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Other (406)
N-8F ORDR
Friday, 7/24/2020
None
N-8F NTC
Friday, 6/26/2020
None
N-8F
Monday, 5/4/2020
Application for deregistration made on Form N-8F
N-CEN
Tuesday, 10/15/2019
Annual Report for Registered Investment Companies
NPORT-EX
Friday, 6/28/2019
Portfolio Holdings Exhibit to Form N-PORT
497K
Thursday, 4/25/2019
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Thursday, 4/25/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Friday, 4/5/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Tuesday, 2/5/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497K
Friday, 1/18/2019
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Friday, 1/18/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 1/14/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Monday, 1/14/2019
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
N-Q
Thursday, 12/27/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Thursday, 11/29/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Thursday, 11/1/2018
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Thursday, 11/1/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
24F-2NT
Wednesday, 10/24/2018
Rule 24F-2 notice filed on Form 24F-2
485BPOS
Thursday, 10/11/2018
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Thursday, 10/11/2018
Annual Report for Registered Investment Companies
497J
Wednesday, 10/3/2018
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
497K
Thursday, 9/27/2018
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
N-CSR
Thursday, 9/27/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
485BPOS
Thursday, 9/27/2018
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
N-PX
Monday, 8/20/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Wednesday, 8/8/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Friday, 6/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 5/25/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 4/24/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Thursday, 4/5/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17F2
Thursday, 4/5/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NSAR-A
Wednesday, 3/28/2018
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 2/16/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 12/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Monday, 10/30/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Monday, 10/30/2017
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
24F-2NT
Wednesday, 10/25/2017
Rule 24F-2 notice filed on Form 24F-2
485BPOS
Thursday, 10/12/2017
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
40-17F2
Thursday, 10/5/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 10/5/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
497J
Tuesday, 10/3/2017
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
NSAR-B
Friday, 9/29/2017
Annual report for management companies filed on Form N-SAR
485BPOS
Thursday, 9/28/2017
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Thursday, 9/28/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
497K
Thursday, 9/28/2017
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
40-APP/A
Thursday, 8/31/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Tuesday, 8/29/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Wednesday, 7/26/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Thursday, 6/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 6/9/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 6/1/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 5/2/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Monday, 4/10/2017
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Friday, 4/7/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Thursday, 4/6/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17F2
Monday, 4/3/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NSAR-A
Thursday, 3/30/2017
Semi-annual report for management companies filed on Form N-SAR
40-APP
Tuesday, 2/28/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Wednesday, 2/1/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 12/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17F2
Monday, 10/24/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 10/20/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
24F-2NT
Thursday, 10/13/2016
Rule 24F-2 notice filed on Form 24F-2
485BPOS
Wednesday, 10/12/2016
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
497J
Monday, 10/3/2016
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
NSAR-B
Thursday, 9/29/2016
Annual report for management companies filed on Form N-SAR
485BPOS
Tuesday, 9/27/2016
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
497K
Tuesday, 9/27/2016
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
N-CSR
Tuesday, 9/27/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/29/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Thursday, 8/11/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 8/10/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 8/10/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Wednesday, 6/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 5/13/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Tuesday, 4/5/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 3/29/2016
Semi-annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 1/20/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 12/30/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497K
Friday, 11/20/2015
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Friday, 11/20/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
485BPOS
Friday, 11/13/2015
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
497J
Monday, 11/2/2015
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
497K
Monday, 10/26/2015
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
485BPOS
Monday, 10/26/2015
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
40-APP
Thursday, 10/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
24F-2NT
Tuesday, 10/20/2015
Rule 24F-2 notice filed on Form 24F-2
NSAR-B/A
Thursday, 10/8/2015
Annual report for management companies filed on Form N-SAR
N-CSR
Wednesday, 10/7/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 9/29/2015
Annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/26/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Monday, 8/10/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Monday, 8/10/2015
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
N-Q
Monday, 6/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 4/1/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-A
Tuesday, 3/31/2015
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Monday, 3/30/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Tuesday, 12/30/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
485BPOS
Thursday, 11/13/2014
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
497
Friday, 10/31/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
Ownership (29)
4
Monday, 7/19/2010
FOSSEL JON S: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/14/2010
VANDEHEY MARK S.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
ARMSTRONG WILLIAM L.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
BOWEN GEORGE C.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
CAMERON EDWARD L.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
FREEDMAN SAM: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
GRABISH RICHARD F: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
HAMILTON BEVERLY L.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
HUI MARGARET: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
IVES KATHLEEN T.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
KEFFER THOMAS W.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
MALONE ROBERT L.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
MARSHALL F. WILLIAM JR.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
VOTTIERO PHILIP: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
Webman Jerry: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
WELSH JOSEPH: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
WIXTED BRIAN W.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/13/2010
ZACK ROBERT G.: Statement of changes in beneficial ownership of securities
3
Thursday, 1/7/2010
Glavin William Francis Jr: Initial statement of beneficial ownership of securities
3
Wednesday, 1/6/2010
KEFFER THOMAS W.: Initial statement of beneficial ownership of securities
5
Tuesday, 12/29/2009
Murphy John V: Annual statement of changes in beneficial ownership of securities
3
Friday, 6/27/2008
GRABISH RICHARD F: Initial statement of beneficial ownership of securities
3
Tuesday, 7/3/2007
Webman Jerry: Initial statement of beneficial ownership of securities
4
Thursday, 12/28/2006
FOSSEL JON S: Statement of changes in beneficial ownership of securities
4
Friday, 11/5/2004
FOSSEL JON S: Statement of changes in beneficial ownership of securities
4/A
Friday, 11/5/2004
FOSSEL JON S: Statement of changes in beneficial ownership of securities
3
Monday, 10/4/2004
Initial statement of beneficial ownership of securities
4
Wednesday, 8/25/2004
Statement of changes in beneficial ownership of securities
Proxies (10)
DEFA14A
Wednesday, 3/20/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 2/22/2019
Definitive proxy statements
DEFA14A
Thursday, 1/19/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 1/3/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 12/15/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 12/14/2011
Definitive proxy statements
PRE 14A
Friday, 11/18/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/1/2010
Definitive proxy statements
PRE 14A
Tuesday, 3/2/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/15/2005
Definitive proxy statements