KNIGHT CAPITAL GROUP LLC

Related Filers (72)

Financials (66)

10-Q/A
Friday, 5/10/2013
Quarterly Report for period ending 2013-03-31
10-Q
Thursday, 5/9/2013
Quarterly Report for period ending 2013-03-31
10-K/A
Tuesday, 4/16/2013
Annual Report for period ending 2012-12-31
10-K
Friday, 3/1/2013
Annual Report for period ending 2012-12-31
10-Q
Friday, 11/9/2012
Quarterly Report for period ending 2012-09-30
10-Q
Thursday, 8/9/2012
Quarterly Report for period ending 2012-06-30
10-Q
Thursday, 5/10/2012
Quarterly Report for period ending 2012-03-31
10-K
Wednesday, 2/29/2012
Annual Report for period ending 2011-12-31
10-Q
Wednesday, 11/9/2011
Quarterly Report for period ending 2011-09-30
10-Q
Tuesday, 8/9/2011
Quarterly Report for period ending 2011-06-30
10-Q
Tuesday, 5/10/2011
Quarterly Report for period ending 2011-03-31
10-K
Tuesday, 3/1/2011
Annual Report for period ending 2010-12-31
10-Q
Tuesday, 11/9/2010
Quarterly Report for period ending 2010-09-30
10-Q
Monday, 8/9/2010
Quarterly Report for period ending 2010-06-30
10-Q
Friday, 5/7/2010
Quarterly Report for period ending 2010-03-31
10-K
Wednesday, 2/24/2010
Annual Report for period ending 2009-12-31
10-Q
Friday, 11/6/2009
Quarterly Report for period ending 2009-09-30
10-Q
Friday, 8/7/2009
Quarterly Report for period ending 2009-06-30
10-Q
Monday, 5/11/2009
Quarterly Report for period ending 2009-03-31
10-K
Monday, 3/2/2009
Annual Report for period ending 2008-12-31
10-Q
Monday, 11/10/2008
Quarterly Report for period ending 2008-09-30
10-Q
Monday, 8/11/2008
Quarterly Report for period ending 2008-06-30
10-Q
Monday, 5/12/2008
Quarterly Report for period ending 2008-03-31
10-K
Friday, 2/29/2008
Annual Report for period ending 2007-12-31
10-Q
Friday, 11/9/2007
Quarterly Report for period ending 2007-09-30
10-Q
Thursday, 8/9/2007
Quarterly Report for period ending 2007-06-30
10-Q
Wednesday, 5/9/2007
Quarterly Report for period ending 2007-03-31
10-K
Wednesday, 2/28/2007
Annual Report for period ending 2006-12-31
10-Q
Thursday, 11/9/2006
Quarterly Report for period ending 2006-09-30
10-Q
Wednesday, 8/9/2006
Quarterly Report for period ending 2006-06-30
10-Q
Wednesday, 5/10/2006
Quarterly Report for period ending 2006-03-31
10-K
Tuesday, 3/14/2006
Annual Report for period ending 2005-12-31
10-Q
Wednesday, 11/2/2005
Quarterly Report for period ending 2005-09-30
10-K/A
Tuesday, 8/9/2005
Annual Report for period ending 2004-12-31
10-Q/A
Tuesday, 8/9/2005
Quarterly Report for period ending 2005-03-31
10-Q
Tuesday, 8/9/2005
Quarterly Report for period ending 2005-06-30
10-Q
Tuesday, 5/10/2005
Quarterly Report for period ending 2005-03-31
10-K
Tuesday, 3/15/2005
Annual Report for period ending 2004-12-31
10-Q
Friday, 11/5/2004
Quarterly Report for period ending 2004-09-30
10-Q
Thursday, 8/5/2004
Quarterly Report for period ending 2004-06-30
10-Q
Thursday, 5/6/2004
Quarterly Report for period ending 2004-03-31
10-K
Monday, 3/15/2004
Annual Report for period ending 2003-12-31
10-Q
Monday, 11/10/2003
Quarterly Report for period ending 2003-09-30
10-Q
Wednesday, 8/13/2003
Quarterly Report for period ending 2003-06-30
10-Q
Thursday, 5/15/2003
Quarterly Report for period ending 2003-03-31
10-K
Monday, 3/31/2003
Annual Report for period ending 2002-12-31
10-Q
Tuesday, 11/12/2002
Quarterly Report for period ending 2002-09-30
10-Q
Wednesday, 8/14/2002
Quarterly Report for period ending 2002-06-30
10-Q
Wednesday, 5/15/2002
Quarterly Report for period ending 2002-03-31
10-K/A
Wednesday, 4/3/2002
Annual Report for period ending 2001-12-31
10-K
Friday, 3/29/2002
Annual Report for period ending 2001-12-31
10-Q
Wednesday, 11/14/2001
Quarterly Report for period ending 2001-09-30
10-Q
Tuesday, 8/14/2001
Quarterly Report for period ending 2001-06-30
10-Q
Monday, 5/14/2001
Quarterly Report for period ending 2001-03-31
10-K/A
Friday, 3/30/2001
Annual Report for period ending 2000-12-31
10-K
Thursday, 3/29/2001
Annual Report for period ending 2000-12-31
10-Q
Tuesday, 11/14/2000
Quarterly Report for period ending 2000-09-30
10-Q
Monday, 8/14/2000
Quarterly Report for period ending 2000-06-30
10-Q
Friday, 5/12/2000
Quarterly Report for period ending 2000-03-31
10-K
Wednesday, 3/29/2000
