tuesday, 12/23/2008
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Monday, 11/3/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 10/28/2008
Annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 10/17/2008
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Friday, 9/26/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Tuesday, 9/23/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Thursday, 8/28/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-23C3A
Friday, 7/18/2008
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Friday, 7/18/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 5/6/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Friday, 5/2/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-A
Friday, 4/25/2008
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 4/18/2008
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Tuesday, 4/1/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Friday, 1/18/2008
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Thursday, 1/17/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 1/4/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-8A/A
Tuesday, 12/18/2007
Initial notification of registration under Section 8(a) filed on Form N-8A
486BPOS
Tuesday, 12/18/2007
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Wednesday, 10/31/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
486APOS
Tuesday, 10/30/2007
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
NSAR-B
Monday, 10/29/2007
Annual report for management companies filed on Form N-SAR
N-23C3A
Thursday, 10/18/2007
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Friday, 8/31/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Thursday, 8/23/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Thursday, 7/19/2007
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 7/16/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Thursday, 7/12/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 6/8/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 4/27/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 4/26/2007
Semi-annual report for management companies filed on Form N-SAR
N-23C3B
Thursday, 4/19/2007
Filing pursuant to Rule 23c-3(c) only on Form N-23C-3
N-2
Friday, 4/13/2007
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-Q
Friday, 1/26/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 1/19/2007
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Friday, 1/5/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Friday, 12/29/2006
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
497
Monday, 12/18/2006
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSR
Monday, 11/6/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
486APOS
Monday, 10/30/2006
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
NSAR-B
Friday, 10/27/2006
Annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 10/20/2006
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Wednesday, 8/30/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Tuesday, 8/22/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Wednesday, 8/9/2006
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-Q
Thursday, 7/27/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 7/21/2006
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 6/5/2006
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Thursday, 4/27/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 4/27/2006
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 4/21/2006
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 3/27/2006
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 1/30/2006
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
Ownership (20)
5
Tuesday, 2/17/2009
DONDERO JAMES D: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 2/17/2009
OKADA MARK: Annual statement of changes in beneficial ownership of securities
3
Wednesday, 2/4/2009
Borud Brad K: Initial statement of beneficial ownership of securities
4
Tuesday, 9/6/2005
Blackburn Michael Jason: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 9/6/2005
Blackburn Michael Jason: Statement of changes in beneficial ownership of securities
4
Friday, 11/12/2004
Blackburn Michael Jason: Statement of changes in beneficial ownership of securities
3
Friday, 11/5/2004
KAVANAUGH SCOTT F: Initial statement of beneficial ownership of securities
3
Friday, 11/5/2004
WARD BRYAN A: Initial statement of beneficial ownership of securities
3
Friday, 10/22/2004
HUI TIMOTHY K: Initial statement of beneficial ownership of securities
3
Friday, 10/22/2004
LEARY JAMES: Initial statement of beneficial ownership of securities
3
Monday, 10/18/2004
Minces Michael S: Initial statement of beneficial ownership of securities
3
Friday, 10/8/2004
Dougherty Raymond Joseph: Initial statement of beneficial ownership of securities
3
Friday, 10/8/2004
Blackburn Michael Jason: Initial statement of beneficial ownership of securities
4
Thursday, 8/19/2004
OKADA MARK: Statement of changes in beneficial ownership of securities
3
Friday, 5/21/2004
Clarke Michael G: Initial statement of beneficial ownership of securities
3
Monday, 4/26/2004
DONDERO JAMES D: Initial statement of beneficial ownership of securities
3
Monday, 4/26/2004
OKADA MARK: Initial statement of beneficial ownership of securities
3
Wednesday, 12/10/2003
ROZENSON DAVID A: Initial statement of beneficial ownership of securities
3
Wednesday, 12/3/2003
SIMPSON PATRICK J: Initial statement of beneficial ownership of securities
3
Wednesday, 12/3/2003
WOOLWORTH RICHARD L: Initial statement of beneficial ownership of securities
Proxies (9)
DEF 14A
Tuesday, 6/12/2007
Definitive proxy statements
PRE 14A
Friday, 5/11/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 10/4/2006
Definitive proxy statements
PRER14A
Friday, 9/15/2006
Preliminary revised proxy soliciting materials
PRE 14A
Friday, 7/7/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
PRE 14A
Friday, 12/2/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 6/21/2004
Definitive proxy statements
PRE 14A
Friday, 5/28/2004
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 8/29/2001
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.