Annual Report for period ending 1999-12-31
10-Q
Friday, 11/12/1999
Quarterly Report for period ending 1999-09-30
10-Q
Wednesday, 8/11/1999
Quarterly Report for period ending 1999-06-30
10-Q
Friday, 5/14/1999
Quarterly Report for period ending 1999-03-31
10-K
Wednesday, 3/24/1999
Annual Report for period ending 1998-12-31
10-Q
Friday, 11/6/1998
Quarterly Report for period ending 1998-09-30
10-Q
Friday, 8/21/1998
Quarterly Report for period ending 1998-06-30
Show More

News (174)

8-K
Monday, 7/8/2013
Current report filing
8-K
Friday, 6/28/2013
Current report filing
8-K
Wednesday, 6/26/2013
Current report filing
8-K
Friday, 6/14/2013
Current report filing
8-K
Monday, 6/10/2013
Current report filing
8-K
Monday, 5/13/2013
Current report filing
8-K
Wednesday, 5/1/2013
Current report filing
8-K
Monday, 4/15/2013
Current report filing
8-K
Tuesday, 3/19/2013
Current report filing
8-K
Thursday, 2/28/2013
Current report filing
8-K
Monday, 2/4/2013
Current report filing
8-K
Thursday, 1/24/2013
Current report filing
8-K
Friday, 12/28/2012
Current report filing
8-K
Monday, 12/24/2012
Current report filing
8-K
Wednesday, 12/19/2012
Current report filing
8-K
Thursday, 12/6/2012
Current report filing
8-K
Wednesday, 10/17/2012
Current report filing
8-K
Tuesday, 9/25/2012
Current report filing
8-K
Wednesday, 8/29/2012
Current report filing
8-K/A
Tuesday, 8/7/2012
Current report filing
8-K
Monday, 8/6/2012
Current report filing
8-K
Monday, 8/6/2012
Current report filing
8-K
Thursday, 8/2/2012
Current report filing
8-K
Wednesday, 7/18/2012
Current report filing
8-K
Thursday, 6/28/2012
Current report filing
8-K
Wednesday, 5/23/2012
Current report filing
8-K
Tuesday, 5/15/2012
Current report filing
8-K
Wednesday, 5/9/2012
Current report filing
8-K
Wednesday, 4/18/2012
Current report filing
8-K
Tuesday, 1/24/2012
Current report filing
8-K
Thursday, 1/19/2012
Current report filing
8-K/A
Monday, 11/14/2011
Current report filing
8-K
Friday, 11/4/2011
Current report filing
8-K
Monday, 10/31/2011
Current report filing
8-K
Wednesday, 10/19/2011
Current report filing
8-K
Thursday, 8/4/2011
Current report filing
8-K
Wednesday, 7/20/2011
Current report filing
8-K
Thursday, 6/30/2011
Current report filing
8-K
Monday, 5/16/2011
Current report filing
8-K
Wednesday, 4/20/2011
Current report filing
8-K
Thursday, 1/20/2011
Current report filing
8-K
Thursday, 11/18/2010
Current report filing
8-K
Wednesday, 10/20/2010
Current report filing
8-K
Monday, 10/4/2010
Current report filing
8-K
Tuesday, 7/27/2010
Current report filing
8-K
Monday, 7/26/2010
Current report filing
8-K
Wednesday, 7/21/2010
Current report filing
8-K
Tuesday, 7/6/2010
Current report filing
8-K
Friday, 5/14/2010
Current report filing
8-K
Thursday, 5/13/2010
Current report filing
8-K
Wednesday, 4/21/2010
Current report filing
8-K
Wednesday, 3/31/2010
Current report filing
8-K
Tuesday, 3/30/2010
Current report filing
8-K
Friday, 3/19/2010
Current report filing
8-K
Tuesday, 3/16/2010
Current report filing
8-K
Thursday, 1/21/2010
Current report filing
8-K
Monday, 1/11/2010
Current report filing
8-K
Wednesday, 10/21/2009
Current report filing
8-K
Wednesday, 7/22/2009
Current report filing
8-K
Tuesday, 5/19/2009
Current report filing
8-K
Wednesday, 4/22/2009
Current report filing
8-K
Wednesday, 4/1/2009
Current report filing
8-K
Thursday, 2/26/2009
Current report filing
8-K
Tuesday, 1/27/2009
Current report filing
8-K
Thursday, 1/22/2009
Current report filing
8-K
Thursday, 1/8/2009
Current report filing
8-K
Monday, 12/29/2008
Current report filing
8-K
Wednesday, 12/24/2008
Current report filing
8-K
Thursday, 10/30/2008
Current report filing
8-K
Wednesday, 10/22/2008
Current report filing
8-K
Friday, 8/22/2008
Current report filing
8-K
Wednesday, 7/16/2008
Current report filing
8-K
Monday, 7/14/2008
Current report filing
8-K
Wednesday, 5/7/2008
Current report filing
8-K
Wednesday, 4/16/2008
Current report filing
8-K
Thursday, 2/7/2008
Current report filing
8-K
Thursday, 1/31/2008
Current report filing
8-K
Wednesday, 1/16/2008
Current report filing
8-K
Tuesday, 1/15/2008
Current report filing
8-K
Friday, 1/11/2008
Current report filing
8-K
Monday, 11/19/2007
Current report filing
8-K
Wednesday, 10/17/2007
Current report filing
8-K
Tuesday, 10/9/2007
Current report filing
8-K
Wednesday, 10/3/2007
Current report filing
8-K
Monday, 9/10/2007
Current report filing
8-K
Monday, 8/27/2007
Current report filing
8-K
Tuesday, 8/14/2007
Current report filing
8-K
Monday, 8/6/2007
Current report filing
8-K
Wednesday, 7/18/2007
Current report filing
8-K
Wednesday, 7/18/2007
Current report filing
8-K
Friday, 5/11/2007
Current report filing
8-K
Wednesday, 4/18/2007
Current report filing
8-K
Thursday, 1/18/2007
Current report filing
8-K
Friday, 12/22/2006
Current report filing
8-K/A
Thursday, 10/19/2006
Current report filing
8-K
Wednesday, 10/18/2006
Current report filing
8-K/A
Tuesday, 10/10/2006
Current report filing
8-K
Monday, 10/2/2006
Current report filing
8-K
Friday, 9/1/2006
Current report filing
8-K
Wednesday, 7/26/2006
Current report filing
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Other (56)

13F-HR
Thursday, 8/8/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
15-12B
Tuesday, 7/16/2013
Notice of termination of registration of a class of securities under Section 12(b)
25-NSE
Friday, 7/5/2013
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
POSASR
Monday, 7/1/2013
Post-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR
13F-HR
Friday, 5/10/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Monday, 4/15/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Wednesday, 2/13/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/13/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
D/A
Monday, 7/16/2012
Exempt (Private) Offering
13F-HR
Tuesday, 5/15/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
ARS
Wednesday, 4/4/2012
Annual report to security holders
CORRESP
Friday, 3/16/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/15/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Tuesday, 2/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Wednesday, 1/18/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Monday, 11/14/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/11/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
D/A
Thursday, 7/14/2011
Exempt (Private) Offering
13F-HR
Friday, 5/13/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
ARS
Thursday, 4/7/2011
Annual report to security holders
13F-HR
Friday, 2/11/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 2/11/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/15/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
D
Monday, 10/18/2010
Exempt (Private) Offering
CORRESP
Thursday, 9/30/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/18/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Tuesday, 8/10/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
D
Wednesday, 7/14/2010
Exempt (Private) Offering
25
Monday, 5/24/2010
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange
CERTNYS
Friday, 5/21/2010
None
8-A12B
Thursday, 5/20/2010
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
13F-HR
Friday, 5/14/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
ARS
Friday, 5/7/2010
Annual report to security holders
13F-HR
Friday, 2/12/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/13/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/13/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/19/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/19/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
ARS
Friday, 4/10/2009
Annual report to security holders
CORRESP
Thursday, 4/9/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 1/30/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/31/2008
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
REGDEX
Tuesday, 7/22/2008
Form D (PDF)
ARS
Thursday, 4/24/2008
Annual report to security holders
REGDEX
Friday, 1/18/2008
Form D (PDF)
CORRESP
Friday, 10/5/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/27/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
ARS
Monday, 4/23/2007
Annual report to security holders
ARS
Tuesday, 4/11/2006
Annual report to security holders
ARS
Wednesday, 4/13/2005
Annual report to security holders
ARS
Thursday, 4/15/2004
Annual report to security holders
ARS
Monday, 4/14/2003
Annual report to security holders
ARS
Friday, 5/3/2002
Annual report to security holders
8-A12G
Tuesday, 7/7/1998
Form for registration of a class of securities pursuant to Section 12(g)
8-A12B
Friday, 6/12/1998
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
Show More

Ownership (442)

4
Friday, 11/18/2016
Bats Global Markets, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
Bats Global Markets, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2016
Bats Global Markets, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/9/2016
Bats Global Markets, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 10/21/2016
Bats Global Markets, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/18/2016
Bats Global Markets, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 4/22/2016
Bats Global Markets, Inc.: Statement of changes in beneficial ownership of securities
3
Monday, 4/18/2016
Bats Global Markets, Inc.: Initial statement of beneficial ownership of securities
4
Friday, 7/5/2013
NIMETZ MATTHEW: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 7/5/2013
GETCO Holding Company, LLC: Major Shareholders
4
Wednesday, 7/3/2013
BCP VI Side-By-Side GP L.L.C.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
SCHWARZMAN STEPHEN A: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Lhota Alan: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Lyons Robert K: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Amoruso Leonard J: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Quick Christopher C: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Mazzella Joseph: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Lewis James W: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
BOLSTER WILLIAM L: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Schmitt Daniel F: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
JOYCE THOMAS M: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Milde James T: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
GETCO Strategic Investments, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Bisgay Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
SHAHON LAURIE M: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/3/2013
Sohos George: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 7/3/2013
Blackstone Holdings III L.P.: Major Shareholders
4
Monday, 6/10/2013
Mazzella Joseph: Statement of changes in beneficial ownership of securities
4
Monday, 6/10/2013
Lyons Robert K: Statement of changes in beneficial ownership of securities
4
Thursday, 5/30/2013
Lhota Alan: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/28/2013
SCHWARZMAN STEPHEN A: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/28/2013
Blackstone Capital Partners VI L.P.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 5/28/2013
Blackstone Holdings III L.P.: Major Shareholders
4
Tuesday, 5/21/2013
BOLSTER WILLIAM L: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/21/2013
Quick Christopher C: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/21/2013
Milde James T: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/21/2013
SHAHON LAURIE M: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/21/2013
Lewis James W: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 3/8/2013
TD AMERITRADE HOLDING CORP: Major Shareholders
4
Friday, 3/1/2013
GETCO Holding Company, LLC: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 3/1/2013
GETCO Holding Company, LLC: Major Shareholders
4
Wednesday, 2/20/2013
Sohos George: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/5/2013
Hoffman Peter J: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Lhota Alan: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Amoruso Leonard J: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Mazzella Joseph: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Bisgay Steven: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Sadoff Steven J: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Hoffman Peter J: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
JOYCE THOMAS M: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Sohos George: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Lehmann David: Statement of changes in beneficial ownership of securities
4
Monday, 2/4/2013
Lyons Robert K: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 1/11/2013
BlackRock Inc.: Major Shareholders
4
Thursday, 1/3/2013
JOYCE THOMAS M: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 12/31/2012
Stephens Investments Holdings LLC: Major Shareholders
SC 13D/A
Wednesday, 12/26/2012
TD AMERITRADE HOLDING CORP: Major Shareholders
SC 13D/A
Friday, 12/21/2012
GETCO Holding Company, LLC: Major Shareholders
SC 13D/A
Wednesday, 12/19/2012
JEFFERIES & COMPANY, INC.: Major Shareholders
SC 13D/A
Wednesday, 11/28/2012
GETCO Strategic Investments, LLC: Major Shareholders
SC 13D/A
Thursday, 11/15/2012
GETCO Strategic Investments, LLC: Major Shareholders
4
Tuesday, 9/18/2012
SCHWARZMAN STEPHEN A: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/18/2012
Blackstone Capital Partners VI L.P.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 9/18/2012
Blackstone Holdings III L.P.: Major Shareholders
4
Thursday, 9/13/2012
GETCO Holding Company, LLC: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 9/10/2012
FMR LLC: Major Shareholders
SC 13G/A
Thursday, 9/6/2012
ROYCE & ASSOCIATES LLC: Major Shareholders
3
Thursday, 9/6/2012
Tomczyk Fredric J: Initial statement of beneficial ownership of securities
3
Thursday, 9/6/2012
Brand Martin: Initial statement of beneficial ownership of securities
3
Thursday, 9/6/2012
NIMETZ MATTHEW: Initial statement of beneficial ownership of securities
4
Thursday, 8/30/2012
JEFFERIES GROUP INC /DE/: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 8/29/2012
TD AMERITRADE HOLDING CORP: Major Shareholders
4
Wednesday, 8/29/2012
JEFFERIES GROUP INC /DE/: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/21/2012
SCHWARZMAN STEPHEN A: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/21/2012
Blackstone Capital Partners VI L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 8/20/2012
GETCO Holding Company, LLC: Statement of changes in beneficial ownership of securities
SC 13D
Thursday, 8/16/2012
GETCO Strategic Investments, LLC: Major Shareholders
3
Thursday, 8/16/2012
Blackstone Capital Partners VI L.P.: Initial statement of beneficial ownership of securities
3
Thursday, 8/16/2012
SCHWARZMAN STEPHEN A: Initial statement of beneficial ownership of securities
SC 13D
Thursday, 8/16/2012
JEFFERIES & COMPANY, INC.: Major Shareholders
SC 13D
Thursday, 8/16/2012
TD AMERITRADE HOLDING CORP: Major Shareholders
SC 13D
Thursday, 8/16/2012
Blackstone Holdings III L.P.: Major Shareholders
SC 13D
Thursday, 8/16/2012
Stephens Investments Holdings LLC: Major Shareholders
SC 13D
Thursday, 8/16/2012
STIFEL FINANCIAL CORP: Major Shareholders
3
Thursday, 8/16/2012
JEFFERIES GROUP INC /DE/: Initial statement of beneficial ownership of securities
3
Friday, 8/10/2012
GETCO Holding Co.: Initial statement of beneficial ownership of securities
4
Friday, 8/10/2012
GETCO Holding Co.: Statement of changes in beneficial ownership of securities
3
Monday, 5/14/2012
Schmitt Daniel F: Initial statement of beneficial ownership of securities
4
Monday, 5/14/2012
BOLSTER WILLIAM L: Statement of changes in beneficial ownership of securities
4
Monday, 5/14/2012
Lewis James W: Statement of changes in beneficial ownership of securities
4
Monday, 5/14/2012
Milde James T: Statement of changes in beneficial ownership of securities
4
Monday, 5/14/2012
Quick Christopher C: Statement of changes in beneficial ownership of securities
4
Monday, 5/14/2012
SHAHON LAURIE M: Statement of changes in beneficial ownership of securities
4
Thursday, 5/10/2012
Amoruso Leonard J: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/9/2012
Amoruso Leonard J: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/25/2012
Amoruso Leonard J: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/29/2012
Amoruso Leonard J: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2012
FMR LLC: Major Shareholders
SC 13G/A
Monday, 2/13/2012
BlackRock Inc.: Major Shareholders
4
Monday, 2/13/2012
Hoffman Peter J: Statement of changes in beneficial ownership of securities
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Prospectus (63)

S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Monday, 7/1/2013
Post-effective amendment to a S-8 registration statement
425
Friday, 6/14/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 5/28/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 5/28/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 5/28/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 4/15/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 4/15/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 2/21/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 2/21/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 2/21/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 2/21/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 2/20/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 2/20/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 2/13/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 2/13/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 2/6/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 2/6/2013
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
S-8
Wednesday, 1/30/2013
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8 POS
Wednesday, 1/30/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Wednesday, 1/30/2013
Post-effective amendment to a S-8 registration statement
S-8 POS
Wednesday, 1/30/2013
Post-effective amendment to a S-8 registration statement
425
Monday, 12/24/2012
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 12/19/2012
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
424B7
Friday, 9/7/2012
Prospectus filed pursuant to Rule 424(b)(7)
424B7
Thursday, 8/16/2012
Prospectus filed pursuant to Rule 424(b)(7)
424B3
Tuesday, 8/7/2012
Prospectus filed pursuant to Rule 424(b)(3)
S-3ASR
Monday, 8/6/2012
Automatic shelf registration statement of securities of well-known seasoned issuers
S-8
Monday, 11/29/2010
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8 POS
Tuesday, 9/28/2010
Post-effective amendment to a S-8 registration statement
S-8 POS
Tuesday, 9/28/2010
Post-effective amendment to a S-8 registration statement
S-8 POS
Tuesday, 9/28/2010
Post-effective amendment to a S-8 registration statement
S-8
Tuesday, 9/28/2010
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 9/28/2010
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Wednesday, 7/8/2009
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 1/9/2007
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Thursday, 7/24/2003
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8 POS
Wednesday, 7/23/2003
Post-effective amendment to a S-8 registration statement
SC TO-I/A
Tuesday, 3/11/2003
Issuer tender offer statement
SC TO-I/A
Friday, 12/20/2002
Issuer tender offer statement
SC TO-I
Wednesday, 12/11/2002
Issuer tender offer statement
S-3
Thursday, 7/20/2000
Registration statement for specified transactions by certain issuers
S-8 POS
Wednesday, 1/12/2000
Post-effective amendment to a S-8 registration statement
424B1
Friday, 2/26/1999
Prospectus filed pursuant to Rule 424(b)(1)
S-1/A
Thursday, 2/25/1999
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 2/22/1999
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 2/4/1999
General form of registration statement for all companies including face-amount certificate companies
S-1
Monday, 2/1/1999
General form of registration statement for all companies including face-amount certificate companies
S-8
Friday, 1/29/1999
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B1
Wednesday, 7/8/1998
Prospectus filed pursuant to Rule 424(b)(1)
S-1/A
Tuesday, 7/7/1998
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 6/25/1998
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 6/19/1998
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 6/10/1998
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 6/1/1998
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 5/26/1998
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 5/1/1998
General form of registration statement for all companies including face-amount certificate companies
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